1. Ingeniería

List of CMUS Instruments
2015-02-05
Issue
Number
ABOCFB12049
ABOCFC11017
Issue Description
Issuer
AGRICULTURAL BK
CHN,CHN 3.20%
2015-11-28
AGRICULTURAL BK
CHN 2.64% 2016-07-06
AGRICULTURAL
BANK OF CHINA
LIMITED CHINA
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
ABOCFC12024
AGRICULTURAL BK
CHN 2.88% 2019-04-10
ABOCFC12034
AGRICULTURAL BK
CHN 1.7% 2015-07-13
ABOCFC12050
AGRICULTURAL BK
CHN 1.4% 2016-05-30
ABOCFC13034
AGRICULTURAL BK
CHN 1.28% 2016-05-03
ABOCFC13043
AGRICULTURAL BK
CHN 2.65% 2015-06-11
ABOCFC13048
AGRICULTURAL BK
CHN 1.4% 2016-06-27
ABOCFC13049
AGRICULTURAL BK
CHN 3% 2016-06-24
ABOCFC13052
AGRICULTURAL BK
CHN 2.6% 2018-07-12
ABOCFC13080
AGRICULTURAL BK
CHN 1.54% 2015-10-28
ABOCFC13086
AGRICULTURAL BK
CHN 1.465%
2015-11-02
AGRICULTURAL BK
CHN 1.50% 2015-03-11
ABOCFC14004
ABOCFC14006
ABOCFC14007
ABOCFC14008
ABOCFC14009
ABOCFC14010
ABOCFC14013
AGRICULTURAL BK
OF CHN 1.46%
2015-03-19
AGRICULTURAL BK
OF CHN 1.46%
2015-03-19
AGRICULTURAL BK
OF CHN 1.46%
2015-03-19
AGRICULTURAL BK
OF CHN 1.46%
2015-03-19
AGRICULTURAL BK
OF CHN 1.46%
2015-03-19
AGRICULTURAL BK
CHN 1.46% 2015-03-19
ABOCFC14014
AGRICULTURAL BK
CHN 1.46% 2015-03-19
ABOCFC14015
AGRICULTURAL BK
CHN 1.46% 2015-03-19
ABOCFC14016
AGRICULTURAL BK
OF CHN 2.70%
2015-03-20
AGRICULTURAL BK
OF CHN 2.70%
2015-03-24
AGRICULTURAL BK
OF CHN 2.70%
2015-03-26
AGRICULTURAL BK
OF CHN 2.70%
2015-03-27
AGRICULTURAL BK
OF CHN 2.70%
2015-03-26
AGRICULTURAL BK
OF CHN 2.70%
2015-03-30
AGRICULTURAL BK
OF CHN 1.45%
2015-03-31
AGRICULTURAL BK
OF CHN 2.70%
2015-03-31
AGRICULTURAL BK
OF CHN 2.84%
2015-03-31
AGRICULTURAL BK
OF CHN 1.48%
2015-03-31
AGRICULTURAL BK
OF CHN 2.70%
2015-03-31
AGRICULTURAL BK
OF CHN 1.45%
2015-03-31
ABOCFC14017
ABOCFC14019
ABOCFC14021
ABOCFC14022
ABOCFC14023
ABOCFC14024
ABOCFC14025
ABOCFC14026
ABOCFC14027
ABOCFC14028
ABOCFC14029
Paying
Agent
Code
Issue
Date
Maturity
Date
ABOC
2012-11-28
HKNG
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2015-11-30
3.20
2014-11-28
2015-05-28
6
085934481
2011-07-06
2016-07-06
2.64
2014-07-07
2015-07-06
12
HKNG
2012-04-10
2019-04-10
2.88
2014-04-10
2015-04-10
HKNG
2012-07-13
2015-07-13
1.70
2014-07-14
HKNG
2012-11-30
2016-05-30
1.40
HKNG
2013-05-03
2016-05-03
HKNG
2013-06-11
HKNG
Common
Code
ISIN
HK0000130937
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
Special
Action
Subject to
FATCA
Withholding
Tax
CNY
1,000,000,000.00
1,000,000,000.00
N
Y
1,000,000.00
10,000.00
n
064493655
HKD
520,000,000.00
520,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-08-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
12
077046232
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-05-21
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-07-13
12
080372418
HK0000117694
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2014-05-30
2015-05-29
12
086037122
HK0000131380
HKD
54,000,000.00
54,000,000.00
N
N
500,000.00
500,000.00
1.28
2014-05-07
2015-05-05
12
092500365
HK0000148574
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2015-06-11
2.65
2014-06-11
2015-06-11
12
094287154
HK0000152956
CNY
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
2013-07-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2013-06-27
2016-06-27
1.40
2014-12-29
2015-03-27
3
094767377
HK0000154697
HKD
580,000,000.00
580,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-08-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-06-25
2016-06-24
3.00
2014-06-25
2015-06-25
12
094772818
HK0000154713
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2013-08-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-07-12
2018-07-12
2.60
2014-07-14
2015-07-13
12
095300413
HK0000156056
HKD
130,000,000.00
130,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-08-21
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-10-28
2015-10-28
1.54
2014-10-28
2015-10-28
12
098593454
HK0000169000
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2013-12-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-11-01
2015-11-02
1.47
2014-11-03
2015-11-02
12
098736301
HK0000169950
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-12-11
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
HKNG
2014-03-12
2015-03-11
1.50
2015-03-11
12
104483542
HK0000190337
USD
12,500,000.00
12,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-19
2015-03-19
1.46
2015-03-19
12
104618936
HK0000191459
HKD
250,000,000.00
250,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-19
2015-03-19
1.46
2015-03-19
12
104618944
HK0000191434
HKD
135,000,000.00
135,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-19
2015-03-19
1.46
2015-03-19
12
104619118
HK0000191442
HKD
135,000,000.00
135,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-19
2015-03-19
1.46
2015-03-19
12
104619134
HK0000191475
HKD
140,000,000.00
140,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-19
2015-03-19
1.46
2015-03-19
12
104619177
HK0000191467
HKD
140,000,000.00
140,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-19
2015-03-19
1.46
2015-03-19
12
104675093
HK0000191756
HKD
155,000,000.00
155,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-03-19
2015-03-19
1.46
2015-03-19
12
104675310
HK0000191749
HKD
155,000,000.00
155,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-03-19
2015-03-19
1.46
2015-03-19
12
104675557
HK0000191764
HKD
155,000,000.00
155,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-03-20
2015-03-20
2.70
2015-03-20
12
104821855
HK0000191970
CNY
310,000,000.00
310,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-24
2015-03-24
2.70
2015-03-24
12
104823149
HK0000192333
CNY
600,000,000.00
600,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-26
2015-03-26
2.70
2015-03-26
12
104896286
HK0000192952
CNY
1,400,000,000.00
1,400,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-27
2015-03-27
2.70
2015-03-27
12
104974732
HK0000193240
CNY
360,000,000.00
360,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-26
2015-03-26
2.70
2015-03-26
12
104975771
HK0000192960
CNY
848,000,000.00
848,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-28
2015-03-30
2.70
2015-03-30
12
105068158
HK0000193497
CNY
468,500,000.00
468,500,000.00
N
N
500,000.00
500,000.00
HKNG
2014-03-31
2015-03-31
1.45
2015-03-31
12
105079346
HK0000193687
HKD
290,000,000.00
290,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-31
2015-03-31
2.70
2015-03-31
12
105079834
HK0000193661
CNY
600,000,000.00
600,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-31
2015-03-31
2.84
2015-03-31
12
105079885
HK0000193679
CNY
133,000,000.00
133,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-31
2015-03-31
1.48
2015-03-31
12
105175752
HK0000193695
HKD
150,000,000.00
150,000,000.00
N
N
50,000.00
50,000.00
n
HKNG
2014-03-31
2015-03-31
2.70
2015-03-31
12
105176384
HK0000193703
CNY
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-31
2015-03-31
1.45
2015-03-31
12
105176724
HK0000193711
HKD
620,000,000.00
620,000,000.00
N
N
1,000,000.00
1,000,000.00
n
n
2013-01-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2014-05-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
ABOCFC14031
ABOCFC14034
ABOCFC14035
ABOCFC14036
ABOCFC14038
ABOCFC14040
ABOCFC14041
ABOCFC14042
ABOCFC14045
ABOCFC14047
ABOCFC14050
ABOCFC14051
ABOCFC14053
ABOCFC14054
ABOCFC14056
ABOCFC14058
ABOCFC14059
ABOCFC14060
ABOCFC14061
ABOCFC14064
ABOCFC14067
ABOCFC14068
ABOCFC14074
ABOCFC14077
ABOCFC14078
ABOCFC14079
ABOCFC14080
ABOCFC14081
ABOCFC14082
ABOCFC14084
ABOCFC14086
ABOCFC14092
ABOCFC14093
Issue Description
Issuer
AGRICULTURAL BK
OF CHN 2.70%
2015-04-02
AGRICULTURAL BK
OF CHN 2.75%
2015-04-10
AGRICULTURAL BK
OF CHN 1.50%
2015-04-09
AGRICULTURAL BK
OF CHN 2.80%
2015-04-13
AGRICULTURAL BK
OF CHN 2.80%
2015-04-14
AGRICULTURAL BK
OF CHN 2.70%
2015-04-15
AGRICULTURAL BK
OF CHN 2.85%
2015-04-16
AGRICULTURAL BK
OF CHN 2.70%
2015-04-16
AGRICULTURAL BK
OF CHN 2.75%
2015-04-17
AGRICULTURAL BK
OF CHN 2.80%
2015-04-24
AGRICULTURAL BK
OF CHN 2.80%
2015-04-30
AGRICULTURAL BK
OF CHN 1.50%
2015-04-30
AGRICULTURAL BK
OF CHN 1.63%
2015-05-04
AGRICULTURAL BK
OF CHN 2.85%
2015-05-08
AGRICULTURAL BK
OF CHN 2.90%
2015-05-13
AGRICULTURAL BK
OF CHN 2.95%
2015-05-15
AGRICULTURAL BK
OF CHN 1.40%
2015-05-19
AGRICULTURAL BK
OF CHN 1.48%
2015-05-18
AGRICULTURAL BK
OF CHN 2.74%
2015-05-19
AGRICULTURAL BK
OF CHN 1.22%
2015-05-27
AGRICULTURAL BK
OF CHN 2.80%
2015-05-29
AGRICULTURAL BK
OF CHN 2.98%
2015-06-03
AGRICULTURAL BK
OF CHN 1.55%
2015-06-08
AGRICULTURAL BK
OF CHN 2.85%
2015-06-12
AGRICULTURAL BK
OF CHN 1.50%
2015-06-12
AGRICULTURAL BK
OF CHN 3.66%
2021-06-17
AGRICULTURAL BK
OF CHN 1.60%
2015-06-17
AGRICULTURAL BK
OF CHN 2.80%
2015-06-17
AGRICULTURAL BK
OF CHN 1.20%
2015-06-19
AGRICULTURAL BK
OF CHN 1.60%
2015-06-18
AGRICULTURAL BK
OF CHN 1.64%
2015-06-19
AGRICULTURAL BK
OF CHN 3.58%
2021-07-07
AGRICULTURAL BK
OF CHN 2.80%
2015-07-10
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2014-04-04
2015-04-02
2.70
2015-04-02
12
105457081
HK0000194636
CNY
335,000,000.00
335,000,000.00
N
HKNG
2014-04-10
2015-04-10
2.75
2015-04-10
12
105582099
HK0000195344
CNY
180,000,000.00
180,000,000.00
HKNG
2014-04-11
2015-04-09
1.50
2015-04-09
12
105628226
HK0000195559
HKD
380,000,000.00
HKNG
2014-04-11
2015-04-13
2.80
2015-04-13
12
105628242
HK0000195427
CNY
HKNG
2014-04-14
2015-04-14
2.80
2015-04-14
12
105637071
HK0000195708
HKNG
2014-04-15
2015-04-15
2.70
2015-04-15
12
105739095
HKNG
2014-04-16
2015-04-16
2.85
2015-04-16
12
HKNG
2014-04-16
2015-04-16
2.70
2015-04-16
HKNG
2014-04-17
2015-04-17
2.75
HKNG
2014-04-25
2015-04-24
HKNG
2014-04-30
HKNG
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
N
1,000,000.00
1,000,000.00
n
N
N
500,000.00
500,000.00
n
380,000,000.00
N
N
1,000,000.00
1,000,000.00
n
105,500,000.00
105,500,000.00
N
N
500,000.00
500,000.00
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HK0000195906
CNY
620,000,000.00
620,000,000.00
N
N
500,000.00
500,000.00
n
105774664
HK0000196243
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
12
105777370
HK0000195955
CNY
350,000,000.00
350,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-04-17
12
105863101
HK0000196276
CNY
485,000,000.00
485,000,000.00
N
N
500,000.00
500,000.00
n
2.80
2015-04-24
12
106155968
HK0000197076
CNY
150,000,000.00
150,000,000.00
N
N
50,000.00
50,000.00
n
2015-04-30
2.80
2015-04-30
12
106293040
HK0000197530
CNY
300,000,000.00
300,000,000.00
N
N
50,000.00
50,000.00
n
2014-04-30
2015-04-30
1.50
2015-04-30
12
106293171
HK0000197548
HKD
124,000,000.00
124,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-05-02
2015-05-04
1.63
2015-05-04
12
106356297
HK0000197795
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
HKNG
2014-05-08
2015-05-08
2.85
2015-05-08
12
106493685
HK0000198397
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-05-13
2015-05-13
2.90
2015-05-13
12
106614741
HK0000199106
CNY
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-05-15
2015-05-15
2.95
2015-05-15
12
106774471
HK0000199726
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-05-19
2015-05-19
1.40
2015-05-19
12
106818517
HK0000200045
HKD
123,500,000.00
123,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-05-16
2015-05-18
1.48
2015-05-18
12
106881405
HK0000199981
HKD
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
HKNG
2014-05-19
2015-05-19
2.74
2015-05-19
12
106881413
HK0000200052
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-05-27
2015-05-27
1.22
2015-05-27
12
107172629
HK0000201514
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
HKNG
2014-05-29
2015-05-29
2.80
2015-05-29
12
107263934
HK0000201720
CNY
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
n
HKNG
2014-06-03
2015-06-03
2.98
2015-06-03
12
107323538
HK0000202074
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-06-06
2015-06-08
1.55
2015-06-08
12
107436936
HK0000202454
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2014-06-12
2015-06-12
2.85
2015-06-12
12
107653899
HK0000203064
CNY
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-06-12
2015-06-12
1.50
2015-06-12
12
107673733
HK0000203205
HKD
150,000,000.00
150,000,000.00
N
N
50,000.00
50,000.00
n
HKNG
2014-06-17
2021-06-17
3.66
2015-03-17
3
107759271
HK0000203643
HKD
10,000,000.00
10,000,000.00
N
N
500,000.00
500,000.00
HKNG
2014-06-17
2015-06-17
1.60
2015-06-17
12
107759298
HK0000203627
USD
22,000,000.00
22,000,000.00
N
N
100,000.00
100,000.00
n
HKNG
2014-06-17
2015-06-17
2.80
2015-06-17
12
107759140
HK0000203635
CNY
300,000,000.00
300,000,000.00
N
N
50,000.00
50,000.00
n
HKNG
2014-06-19
2015-06-19
1.20
2015-06-19
12
107760369
HK0000203940
USD
13,000,000.00
13,000,000.00
N
N
100,000.00
100,000.00
n
HKNG
2014-06-18
2015-06-18
1.60
2015-06-18
12
107804366
HK0000203866
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
HKNG
2014-06-19
2015-06-19
1.64
2015-06-19
12
107866388
HK0000203957
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
HKNG
2014-07-07
2021-07-07
3.58
2015-04-08
3
108422220
HK0000205598
HKD
10,000,000.00
10,000,000.00
N
N
500,000.00
500,000.00
HKNG
2014-07-10
2015-07-10
2.80
2015-07-10
12
108591919
HK0000206141
CNY
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
2015-01-07
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
2014-05-21
2014-06-11
2014-06-25
2014-07-16
2014-07-28
2014-08-18
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2014-12-17
Common
Code
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
n
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
ABOCFC14094
ABOCFC14095
ABOCFC14098
ABOCFC14099
ABOCFC14101
ABOCFC14103
ABOCFC14107
ABOCFC14108
ABOCFC14109
ABOCFC14110
ABOCFC14112
ABOCFC14113
ABOCFC14114
ABOCFC14116
ABOCFC14117
ABOCFC14119
ABOCFC14120
ABOCFC14121
ABOCFC14122
ABOCFC14123
ABOCFC14124
ABOCFC14125
ABOCFC14126
ABOCFC14127
ABOCFC14128
ABOCFC14129
ABOCFC14131
ABOCFC14132
ABOCFC14133
ABOCFC14134
ABOCFC14135
ABOCFC14136
ABOCFC14137
Issue Description
Issuer
AGRICULTURAL BK
OF CHN 3.05%
2015-06-11
AGRICULTURAL BK
OF CHN 1.75%
2015-07-13
AGRICULTURAL BK
CHN 1.53% 2015-07-22
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL BK
OF CHN 3.45%
2021-07-26
AGRICULTURAL BK
OF CHN 1.39%
2015-08-13
AGRICULTURAL BK
OF CHN 1.38%
2015-08-18
AGRICULTURAL BK
OF CHN 1.35%
2015-08-28
AGRICULTURAL BK
OF CHN 3.15%
2015-09-03
AGRICULTURAL BK
OF CHN 2.77%
2015-03-10
AGRICULTURAL BK
OF CHN 2.84%
2015-09-14
AGRICULTURAL BK
OF CHN 2.84%
2015-09-21
AGRICULTURAL BK
OF CHN 3.10%
2015-09-23
AGRICULTURAL BK
OF CHN 3.10%
2015-09-23
AGRICULTURAL BK
OF CHN 3.00%
2015-09-25
AGRICULTURAL BK
OF CHN 3.06%
2015-09-24
AGRICULTURAL BK
OF CHN 1.15%
2015-09-30
AGRICULTURAL BK
OF CHN 2.70%
2015-04-08
AGRICULTURAL BK
OF CHN 3.10%
2015-10-09
AGRICULTURAL BK
OF CHN 1.15%
2015-10-14
AGRICULTURAL BK
OF CHN 0.80%
2015-04-20
AGRICULTURAL BK
OF CHN 3.30%
2015-10-22
AGRICULTURAL BK
OF CHN 3.35%
2015-10-26
AGRICULTURAL BK
OF CHN 3.15%
2015-10-26
AGRICULTURAL BK
OF CHN 3.10%
2015-10-26
AGRICULTURAL BK
OF CHN 3.20%
2015-10-27
AGRICULTURAL BK
OF CHN 3.05%
2015-10-28
AGRICULTURAL BK
OF CHN 3.06%
2015-11-02
AGRICULTURAL BK
OF CHN 1.25%
2015-11-04
AGRICULTURAL BK
OF CHN 3.39%
2015-11-11
AGRICULTURAL BK
OF CHN 3.30%
2015-11-16
AGRICULTURAL BK
OF CHN 3.30%
2015-11-17
AGRICULTURAL BK
OF CHN 0.75%
2015-05-18
AGRICULTURAL BK
OF CHN 3.30%
2015-11-24
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2014-07-17
2015-06-11
3.05
2015-06-11
11
108829800
HK0000207172
CNY
295,000,000.00
295,000,000.00
N
HKNG
2014-07-18
2015-07-13
1.75
2015-07-13
12
108885211
HK0000207347
USD
101,800,000.00
101,800,000.00
HKNG
2014-07-22
2015-07-22
1.53
2015-07-22
12
108994886
HK0000207743
HKD
210,000,000.00
HKNG
2014-07-25
2021-07-26
3.45
2015-01-26
2015-04-27
3
109059226
HK0000207891
HKD
HKNG
2014-08-13
2015-08-13
1.39
2014-11-13
2015-02-13
3
109771929
HK0000211406
HKNG
2014-08-18
2015-08-18
1.38
2015-08-18
12
109947822
HKNG
2014-08-28
2015-08-28
1.35
2015-08-28
12
HKNG
2014-09-03
2015-09-03
3.15
2015-09-03
HKNG
2014-09-10
2015-03-10
2.77
HKNG
2014-09-12
2015-09-14
HKNG
2014-09-19
HKNG
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
1,000,000.00
1,000,000.00
n
N
N
100,000.00
100,000.00
n
210,000,000.00
N
N
50,000.00
50,000.00
n
10,000,000.00
10,000,000.00
N
N
500,000.00
500,000.00
HKD
564,000,000.00
564,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000212164
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
110374747
HK0000213899
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
12
110553226
HK0000214376
CNY
101,500,000.00
101,500,000.00
N
N
500,000.00
500,000.00
n
2015-03-10
6
110738366
HK0000215365
CNY
118,500,000.00
118,500,000.00
N
N
500,000.00
500,000.00
n
2.84
2015-09-14
12
110847084
HK0000215647
CNY
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
2014-10-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-09-21
2.84
2015-09-21
12
111165645
HK0000216348
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-10-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2014-09-23
2015-09-23
3.10
2015-09-23
12
111315221
HK0000216983
CNY
52,000,000.00
52,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-09-23
2015-09-23
3.10
2015-09-23
12
111315230
HK0000216991
CNY
61,500,000.00
61,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-09-25
2015-09-25
3.00
2015-09-25
12
111344892
HK0000217296
CNY
150,000,000.00
150,000,000.00
N
N
50,000.00
50,000.00
n
HKNG
2014-09-25
2015-09-24
3.06
2015-09-24
12
111344906
HK0000217262
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-09-30
2015-09-30
1.15
2015-09-30
12
111545316
HK0000217973
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-10-08
2015-04-08
2.70
2015-04-08
6
111668035
HK0000218419
CNY
100,500,000.00
100,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-10-09
2015-10-09
3.10
2015-10-09
12
112042695
HK0000219029
CNY
109,500,000.00
109,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-10-14
2015-10-14
1.15
2015-10-14
12
112084720
HK0000219292
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-10-20
2015-04-20
0.80
2015-04-20
6
112423095
HK0000220407
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
100,000.00
n
HKNG
2014-10-22
2015-10-22
3.30
2015-10-22
12
112453300
HK0000220670
CNY
30,000,000.00
30,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-10-24
2015-10-26
3.35
2015-10-26
12
112759352
HK0000221215
CNY
52,000,000.00
52,000,000.00
N
N
500,000.00
500,000.00
2014-12-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-10-24
2015-10-26
3.15
2015-10-26
12
112804781
HK0000221223
CNY
151,500,000.00
151,500,000.00
N
N
500,000.00
500,000.00
2014-12-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-10-24
2015-10-26
3.10
2015-10-26
12
112804765
HK0000221231
CNY
79,000,000.00
79,000,000.00
N
N
500,000.00
500,000.00
2014-12-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-10-28
2015-10-27
3.20
2015-10-27
12
112951300
HK0000221496
CNY
110,000,000.00
110,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-10-28
2015-10-28
3.05
2015-10-28
12
112967621
HK0000221504
CNY
150,000,000.00
150,000,000.00
N
N
50,000.00
50,000.00
n
HKNG
2014-11-03
2015-11-02
3.06
2015-11-02
12
113210958
HK0000222585
CNY
83,500,000.00
83,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-11-04
2015-11-04
1.25
2015-11-04
12
113269693
HK0000222957
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-11-11
2015-11-11
3.39
2015-11-11
12
113613807
HK0000223609
CNY
106,000,000.00
106,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-11-14
2015-11-16
3.30
2015-11-16
12
113827793
HK0000224375
CNY
380,000,000.00
380,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2014-11-17
2015-11-17
3.30
2015-11-17
12
113850949
HK0000224664
CNY
720,000,000.00
720,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-11-18
2015-05-18
0.75
2015-05-18
6
113919019
HK0000224755
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
100,000.00
n
HKNG
2014-11-24
2015-11-24
3.30
2015-11-24
12
114327832
HK0000225729
CNY
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CNY
2014-09-03
2014-12-24
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
ABOCFC14138
ABOCFC15001
ABOCFC15002
ABOCFC15003
ABOCFC15004
ABOCFN14011
ABOCFN14018
ABOCFN14032
ABOCFN14037
ABOCFN14044
ABOCFN14046
ABOCFN14062
ABOCFN14066
ABOCFN14075
ABOCFN14090
ABOCFN14097
ABOCFN14100
ABOCFN14102
ABOCFN14104
ABOCFN14105
ABOCFN14106
ABOCFN14111
Issue Description
Issuer
AGRICULTURAL BK
OF CHN 3.00%
2015-12-03
AGRICULTURAL BK
OF CHN 3.70%
2016-01-20
AGRICULTURAL BK
OF CHN 1.25%
2016-01-22
AGRICULTURAL BK
OF CHN 1.10%
2016-01-27
AGRICULTURAL BK
OF CHN 1.10%
2016-02-01
AGRICULTURAL BK
OF CHN 2.84%
2015-03-18
AGRICULTURAL BK
OF CHN 2.86%
2015-03-06
AGRICULTURAL BK
OF CHN 2.89%
2015-04-02
AGRICULTURAL BK
OF CHN 2.70%
2015-04-10
AGRICULTURAL BK
OF CHN 1.50%
2015-04-17
AGRICULTURAL BK
OF CHN 1.20%
2015-04-22
AGRICULTURAL BK
OF CHN 1.45%
2015-05-19
AGRICULTURAL BK
OF CHN 1.43%
2015-05-28
AGRICULTURAL BK
OF CHN 1.69%
2015-06-11
AGRICULTURAL BK
OF CHN 1.25%
2015-07-02
AGRICULTURAL BK
OF CHN 1.73%
2015-07-15
AGRICULTURAL BK
OF CHN 1.49%
2015-08-04
AGRICULTURAL BK
OF CHN 3.23%
2016-08-15
AGRICULTURAL BK
OF CHN 3.20%
2015-08-20
AGRICULTURAL BK
OF CHN 3.25%
2016-08-22
AGRICULTURAL BK
OF CHN 1.35%
2015-08-27
AGRICUL.BK OF CHN
DUBAI 3.50%
2017-09-11
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED, DUBAI
BRANCH
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
ABOCLC12044
AGRICULTURAL BK
CHN FRCD 2015-09-21
ABOCLC12046
AGRICULTURAL BK
CHN FRCD 2016-10-18
ABOCLC12047
AGRICULTURAL BK
CHN FRCD 2016-10-26
ABOCLC13037
AGRICULTURAL BK
CHN FRCD 2016-05-23
ABOCLC14039
AGRICULTURAL BK
OF CHN FRCD
2015-04-15
AGRICULTURAL BK
OF CHN FRN
2015-04-28
AGRICULTURAL BK
OF CHN FRN
2015-05-07
AGRICULTURAL BK
OF CHN FRN
2015-05-11
AGRICULTURAL BK
OF CHN FRN
2015-05-14
AGRICULTURAL BK
OF CHN FRN
2015-05-27
AGRICULTURAL BK
OF CHN FRN
2015-06-03
ABOCLN14048
ABOCLN14052
ABOCLN14055
ABOCLN14057
ABOCLN14065
ABOCLN14069
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2014-12-03
2015-12-03
3.00
2015-12-03
12
114820288
HK0000226776
CNY
40,000,000.00
40,000,000.00
N
HKNG
2015-01-20
2016-01-20
3.70
2016-01-20
12
117139077
HK0000233954
CNY
480,000,000.00
480,000,000.00
HKNG
2015-01-22
2016-01-22
1.25
2016-01-22
12
117201317
HK0000234358
HKD
87,000,000.00
HKNG
2015-01-27
2016-01-27
1.10
2016-01-27
12
117413586
HK0000235157
HKD
HKNG
2015-02-02
2016-02-01
1.10
2016-02-01
12
117913759
HK0000236460
ABOC
2014-03-18
2015-03-18
2.84
2015-03-18
12
104746756
ABOC
2014-03-25
2015-03-06
2.86
2015-03-06
12
ABOC
2014-04-08
2015-04-02
2.89
2015-04-02
ABOC
2014-04-11
2015-04-10
2.70
ABOC
2014-04-17
2015-04-17
ABOC
2014-04-22
ABOC
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
500,000.00
500,000.00
n
N
N
1,000,000.00
1,000,000.00
n
87,000,000.00
N
N
1,000,000.00
1,000,000.00
n
280,000,000.00
280,000,000.00
N
N
500,000.00
500,000.00
n
HKD
154,000,000.00
154,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000191384
CNY
168,000,000.00
168,000,000.00
N
N
1,000,000.00
1,000,000.00
n
104896987
HK0000192200
CNY
143,000,000.00
143,000,000.00
N
N
1,000,000.00
1,000,000.00
n
12
105581955
HK0000194958
CNY
130,000,000.00
130,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-04-10
12
105701888
HK0000195542
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
1.50
2015-04-17
12
106072515
HK0000196516
USD
19,500,000.00
19,500,000.00
N
N
200,000.00
100,000.00
n
2015-04-22
1.20
2015-04-22
12
106073007
HK0000196532
USD
20,200,000.00
20,200,000.00
N
N
200,000.00
100,000.00
n
2014-05-19
2015-05-19
1.45
2015-05-19
12
107002430
HK0000200060
HKD
100,000,000.00
100,000,000.00
N
N
1,500,000.00
500,000.00
n
ABOC
2014-05-28
2015-05-28
1.43
2015-05-28
12
107306528
HK0000201639
USD
10,000,000.00
10,000,000.00
N
N
200,000.00
100,000.00
n
ABOC
2014-06-11
2015-06-11
1.69
2015-06-11
12
107709126
HK0000203072
USD
10,000,000.00
10,000,000.00
N
N
200,000.00
100,000.00
n
ABOC
2014-07-02
2015-07-02
1.25
2015-07-02
12
108424052
HK0000205317
USD
11,200,000.00
11,200,000.00
N
N
200,000.00
100,000.00
n
ABOC
2014-07-17
2015-07-15
1.73
2015-07-15
12
108919485
HK0000207149
USD
13,600,000.00
13,600,000.00
N
N
200,000.00
100,000.00
n
ABOC
2014-08-04
2015-08-04
1.49
2015-08-04
12
109530816
HK0000209863
HKD
540,000,000.00
540,000,000.00
N
N
1,000,000.00
1,000,000.00
n
ABOC
2014-08-15
2016-08-15
3.23
2015-08-17
12
109972142
HK0000211679
CNY
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
ABOC
2014-08-20
2015-08-20
3.20
2015-08-20
12
110053657
HK0000212131
CNY
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
n
ABOC
2014-08-20
2016-08-22
3.25
2015-08-20
12
110054190
HK0000212149
CNY
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
ABOC
2014-08-27
2015-08-27
1.35
2015-08-27
12
110405723
HK0000213659
HKD
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
n
ABOC
2014-09-11
2017-09-11
3.50
2015-03-11
6
110867255
HK0000215043
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2012-09-21
2015-09-21
0.00
2014-12-22
2015-03-23
3
083238216
HK0000125341
HKD
50,000,000.00
50,000,000.00
N
N
500,000.00
500,000.00
2012-10-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-10-18
2016-10-18
0.00
2015-01-19
2015-04-20
3
084540366
HK0000127453
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-11-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-10-26
2016-10-26
0.00
2015-01-26
2015-04-27
3
084871001
HK0000128113
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-12-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-05-23
2016-05-23
0.00
2014-11-24
2015-02-23
3
093659414
HK0000151156
USD
20,200,000.00
20,200,000.00
N
N
200,000.00
200,000.00
2013-07-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-04-15
2015-04-15
0.00
2015-01-15
2015-04-15
3
105739079
HK0000195914
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
ABOC
2014-04-28
2015-04-28
0.00
2015-01-28
2015-04-28
3
106247773
HK0000197118
USD
10,000,000.00
10,000,000.00
N
N
200,000.00
100,000.00
n
ABOC
2014-05-07
2015-05-07
0.00
2014-11-07
2015-02-09
3
106493944
HK0000197993
USD
20,200,000.00
20,200,000.00
N
N
200,000.00
100,000.00
n
ABOC
2014-05-09
2015-05-11
0.00
2014-11-10
2015-02-09
3
106673519
HK0000198710
USD
12,200,000.00
12,200,000.00
N
N
200,000.00
100,000.00
n
ABOC
2014-05-14
2015-05-14
0.00
2014-11-14
2015-02-16
3
106818649
HK0000199155
USD
10,100,000.00
10,100,000.00
N
N
200,000.00
100,000.00
n
ABOC
2014-05-27
2015-05-27
0.00
2014-11-27
2015-02-27
3
107264167
HK0000201423
USD
15,300,000.00
15,300,000.00
N
N
200,000.00
100,000.00
n
ABOC
2014-06-03
2015-06-03
0.00
2014-12-03
2015-03-03
3
107456872
HK0000202108
USD
22,700,000.00
22,700,000.00
N
N
200,000.00
100,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
List of CMUS Instruments
2015-02-05
Issue
Number
ABOCLN14076
ABOCLN14087
ABOCLN14091
ABOCLN14096
ABOCZC14115
ABOCZC14130
ACBLFC14001
Issue Description
Issuer
AGRICULTURAL BK
OF CHN FRN
2015-0611
AGRICULTURAL BK
OF CHN FRN
2015-06-23
AGRICULTURAL BK
OF CHN FRN
2015-07-06
AGRICULTURAL BK
OF CHN FRN
2015-07-20
AGRICULTURAL BK
OF CHN 0.00%
2015-03-23
AGRICULTURAL BK
OF CHN 0.00%
2015-07-31
PUBLIC BANK (HK)
LTD 1.38% 2015-04-10
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
AGRICULTURAL
BANK OF CHINA
LIMITED
PUBLIC BANK
(HONG KONG)
LIMITED
PUBLIC BANK
(HONG KONG)
LIMITED
PUBLIC BANK
(HONG KONG)
LIMITED
PUBLIC BANK
(HONG KONG)
LIMITED
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
ACBLFC14002
PUBLIC BANK (HK)
LTD 1.35% 2015-08-11
ACBLLC13006
PUBLIC BK (HK) LTD
FRCD 2015-02-09
ACBLLC15001
PUBLIC BANK (HK)
LTD FRCD 2016-02-04
BCHBFC12005
BK OF CHN LTD,HK
BRANCH 2.95%
2019-02-07
BK OF CHN LTD,HK
BRANCH 3.00%
2015-06-11
BK OF CHN LTD,HK
BRANCH 1.70%
2015-08-03
BK OF CHN LTD,HK
BRANCH 2.10%
2017-08-03
BK OF CHN LTD,HK
BRANCH 1.61%
2015-09-07
BK OF CHN LTD,HK
BRANCH 1.61%
2015-09-10
BK OF CHN LTD,HK
BRANCH 3.3%
2015-10-26
BK OF CHN LTD,HK
BRANCH 1.50%
2015-12-07
BK OF CHN LTD,HK
BRANCH 1.5%
2015-12-14
BK OF CHN LTD,HK
BRANCH 1.93%
2018-01-11
BK OF CHN LTD,HK
BRANCH 1.90%
2018-02-05
BK OF CHN LTD,HK
BRANCH 1.35%
2016-02-26
BK OF CHN LTD,HK
BRANCH 4.22%
2016-03-30
BK OF CHN LTD,HK
BRANCH 4.22%
2016-03-30
BK OF CHN LTD,HK
BRANCH 4.33%
2016-04-05
BK OF CHN LTD,HK
BRANCH 4.31%
2016-04-05
BK OF CHN LTD,HK
BRANCH 1.80%
2018-04-23
BK OF CHN LTD,HK
BRANCH 2.40%
2020-04-25
BK OF CHN LTD,HK
BRANCH 2.65%
2020-06-19
BK OF CHN LTD,HK
BRANCH 1.46%
2015-07-13
BK OF CHN LTD,HK
BRANCH 4.15%
2023-07-11
BK OF CHN LTD,HK
BRANCH 4.20%
2023-07-18
BK OF CHN LTD,HK
BRANCH 5.12%
2018-10-10
BCHBFC12306
BCHBFC12387
BCHBFC12391
BCHBFC12440
BCHBFC12443
BCHBFC12480
BCHBFC12524
BCHBFC12529
BCHBFC13005
BCHBFC13069
BCHBFC13076
BCHBFC13100
BCHBFC13101
BCHBFC13109
BCHBFC13111
BCHBFC13149
BCHBFC13154
BCHBFC13160
BCHBFC13180
BCHBFC13181
BCHBFC13194
BCHBFC13318
Paying
Agent
Code
Issue
Date
Maturity
Date
ABOC
2014-06-11
ABOC
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2015-06-11
0.00
2014-12-11
2015-03-11
3
107709207
HK0000203080
USD
11,000,000.00
11,000,000.00
N
2014-06-23
2015-06-23
0.00
2014-12-23
2015-03-23
3
108152214
HK0000204435
USD
17,100,000.00
17,100,000.00
ABOC
2014-07-03
2015-07-06
0.00
2015-01-05
2015-04-08
3
108454938
HK0000205465
USD
11,100,000.00
ABOC
2014-07-18
2015-07-20
0.00
2015-01-19
2015-04-20
3
108976195
HK0000207156
USD
HKNG
2014-09-25
2015-03-23
0.00
2015-03-23
6
111344612
HK0000217254
HKNG
2014-10-31
2015-07-31
0.00
2015-07-31
9
113210907
ACBL
2014-04-11
2015-04-10
1.38
2015-04-10
12
ACBL
2014-08-15
2015-08-11
1.35
2015-08-11
ACBL
2013-08-08
2015-02-09
1.12
ACBL
2015-02-05
2016-02-04
0.00
BCHK
2012-02-07
2019-02-07
2.95
BCHK
2012-06-11
2015-06-11
BCHK
2012-08-03
BCHK
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
N
200,000.00
100,000.00
n
N
N
200,000.00
100,000.00
n
11,100,000.00
N
N
200,000.00
100,000.00
n
16,000,000.00
16,000,000.00
N
N
200,000.00
100,000.00
n
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
HK0000222288
HKD
320,000,000.00
320,000,000.00
N
N
500,000.00
500,000.00
n
105636580
HK0000195146
USD
33,000,000.00
33,000,000.00
N
N
100,000.00
100,000.00
n
12
109869023
HK0000211414
USD
90,000,000.00
90,000,000.00
N
N
100,000.00
100,000.00
n
2015-02-09
3
095842658
HK0000158623
HKD
410,000,000.00
410,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-05-05
3
118365887
HK0000236676
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2014-02-07
2015-02-09
12
074238106
HK0000100526
HKD
98,000,000.00
98,000,000.00
N
N
500,000.00
500,000.00
2012-03-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3.00
2014-06-11
2015-06-11
12
079034096
HK0000113859
CNY
1,000,000,000.00
1,000,000,000.00
N
N
50,000.00
50,000.00
2012-07-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-08-03
1.70
2014-08-04
2015-08-03
12
081160112
HK0000119849
HKD
140,000,000.00
140,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-09-12
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2012-08-03
2017-08-03
2.10
2015-02-03
2015-05-04
3
081196907
HK0000120094
HKD
134,000,000.00
134,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-09-12
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2012-09-07
2015-09-07
1.61
2014-09-08
2015-09-07
12
082727370
HK0000123320
HKD
145,000,000.00
145,000,000.00
N
N
100,000.00
100,000.00
2012-10-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2012-09-10
2015-09-10
1.61
2014-09-10
2015-09-10
12
082732870
HK0000123353
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2012-10-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2012-10-26
2015-10-26
3.30
2014-10-27
2015-10-26
12
084842451
HK0000127990
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-12-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2012-12-07
2015-12-07
1.50
2014-12-08
2015-12-07
12
086231808
HK0000131877
HKD
162,000,000.00
162,000,000.00
N
N
100,000.00
100,000.00
2013-01-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2012-12-14
2015-12-14
1.50
2014-12-15
2015-12-14
12
086356104
HK0000132198
HKD
160,000,000.00
160,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-01-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-01-11
2018-01-11
1.93
2015-01-12
2015-04-13
3
087324630
HK0000135415
HKD
350,000,000.00
350,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-02-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-02-05
2018-02-05
1.90
2015-02-05
2016-02-05
12
088559592
HK0000138948
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-03-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-02-26
2016-02-26
1.35
2014-08-26
2015-02-26
6
089556996
HK0000140746
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
BCHK
2013-03-26
2016-03-30
4.22
2014-03-26
2015-03-26
12
090932063
HK0000144193
AUD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
2013-05-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-03-27
2016-03-30
4.22
2014-03-27
2015-03-27
12
090935038
HK0000144201
AUD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
2013-05-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-04-05
2016-04-05
4.33
2014-04-07
2015-04-08
12
091142058
HK0000144920
AUD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
2013-05-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-04-05
2016-04-05
4.31
2014-04-07
2015-04-08
12
091209047
HK0000144995
AUD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-05-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-04-23
2018-04-23
1.80
2014-04-23
2015-04-23
12
092195465
HK0000147212
HKD
60,000,000.00
60,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-06-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-04-25
2020-04-27
2.40
2014-04-25
2015-04-27
12
092219186
HK0000147592
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-06-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-06-19
2020-06-19
2.65
2014-06-19
2015-06-19
12
094422833
HK0000153194
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-07-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-07-11
2015-07-13
1.46
2014-07-11
2015-07-13
12
095274196
HK0000155785
HKD
73,000,000.00
73,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-08-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-07-11
2023-07-11
4.15
2014-07-11
2015-07-13
12
095279619
HK0000155777
HKD
60,000,000.00
60,000,000.00
N
N
500,000.00
500,000.00
2013-08-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-07-18
2023-07-18
4.20
2014-07-18
2015-07-20
12
095421369
HK0000156494
HKD
197,000,000.00
197,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-08-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2013-10-10
2018-10-10
5.12
2014-10-10
2015-10-12
12
097968357
HK0000166832
AUD
15,000,000.00
15,000,000.00
N
N
200,000.00
200,000.00
2013-11-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2014-11-10
Common
Code
Bank
Repo
Cat. #
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCHBFC13366
BCHBFC13369
BCHBFC14010
BCHBFC14016
BCHBFC14019
BCHBFC14020
BCHBFC14021
BCHBFC14022
BCHBFC14023
BCHBFC14024
BCHBFC14026
BCHBFC14027
BCHBFC14028
BCHBFC14029
BCHBFC14030
BCHBFC14031
BCHBFC14032
BCHBFC14033
BCHBFC14034
BCHBFC14036
BCHBFC14037
BCHBFC14039
BCHBFC14040
BCHBFC14041
BCHBFC14043
BCHBFC14044
BCHBFC14045
BCHBFC14046
BCHBFC14047
BCHBFC14048
BCHBFC14051
BCHBFC14052
BCHBFC14053
Issue Description
Issuer
BK OF CHN LTD,HK
BRANCH 1.95%
2016-11-08
BK OF CHN LTD,HK
BRANCH 5.35%
2018-11-12
BK OF CHN LTD, HK
BRANCH 2.7%
2015-03-20
BK OF CHN LTD,HK
BRANCH 4.52%
2017-01-24
BK OF CHN LTD,HK
BRANCH 4.55%
2017-01-27
BK OF CHN LTD,HK
BRANCH 4.55%
2017-02-17
BK OF CHN LTD,HK
BRANCH 4.68%
2017-02-17
BK OF CHN LTD,HK
BRANCH 2.52%
2015-02-18
BK OF CHN LTD,HK
BRANCH 1.43%
2015-02-18
BK OF CHN LTD,HK
BRANCH 2.85%
2015-02-26
BK OF CHN LTD,HK
BRANCH 1.30%
2015-02-23
BK OF CHN LTD,HK
BRANCH 2.51%
2015-02-26
BK OF CHN LTD,HK
BRANCH 2.85%
2015-03-02
BK OF CHN LTD,HK
BRANCH 2.50%
2015-02-25
BK OF CHN LTD,HK
BRANCH 1.25%
2015-02-26
BK OF CHN LTD,HK
BRANCH 2.85%
2015-02-26
BK OF CHN LTD,HK
BRANCH 2.80%
2015-02-26
BK OF CHN LTD,HK
BRANCH 2.85%
2015-02-27
BK OF CHN LTD,HK
BRANCH 2.85%
2015-02-27
BK OF CHN LTD,HK
BRANCH 1.35%
2015-02-27
BK OF CHN LTD,HK
BRANCH 2.80%
2015-03-04
BK OF CHN LTD,HK
BRANCH 1.30%
2015-03-05
BK OF CHN LTD,HK
BRANCH 2.80%
2015-03-06
BK OF CHN LTD,HK
BRANCH 4.70%
2017-03-06
BK OF CHN LTD,HK
BRANCH 3.75%
2016-03-07
BK OF CHN LTD,HK
BRANCH 1.30%
2015-03-11
BK OF CHN LTD,HK
BRANCH 1.30%
2015-03-11
BK OF CHN LTD,HK
BRANCH 2.70%
2015-03-06
BK OF CHN LTD,HK
BRANCH 2.75%
2015-03-06
BK OF CHN LTD,HK
BRANCH 1.38%
2015-03-10
BK OF CHN LTD,HK
BRANCH 1.45%
2015-03-06
BK OF CHN LTD,HK
BRANCH 2.7%
2015-03-09
BK OF CHN LTD,HK
BRANCH 2.76%
2015-03-11
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2013-11-08
BCHK
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2016-11-08
1.95
2014-11-10
2015-11-09
12
097773661
HK0000171097
HKD
180,000,000.00
180,000,000.00
N
2013-11-12
2018-11-12
5.35
2014-11-12
2015-11-12
12
099391251
HK0000171261
AUD
15,000,000.00
15,000,000.00
BCHK
2014-01-15
2015-03-20
2.70
2015-03-20
14
101589978
HK0000180809
CNY
240,000,000.00
BCHK
2014-01-24
2017-01-24
4.52
2015-01-27
2016-01-25
12
102209508
HK0000182680
AUD
BCHK
2014-01-28
2017-01-27
4.55
2015-01-27
2016-01-27
12
102370171
HK0000183456
BCHK
2014-02-18
2017-02-17
4.55
2015-02-17
12
103388813
BCHK
2014-02-18
2017-02-17
4.68
2015-02-17
12
BCHK
2014-02-18
2015-02-18
2.52
2015-02-18
BCHK
2014-02-18
2015-02-18
1.43
BCHK
2014-02-19
2015-02-26
BCHK
2014-02-21
BCHK
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
500,000.00
500,000.00
2013-12-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
N
N
200,000.00
200,000.00
2013-12-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
240,000,000.00
N
N
500,000.00
500,000.00
2014-02-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
100,000,000.00
100,000,000.00
N
N
200,000.00
200,000.00
AUD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-03-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000186251
AUD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-03-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
103388830
HK0000186244
AUD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-03-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
12
103393965
HK0000186434
CNY
742,000,000.00
742,000,000.00
N
N
500,000.00
500,000.00
n
2015-02-18
12
103394040
HK0000186442
HKD
350,000,000.00
350,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2.85
2015-02-26
12
103394163
HK0000186517
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2014-03-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-02-23
1.30
2015-02-23
12
103565219
HK0000186798
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2014-04-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2014-02-21
2015-02-26
2.51
2015-02-26
12
103646464
HK0000187150
CNY
259,500,000.00
259,500,000.00
N
N
500,000.00
500,000.00
2014-04-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-02-21
2015-03-02
2.85
2015-03-02
12
103646235
HK0000187168
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2014-04-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-02-25
2015-02-25
2.50
2015-02-25
12
103646332
HK0000187176
CNY
367,500,000.00
367,500,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-02-26
2015-02-26
1.25
2015-02-26
12
103646715
HK0000187184
USD
33,100,000.00
33,100,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-02-19
2015-02-26
2.85
2015-02-26
12
103813603
HK0000187135
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-02-26
2015-02-26
2.80
2015-02-26
12
103921937
HK0000187705
CNY
283,500,000.00
283,500,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-02-27
2015-02-27
2.85
2015-02-27
12
103925584
HK0000187713
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-02-28
2015-02-27
2.85
2015-02-27
12
103968356
HK0000187861
CNY
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-03-04
2015-02-27
1.35
2015-02-27
12
104082777
HK0000188570
HKD
380,000,000.00
380,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-03-04
2015-03-04
2.80
2015-03-04
12
104116132
HK0000188588
CNY
455,000,000.00
455,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-03-05
2015-03-05
1.30
2015-03-05
12
104175546
HK0000189172
USD
30,400,000.00
30,400,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-03-06
2015-03-06
2.80
2015-03-06
12
104175597
HK0000189180
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-03-06
2017-03-06
4.70
2015-03-06
12
104175619
HK0000189164
AUD
100,000,000.00
100,000,000.00
N
N
200,000.00
200,000.00
2014-04-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-03-07
2016-03-07
3.75
2015-03-09
12
104233341
HK0000189263
AUD
41,000,000.00
41,000,000.00
N
N
200,000.00
200,000.00
2014-04-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-03-11
2015-03-11
1.30
2015-03-11
12
104233392
HK0000189271
HKD
700,000,000.00
700,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-03-11
2015-03-11
1.30
2015-03-11
12
104233490
HK0000189453
HKD
700,000,000.00
700,000,000.00
N
N
1,000,000.00
100,000.00
n
BCHK
2014-03-07
2015-03-06
2.70
2015-03-06
12
104334504
HK0000189693
CNY
400,000,000.00
400,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-03-07
2015-03-06
2.75
2015-03-06
12
104334512
HK0000189701
CNY
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-03-10
2015-03-10
1.38
2015-03-10
12
104349005
HK0000189842
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-03-11
2015-03-06
1.45
2015-03-06
12
104442099
HK0000190105
HKD
380,000,000.00
380,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-03-11
2015-03-09
2.70
2015-03-09
12
104483089
HK0000190154
CNY
800,000,000.00
800,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-03-11
2015-03-11
2.76
2015-03-11
12
104486711
HK0000190162
CNY
700,000,000.00
700,000,000.00
N
N
500,000.00
500,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
n
2014-03-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCHBFC14055
BCHBFC14056
BCHBFC14058
BCHBFC14061
BCHBFC14063
BCHBFC14065
BCHBFC14066
BCHBFC14067
BCHBFC14068
BCHBFC14070
BCHBFC14073
BCHBFC14075
BCHBFC14076
BCHBFC14077
BCHBFC14078
BCHBFC14079
BCHBFC14080
BCHBFC14081
BCHBFC14082
BCHBFC14084
BCHBFC14087
BCHBFC14089
BCHBFC14090
BCHBFC14091
BCHBFC14092
BCHBFC14095
BCHBFC14096
BCHBFC14097
BCHBFC14098
BCHBFC14099
BCHBFC14100
BCHBFC14101
BCHBFC14104
Issue Description
Issuer
BK OF CHN LTD,HK
BRANCH 2.85%
2015-03-13
BK OF CHN LTD,HK
BRANCH 2.70%
2015-03-13
BK OF CHN LTD,HK
BRANCH 1.45%
2015-03-11
BK OF CHN LTD,HK
BRANCH 2.50%
2015-03-16
BK OF CHN LTD,HK
BRANCH 1.40%
2015-03-16
BK OF CHN LTD,HK
BRANCH 2.80%
2015-03-19
BK OF CHN LTD,HK
BRANCH 1.05%
2015-03-23
BK OF CHN LTD,HK
BRANCH 2.70%
2015-03-24
BK OF CHN LTD,HK
BRANCH 2.32%
2017-03-27
BK OF CHN LTD,HK
BRANCH 2.25%
2017-03-27
BK OF CHN LTD,HK
BRANCH 0.98%
2015-04-02
BK OF CHN LTD,HK
BRANCH 3.10%
2016-04-08
BK OF CHN LTD,HK
BRANCH 1.48%
2015-04-02
BK OF CHN LTD,HK
BRANCH 1.60%
2015-04-02
BK OF CHN LTD,HK
BRANCH 2.50%
2015-04-09
BK OF CHN LTD,HK
BRANCH 2.58%
2015-04-09
BK OF CHN LTD,HK
BRANCH 3.31%
2019-04-09
BK OF CHN LTD,HK
BRANCH 2.85%
2015-04-10
BK OF CHN LTD,HK
BRANCH 2.83%
2015-04-10
BK OF CHN LTD,HK
BRANCH 2.65%
2015-04-17
BK OF CHN LTD,HK
BRANCH 1.63%
2015-04-17
BK OF CHN LTD,HK
BRANCH 2.70%
2015-04-29
BK OF CHN LTD,HK
BRANCH 2.75%
2015-07-29
BK OF CHN LTD,HK
BRANCH 2.40%
2017-04-28
BK OF CHN LTD,HK
BRANCH 2.70%
2015-04-30
BK OF CHN LTD,HK
BRANCH 2.45%
2017-05-12
BK OF CHN LTD,HK
BRANCH 2.40%
2017-05-15
BK OF CHN LTD,HK
BRANCH 1.00%
2015-05-15
BK OF CHN LTD,HK
BRANCH 2.55%
2015-05-14
BK OF CHN LTD,HK
BRANCH 1.00%
2015-05-19
BK OF CHN LTD,HK
BRANCH 2.38%
2017-05-16
BK OF CHN LTD,HK
BRANCH 1.65%
2015-05-19
BK OF CHN LTD,HK
BRANCH 2.50%
2015-05-22
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2014-03-13
2015-03-13
2.85
2015-03-13
12
104490131
HK0000190139
CNY
125,000,000.00
125,000,000.00
N
BCHK
2014-03-13
2015-03-13
2.70
2015-03-13
12
104490735
HK0000190147
CNY
150,000,000.00
150,000,000.00
BCHK
2014-03-14
2015-03-11
1.45
2015-03-11
12
104509843
HK0000190402
HKD
380,000,000.00
BCHK
2014-03-14
2015-03-16
2.50
2015-03-16
12
104618596
HK0000190964
CNY
BCHK
2014-03-19
2015-03-16
1.40
2015-03-16
12
104649211
HK0000191533
BCHK
2014-03-19
2015-03-19
2.80
2015-03-19
12
104683215
BCHK
2014-03-21
2015-03-23
1.05
2015-03-23
12
BCHK
2014-03-24
2015-03-24
2.70
2015-03-24
BCHK
2014-03-25
2017-03-27
2.32
BCHK
2014-03-27
2017-03-27
BCHK
2014-04-02
BCHK
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
500,000.00
500,000.00
n
N
N
500,000.00
500,000.00
n
380,000,000.00
N
N
1,000,000.00
1,000,000.00
n
186,000,000.00
186,000,000.00
N
N
1,000,000.00
1,000,000.00
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000191509
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
104749852
HK0000192028
HKD
165,000,000.00
165,000,000.00
N
N
500,000.00
500,000.00
12
104845673
HK0000192390
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
1,000,000.00
2015-03-25
12
104861776
HK0000192382
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-05-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2.25
2015-03-27
12
104896502
HK0000192549
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
2014-05-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-04-02
0.98
2015-04-02
12
105176481
HK0000193919
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-04-08
2016-04-08
3.10
2015-04-08
12
105466994
HK0000194768
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-04-04
2015-04-02
1.48
2015-04-02
12
105507437
HK0000194628
USD
31,100,000.00
31,100,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-04-04
2015-04-02
1.60
2015-04-02
12
105507445
HK0000194610
USD
35,000,000.00
35,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-04-09
2015-04-09
2.50
2015-04-09
12
105545550
HK0000195021
CNY
304,000,000.00
304,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-04-09
2015-04-09
2.58
2015-04-09
12
105545568
HK0000195013
CNY
166,000,000.00
166,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-04-09
2019-04-09
3.31
2015-04-09
12
105545525
HK0000194990
USD
50,000,000.00
50,000,000.00
N
N
200,000.00
200,000.00
BCHK
2014-04-10
2015-04-10
2.85
2015-04-10
12
105552939
HK0000195005
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-04-10
2015-04-10
2.83
2015-04-10
12
105603282
HK0000195401
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-04-17
2015-04-17
2.65
2015-04-17
12
105781008
HK0000196193
CNY
310,000,000.00
310,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-04-17
2015-04-17
1.63
2015-04-17
12
105942915
HK0000196417
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-04-29
2015-04-29
2.70
2015-04-29
12
106218323
HK0000197365
CNY
103,000,000.00
103,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-04-29
2015-07-29
2.75
2015-07-29
15
106260664
HK0000197373
CNY
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2014-06-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-04-29
2017-04-28
2.40
2015-04-29
12
106260745
HK0000197381
HKD
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
2014-06-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-04-30
2015-04-30
2.70
2015-04-30
12
106260796
HK0000197399
CNY
350,000,000.00
350,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-05-12
2017-05-12
2.45
2015-05-12
12
106611483
HK0000198512
HKD
180,000,000.00
180,000,000.00
N
N
500,000.00
500,000.00
2014-06-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
BCHK
2014-05-13
2017-05-15
2.40
2015-05-13
12
106660778
HK0000198694
HKD
120,000,000.00
120,000,000.00
N
N
50,000.00
50,000.00
2014-06-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-05-15
2015-05-15
1.00
2015-05-15
12
106660760
HK0000198702
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-05-14
2015-05-14
2.55
2015-05-14
12
106784108
HK0000199429
CNY
105,000,000.00
105,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-05-19
2015-05-19
1.00
2015-05-19
12
106816786
HK0000199411
USD
17,700,000.00
17,700,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-05-16
2017-05-16
2.38
2015-05-18
12
106881278
HK0000199403
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-05-19
2015-05-19
1.65
2015-05-19
12
106969272
HK0000200078
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-05-22
2015-05-22
2.50
2015-05-22
12
107132732
HK0000200912
CNY
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CNY
2014-04-23
2014-04-30
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
2014-05-19
2014-05-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
2014-06-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCHBFC14105
BCHBFC14107
BCHBFC14108
BCHBFC14110
BCHBFC14111
BCHBFC14113
BCHBFC14114
BCHBFC14116
BCHBFC14117
BCHBFC14119
BCHBFC14124
BCHBFC14126
BCHBFC14127
BCHBFC14128
BCHBFC14130
BCHBFC14131
BCHBFC14132
BCHBFC14134
BCHBFC14136
BCHBFC14137
BCHBFC14139
BCHBFC14141
BCHBFC14142
BCHBFC14143
BCHBFC14145
BCHBFC14146
BCHBFC14147
BCHBFC14148
BCHBFC14152
BCHBFC14153
BCHBFC14155
BCHBFC14156
BCHBFC14159
Issue Description
Issuer
BK OF CHN LTD,HK
BRANCH 1.40%
2015-05-21
BK OF CHN LTD,HK
BRANCH 1.57%
2015-05-27
BK OF CHN LTD,HK
BRANCH 2.16%
2017-05-26
BK OF CHN LTD,HK
BRANCH 2.70%
2015-06-16
BK OF CHN LTD,HK
BRANCH 2.35%
2015-06-01
BK OF CHN LTD,HK
BRANCH 2.16%
2017-06-05
BK OF CHN LTD,HK
BRANCH 2.28%
2017-06-06
BK OF CHN LTD,HK
BRANCH 1.50%
2015-06-10
BK OF CHN LTD,HK
BRANCH 2.80%
2015-06-11
BK OF CHN LTD,HK
BRANCH 2.15%
2017-06-12
BK OF CHN LTD,HK
BRANCH 1.52%
2015-06-19
BK OF CHN LTD,HK
BRANCH 1.30%
2015-06-23
BK OF CHN LTD,HK
BRANCH 1.40%
2015-06-12
BK OF CHN LTD,HK
BRANCH 1.38%
2015-03-24
BK OF CHN LTD,HK
BRANCH 2.00%
2016-06-26
BK OF CHN LTD,HK
BRANCH 2.30%
2017-06-26
BK OF CHN LTD,HK
BRANCH 3.00%
2015-06-29
BK OF CHN LTD,HK
BRANCH 2.02%
2016-06-27
BK OF CHN LTD,HK
BRANCH 3.00%
2015-07-07
BK OF CHN LTD,HK
BRANCH 3.30%
2017-07-10
BK OF CHN LTD,HK
BRANCH 1.57%
2015-07-09
BK OF CHN LTD,HK
BRANCH 2.53%
2017-07-11
BK OF CHN LTD,HK
BRANCH 1.30%
2015-07-13
BK OF CHN LTD,HK
BRANCH 2.53%
2017-07-11
BK OF CHN LTD,HK
BRANCH 1.70%
2015-07-15
BK OF CHN LTD,HK
BRANCH 1.68%
2015-07-16
BK OF CHN LTD,HK
BRANCH 1.68%
2015-07-15
BK OF CHN LTD,HK
BRANCH 1.68%
2015-07-21
BK OF CHN LTD,HK
BRANCH 1.59%
2015-07-23
BK OF CHN LTD,HK
BRANCH 1.58%
2015-07-22
BK OF CHN LTD,HK
BRANCH 1.45%
2015-07-31
BK OF CHN LTD,HK
BRANCH 1.56%
2015-07-30
BK OF CHN LTD,HK
BRANCH 1.97%
2016-08-01
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2014-05-22
2015-05-21
1.40
2015-05-21
12
107132767
HK0000200904
USD
88,300,000.00
88,300,000.00
N
BCHK
2014-05-27
2015-05-27
1.57
2015-05-27
12
107165452
HK0000201183
USD
20,000,000.00
20,000,000.00
BCHK
2014-05-27
2017-05-26
2.16
2015-05-27
12
107236783
HK0000201431
USD
13,000,000.00
BCHK
2014-05-30
2015-06-16
2.70
2015-06-16
13
107325808
HK0000201712
CNY
BCHK
2014-05-30
2015-06-01
2.35
2015-06-01
12
107396284
HK0000201894
BCHK
2014-06-04
2017-06-05
2.16
2015-06-04
12
107396829
BCHK
2014-06-06
2017-06-06
2.28
2015-06-08
12
BCHK
2014-06-10
2015-06-10
1.50
2015-06-10
BCHK
2014-06-11
2015-06-11
2.80
BCHK
2014-06-12
2017-06-12
BCHK
2014-06-19
BCHK
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
N
100,000.00
100,000.00
n
N
N
100,000.00
100,000.00
n
13,000,000.00
N
N
100,000.00
100,000.00
2014-07-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
124,000,000.00
124,000,000.00
N
N
500,000.00
500,000.00
2014-07-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CNY
130,000,000.00
130,000,000.00
N
N
500,000.00
50,000.00
2014-07-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000201910
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
2014-07-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
107495746
HK0000202397
HKD
210,000,000.00
210,000,000.00
N
N
50,000.00
50,000.00
2014-07-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
12
107552227
HK0000202496
HKD
83,000,000.00
83,000,000.00
N
N
500,000.00
500,000.00
n
2015-06-11
12
107673601
HK0000202843
CNY
224,000,000.00
224,000,000.00
N
N
500,000.00
500,000.00
n
2.15
2015-06-12
12
107673628
HK0000202868
USD
13,900,000.00
13,900,000.00
N
N
100,000.00
100,000.00
2015-06-19
1.52
2015-06-19
12
107925201
HK0000203874
USD
31,200,000.00
31,200,000.00
N
N
100,000.00
100,000.00
n
2014-06-23
2015-06-23
1.30
2015-06-23
12
107927026
HK0000203890
HKD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-06-20
2015-06-12
1.40
2015-06-12
12
107986197
HK0000204096
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-06-24
2015-03-24
1.38
2015-03-24
9
108041986
HK0000204351
USD
30,000,000.00
30,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-06-26
2016-06-27
2.00
2015-06-26
12
108224622
HK0000204849
HKD
240,000,000.00
240,000,000.00
N
N
500,000.00
500,000.00
2014-08-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-06-26
2017-06-26
2.30
2015-06-26
12
108224711
HK0000204856
HKD
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
2014-08-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-06-27
2015-06-29
3.00
2015-06-29
12
108224720
HK0000204864
CNY
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-08-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-06-27
2016-06-27
2.02
2015-06-29
12
108224754
HK0000204880
USD
20,000,000.00
20,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-08-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-07-07
2015-07-07
3.00
2015-07-07
12
108436930
HK0000205499
CNY
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
BCHK
2014-07-10
2017-07-10
3.30
2015-07-10
12
108528958
HK0000205812
CNY
140,000,000.00
140,000,000.00
N
N
1,000,000.00
1,000,000.00
BCHK
2014-07-09
2015-07-09
1.57
2015-07-09
12
108613408
HK0000205853
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
BCHK
2014-07-11
2017-07-11
2.53
2015-07-13
12
108680644
HK0000206042
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-08-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-07-11
2015-07-13
1.30
2015-07-13
12
108680652
HK0000206059
USD
30,400,000.00
30,400,000.00
N
N
100,000.00
100,000.00
2014-08-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-07-11
2017-07-11
2.53
2015-07-13
12
108772972
HK0000206323
HKD
149,000,000.00
149,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-08-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-07-15
2015-07-15
1.70
2015-07-15
12
108797614
HK0000206430
HKD
230,000,000.00
230,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-07-16
2015-07-16
1.68
2015-07-16
12
108810971
HK0000206448
USD
56,600,000.00
56,600,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-07-16
2015-07-15
1.68
2015-07-15
12
108829656
HK0000206604
USD
15,000,000.00
15,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-07-21
2015-07-21
1.68
2015-07-21
12
108976136
HK0000207230
USD
60,500,000.00
60,500,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-07-23
2015-07-23
1.59
2015-07-23
12
109008630
HK0000207651
USD
20,000,000.00
20,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-07-22
2015-07-22
1.58
2015-07-22
12
109021245
HK0000207669
USD
118,800,000.00
118,800,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-07-31
2015-07-31
1.45
2015-07-31
12
109251348
HK0000208709
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-07-30
2015-07-30
1.56
2015-07-30
12
109312665
HK0000208964
HKD
190,000,000.00
190,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-08-01
2016-08-01
1.97
2015-08-03
6
109347701
HK0000208998
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
CNY
2014-07-22
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2015-02-02
Common
Code
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2014-08-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2014-09-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCHBFC14161
BCHBFC14162
BCHBFC14164
BCHBFC14165
BCHBFC14166
BCHBFC14167
BCHBFC14169
BCHBFC14171
BCHBFC14172
BCHBFC14173
BCHBFC14174
BCHBFC14175
BCHBFC14176
BCHBFC14177
BCHBFC14178
BCHBFC14179
BCHBFC14180
BCHBFC14181
BCHBFC14184
BCHBFC14185
BCHBFC14186
BCHBFC14187
BCHBFC14188
BCHBFC14190
BCHBFC14191
BCHBFC14192
BCHBFC14195
BCHBFC14196
BCHBFC14197
BCHBFC14198
BCHBFC14199
BCHBFC14200
BCHBFC14201
Issue Description
Issuer
BK OF CHN LTD,HK
BRANCH 3.00%
2015-08-06
BK OF CHN LTD,HK
BRANCH 1.35%
2015-08-12
BK OF CHN LTD,HK
BRANCH 1.00%
2015-02-11
BK OF CHN LTD,HK
BRANCH 1.25%
2015-08-10
BK OF CHN LTD,HK
BRANCH 1.50%
2015-08-07
BK OF CHN LTD,HK
BRANCH 1.50%
2015-08-11
BK OF CHN LTD,HK
BRANCH 1.03%
2015-02-12
BK OF CHN LTD,HK
BRANCH 1.14%
2015-02-13
BK OF CHN LTD,HK
BRANCH 1.51%
2015-08-13
BK OF CHN LTD,HK
BRANCH 1.50%
2015-08-13
BK OF CHN LTD,HK
BRANCH 1.03%
2015-02-13
BK OF CHN LTD,HK
BRANCH 1.17%
2015-05-13
BK OF CHN LTD,HK
BRANCH 0.85%
2015-02-16
BK OF CHN LTD,HK
BRANCH 1.50%
2015-08-14
BK OF CHN LTD,HK
BRANCH 2.26%
2017-08-14
BK OF CHN LTD,HK
BRANCH 1.55%
2015-08-20
BK OF CHN LTD,HK
BRANCH 1.45%
2015-08-20
BK OF CHN LTD,HK
BRANCH 1.55%
2015-08-11
BK OF CHN LTD,HK
BRANCH 1.85%
2016-08-22
BK OF CHN LTD,HK
BRANCH 1.00%
2015-02-23
BK OF CHN LTD,HK
BRANCH 1.00%
2015-02-23
BK OF CHN LTD,HK
BRANCH 1.52%
2015-08-13
BK OF CHN LTD,HK
BRANCH 1.20%
2015-08-24
BK OF CHN LTD,HK
BRANCH 1.47%
2015-08-28
BK OF CHN LTD,HK
BRANCH 1.35%
2015-08-26
BK OF CHN LTD,HK
BRANCH 1.35%
2015-08-28
BK OF CHN LTD,HK
BRANCH 1.47%
2015-08-21
BK OF CHN LTD,HK
BRANCH 1.47%
2015-09-02
BK OF CHN LTD,HK
BRANCH 1.41%
2015-09-04
BK OF CHN LTD,HK
BRANCH 1.48%
2015-08-18
BK OF CHN LTD,HK
BRANCH 1.48%
2015-09-02
BK OF CHN LTD,HK
BRANCH 3.00%
2015-09-03
BK OF CHN LTD,HK
BRANCH 2.30%
2017-09-03
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2014-08-06
2015-08-06
3.00
2015-08-06
12
109552585
HK0000210135
CNY
107,000,000.00
107,000,000.00
N
BCHK
2014-08-14
2015-08-12
1.35
2015-08-12
12
109552771
HK0000210143
USD
146,000,000.00
146,000,000.00
BCHK
2014-08-11
2015-02-11
1.00
2015-02-11
6
109644340
HK0000210697
USD
15,000,000.00
BCHK
2014-08-08
2015-08-10
1.25
2015-08-10
12
109669407
HK0000210770
USD
BCHK
2014-08-08
2015-08-07
1.50
2015-08-07
12
109733130
HK0000211067
BCHK
2014-08-11
2015-08-11
1.50
2015-08-11
12
109733148
BCHK
2014-08-12
2015-02-12
1.03
2015-02-12
6
BCHK
2014-08-13
2015-02-13
1.14
2015-02-13
BCHK
2014-08-13
2015-08-13
1.51
BCHK
2014-08-13
2015-08-13
BCHK
2014-08-13
BCHK
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
500,000.00
500,000.00
n
N
N
100,000.00
100,000.00
n
15,000,000.00
N
N
100,000.00
100,000.00
n
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
HK0000211075
USD
12,500,000.00
12,500,000.00
N
N
100,000.00
100,000.00
n
109757837
HK0000211232
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
6
109823198
HK0000211257
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-08-13
12
109823201
HK0000211265
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
1.50
2015-02-13
6
109823457
HK0000211273
USD
110,200,000.00
110,200,000.00
N
N
100,000.00
100,000.00
n
2015-02-13
1.03
2015-02-13
6
109869341
HK0000211570
USD
24,500,000.00
24,500,000.00
N
N
100,000.00
100,000.00
n
2014-08-13
2015-05-13
1.17
2015-05-13
9
109869350
HK0000211588
USD
14,200,000.00
14,200,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-08-14
2015-02-17
0.85
2015-02-17
6
109869368
HK0000211596
USD
16,000,000.00
16,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-08-14
2015-08-14
1.50
2015-02-17
6
109869376
HK0000211604
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-08-14
2017-08-14
2.26
2015-08-14
12
109869392
HK0000211612
HKD
154,000,000.00
154,000,000.00
N
N
50,000.00
50,000.00
BCHK
2014-08-20
2015-08-20
1.55
2015-08-20
12
109972860
HK0000212008
USD
17,000,000.00
17,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-08-20
2015-08-20
1.45
2015-08-20
12
109972908
HK0000212016
HKD
115,000,000.00
115,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-08-20
2015-08-11
1.55
2015-08-11
12
110004044
HK0000212032
USD
50,000,000.00
50,000,000.00
N
N
200,000.00
200,000.00
n
BCHK
2014-08-20
2016-08-22
1.85
2015-08-20
12
110160984
HK0000212362
HKD
125,000,000.00
125,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-08-20
2015-02-23
1.00
2015-02-23
6
110185006
HK0000212461
USD
36,400,000.00
36,400,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-08-21
2015-02-23
1.00
2015-02-23
6
110230508
HK0000212602
USD
14,000,000.00
14,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-08-22
2015-08-13
1.52
2015-08-13
12
110230516
HK0000212628
USD
50,000,000.00
50,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-08-22
2015-08-24
1.20
2015-08-24
12
110230524
HK0000212610
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-08-28
2015-08-28
1.47
2015-08-28
12
110333021
HK0000213246
USD
25,000,000.00
25,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-08-27
2015-08-26
1.35
2015-08-26
12
110359543
HK0000213253
USD
45,500,000.00
45,500,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-08-29
2015-08-28
1.35
2015-08-28
12
110383614
HK0000213709
HKD
153,500,000.00
153,500,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-09-02
2015-08-21
1.47
2015-08-21
12
110410662
HK0000213881
USD
50,000,000.00
50,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-09-02
2015-09-02
1.47
2015-09-02
12
110562381
HK0000214186
USD
25,700,000.00
25,700,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-09-04
2015-09-04
1.41
2015-09-04
12
110562390
HK0000214194
USD
23,800,000.00
23,800,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-09-02
2015-08-18
1.48
2015-08-18
12
110581840
HK0000214202
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-09-02
2015-09-02
1.48
2015-09-02
12
110581882
HK0000214210
USD
53,300,000.00
53,300,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-09-03
2015-09-03
3.00
2015-09-03
12
110581947
HK0000214228
CNY
128,500,000.00
128,500,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-09-03
2017-09-04
2.30
2015-09-03
12
110599650
HK0000214368
USD
13,000,000.00
13,000,000.00
N
N
100,000.00
100,000.00
CNY
2014-09-17
2014-09-23
2014-09-29
2014-10-03
2014-10-13
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
n
n
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCHBFC14203
BCHBFC14204
BCHBFC14205
BCHBFC14206
BCHBFC14207
BCHBFC14208
BCHBFC14209
BCHBFC14210
BCHBFC14211
BCHBFC14212
BCHBFC14213
BCHBFC14215
BCHBFC14216
BCHBFC14217
BCHBFC14218
BCHBFC14219
BCHBFC14221
BCHBFC14222
BCHBFC14223
BCHBFC14224
BCHBFC14225
BCHBFC14226
BCHBFC14227
BCHBFC14228
BCHBFC14230
BCHBFC14231
BCHBFC14232
BCHBFC14235
BCHBFC14236
BCHBFC14238
BCHBFC14240
BCHBFC14243
BCHBFC14244
Issue Description
Issuer
BK OF CHN LTD,HK
BRANCH 0.805%
2015-2-18
BK OF CHN LTD,HK
BRANCH 1.30%
2015-09-04
BK OF CHN LTD,HK
BRANCH 2.25%
2017-09-08
BK OF CHN LTD,HK
BRANCH 1.30%
2015-09-10
BK OF CHN LTD,HK
BRANCH 1.44%
2015-09-11
BK OF CHN LTD,HK
BRANCH 1.01%
2015-03-12
BK OF CHN LTD,HK
BRANCH 1.36%
2015-09-11
BK OF CHN LTD,HK
BRANCH 1.44%
2015-09-15
BK OF CHN LTD,HK
BRANCH 1.43%
2015-09-11
BK OF CHN LTD,HK
BRANCH 2.37%
2017-09-15
BK OF CHN LTD,HK
BRANCH 1.30%
2015-09-18
BK OF CHN LTD,HK
BRANCH 3.10%
2015-09-23
BK OF CHN LTD,HK
BRANCH 2.23%
2017-09-25
BK OF CHN LTD,HK
BRANCH 1.13%
2015-09-25
BK OF CHN LTD,HK
BRANCH 2.34%
2017-09-25
BK OF CHN LTD,HK
BRANCH 1.35%
2015-09-24
BK OF CHN LTD,HK
BRANCH 1.45%
2015-09-25
BK OF CHN LTD,HK
BRANCH 1.47%
2015-09-29
BK OF CHN LTD,HK
BRANCH 0.98%
2015-06-29
BK OF CHN LTD,HK
BRANCH 1.31%
2015-10-08
BK OF CHN LTD,HK
BRANCH 1.10%
2015-10-02
BK OF CHN LTD,HK
BRANCH 1.28%
2015-10-06
BK OF CHN LTD,HK
BRANCH 2.35%
2017-10-06
BK OF CHN LTD,HK
BRANCH 2.27%
2017-10-09
BK OF CHN LTD,HK
BRANCH 1.51%
2015-09-30
BK OF CHN LTD,HK
BRANCH 1.14%
2015-07-10
BK OF CHN LTD,HK
BRANCH 1.01%
2015-04-02
BK OF CHN LTD,HK
BRANCH 1.33%
2015-10-13
BK OF CHN LTD,HK
BRANCH 1.20%
2015-10-19
BK OF CHN LTD,HK
BRANCH 1.40%
2015-10-20
BK OF CHN LTD,HK
BRANCH 2.55%
2017-10-17
BK OF CHN LTD,HK
BRANCH 0.98%
2015-04-13
BK OF CHN LTD,HK
BRANCH 1.43%
2015-10-13
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2014-09-04
2015-02-18
0.81
2015-02-18
6
110682603
HK0000214418
HKD
100,000,000.00
100,000,000.00
N
BCHK
2014-09-04
2015-09-04
1.30
2015-09-04
12
110689616
HK0000214459
USD
17,600,000.00
17,600,000.00
BCHK
2014-09-08
2017-09-08
2.25
2015-09-08
12
110725043
HK0000214624
HKD
100,000,000.00
BCHK
2014-09-10
2015-09-10
1.30
2015-09-10
12
110779828
HK0000215035
USD
BCHK
2014-09-11
2015-09-11
1.44
2015-09-11
12
110969350
HK0000215605
BCHK
2014-09-12
2015-03-12
1.01
2015-03-12
6
110969368
BCHK
2014-09-12
2015-09-11
1.36
2015-09-11
12
BCHK
2014-09-15
2015-09-15
1.44
2015-09-15
BCHK
2014-09-12
2015-09-11
1.43
BCHK
2014-09-15
2017-09-15
BCHK
2014-09-18
BCHK
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
500,000.00
500,000.00
n
N
N
100,000.00
100,000.00
n
100,000,000.00
N
N
50,000.00
50,000.00
23,000,000.00
23,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000215613
USD
50,000,000.00
50,000,000.00
N
N
200,000.00
200,000.00
n
110969376
HK0000215621
USD
25,000,000.00
25,000,000.00
N
N
100,000.00
100,000.00
n
12
110969392
HK0000215639
USD
50,000,000.00
50,000,000.00
N
N
500,000.00
500,000.00
n
2015-09-11
12
110969627
HK0000215654
USD
67,500,000.00
67,500,000.00
N
N
100,000.00
100,000.00
n
2.37
2015-09-15
12
110975767
HK0000215753
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2015-09-18
1.30
2015-09-18
12
111215774
HK0000216215
USD
121,900,000.00
121,900,000.00
N
N
100,000.00
100,000.00
n
2014-09-23
2015-09-23
3.10
2015-09-23
12
111284636
HK0000216447
CNY
412,000,000.00
412,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-09-23
2017-09-25
2.23
2015-09-23
12
111345716
HK0000217023
HKD
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-09-25
2015-09-25
1.13
2015-09-25
12
111383774
HK0000217270
HKD
260,000,000.00
260,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-09-24
2017-09-25
2.34
2015-09-24
12
111359083
HK0000217031
USD
15,000,000.00
15,000,000.00
N
N
100,000.00
100,000.00
BCHK
2014-09-24
2015-09-24
1.35
2015-09-24
12
111408351
HK0000217320
USD
44,200,000.00
44,200,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-09-26
2015-09-25
1.45
2015-09-25
12
111501017
HK0000217783
USD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-09-29
2015-09-29
1.47
2015-09-29
12
111501025
HK0000217791
USD
120,000,000.00
120,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-09-29
2015-06-29
0.98
2015-06-29
9
111547637
HK0000217924
HKD
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-10-08
2015-10-08
1.31
2015-10-08
12
111570833
HK0000218021
USD
37,000,000.00
37,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-10-03
2015-10-02
1.10
2015-10-02
12
111619425
HK0000218039
USD
15,000,000.00
15,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-10-06
2015-10-06
1.28
2015-10-06
12
111619441
HK0000218047
HKD
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-10-07
2017-10-06
2.35
2015-10-07
12
111736448
HK0000218625
USD
16,200,000.00
16,200,000.00
N
N
100,000.00
100,000.00
2014-11-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-10-09
2017-10-09
2.27
2015-10-09
12
111770140
HK0000218815
HKD
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
2014-11-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-10-13
2015-09-30
1.51
2015-09-30
11
112113452
HK0000219508
HKD
1,200,000,000.00
1,200,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-10-13
2015-07-10
1.14
2015-07-10
9
112113410
HK0000219516
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-10-13
2015-04-02
1.01
2015-04-02
6
112113428
HK0000219524
HKD
800,000,000.00
800,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-10-14
2015-10-13
1.33
2015-10-13
12
112175598
HK0000219722
USD
76,700,000.00
76,700,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-10-17
2015-10-19
1.20
2015-10-19
12
112343270
HK0000220225
HKD
472,000,000.00
472,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-10-20
2015-10-20
1.40
2015-10-20
12
112343296
HK0000220241
USD
16,600,000.00
16,600,000.00
N
N
100,000.00
100,000.00
BCHK
2014-10-17
2017-10-17
2.55
2015-10-19
12
112423109
HK0000220266
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
BCHK
2014-10-21
2015-04-13
0.98
2015-04-13
6
112555714
HK0000220688
HKD
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-10-21
2015-10-13
1.43
2015-10-13
12
112555722
HK0000220696
HKD
750,000,000.00
750,000,000.00
N
N
500,000.00
500,000.00
n
CNY
2014-10-20
2014-10-27
2014-11-03
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
2014-11-03
2014-11-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
2014-11-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCHBFC14245
BCHBFC14247
BCHBFC14249
BCHBFC14250
BCHBFC14251
BCHBFC14252
BCHBFC14253
BCHBFC14254
BCHBFC14255
BCHBFC14257
BCHBFC14258
BCHBFC14259
BCHBFC14261
BCHBFC14262
BCHBFC14263
BCHBFC14264
BCHBFC14265
BCHBFC14266
BCHBFC14267
BCHBFC14268
BCHBFC14271
BCHBFC14272
BCHBFC14274
BCHBFC15001
BCHBFC15002
BCHBFC15003
BCHBFC15006
BCHBFC15007
BCHBFC15008
BCHBFC15009
BCHBFC15010
BCHBFC15011
BCHBFC15012
Issue Description
Issuer
BK OF CHN LTD,HK
BRANCH 1.42%
2015-10-22
BK OF CHN LTD,HK
BRANCH 1.38%
2015-10-28
BK OF CHN LTD,HK
BRANCH 1.25%
2017-10-28
BK OF CHN LTD,HK
BRANCH 1.39%
2015-10-23
BK OF CHN LTD,HK
BRANCH 1.28%
2015-10-29
BK OF CHN LTD,HK
BRANCH 0.88%
2015-04-29
BK OF CHN LTD,HK
BRANCH 2.27%
2017-10-30
BK OF CHN LTD,HK
BRANCH 1.25%
2017-10-30
BK OF CHN LTD,HK
BRANCH 0.90%
2015-04-29
BK OF CHN LTD,HK
BRANCH 1.75%
2016-10-31
BK OF CHN LTD,HK
BRANCH 1.36%
2015-11-02
BK OF CHN LTD,HK
BRANCH 0.90%
2015-05-04
BK OF CHN LTD,HK
BRANCH 1.10%
2015-11-10
BK OF CHN LTD,HK
BRANCH 1.05%
2015-08-14
BK OF CHN LTD,HK
BRANCH 1.36%
2015-11-16
BK OF CHN LTD,HK
BRANCH 2.22%
2017-11-20
BK OF CHN LTD,HK
BRANCH 1.25%
2016-11-17
BK OF CHN LTD,HK
BRANCH 2.20%
2017-11-20
BK OF CHN LTD,HK
BRANCH 1.70%
2016-11-21
BK OF CHN LTD,HK
BRANCH 1.32%
2015-12-21
BK OF CHN LTD,HK
BRANCH 2.10%
2017-11-24
BK OF CHN LTD,HK
BRANCH 2.05%
2017-12-11
BK OF CHN LTD,HK
BRANCH 1.20%
2015-12-18
BK OF CHN LTD,HK
BRANCH 1.15%
2016-01-12
BK OF CHN LTD,HK
BRANCH 1.30%
2016-01-12
BK OF CHN LTD,HK
BRANCH 1.21%
2016-01-13
BK OF CHN LTD,HK
BRANCH 1.28%
2016-01-14
BK OF CHN LTD,HK
BRANCH 0.67%
2015-07-15
BK OF CHN LTD,HK
BRANCH 1.18%
2016-01-15
BK OF CHN LTD,HK
BRANCH 1.22%
2016-01-14
BK OF CHN LTD,HK
BRANCH 0.66%
2015-07-16
BK OF CHN LTD,HK
BRANCH 0.49%
2015-04-16
BK OF CHN LTD,HK
BRANCH 2.15%
2018-01-16
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2014-10-21
2015-10-22
1.42
2015-10-22
12
112555749
HK0000220704
USD
15,000,000.00
15,000,000.00
N
BCHK
2014-10-28
2015-10-28
1.38
2015-10-28
12
113003138
HK0000221462
USD
25,000,000.00
25,000,000.00
BCHK
2014-10-28
2017-10-30
1.25
2015-10-28
12
113003154
HK0000221488
EUR
20,000,000.00
BCHK
2014-10-27
2015-10-23
1.39
2015-10-23
12
113035579
HK0000221769
USD
BCHK
2014-10-29
2015-10-29
1.28
2015-10-29
12
113035595
HK0000221777
BCHK
2014-10-29
2015-04-29
0.88
2015-04-29
6
113035609
BCHK
2014-10-29
2017-10-30
2.27
2015-10-30
12
BCHK
2014-10-30
2017-10-30
1.25
2015-10-30
BCHK
2014-10-29
2015-04-29
0.90
BCHK
2014-10-30
2016-10-31
BCHK
2014-11-03
BCHK
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
100,000.00
100,000.00
N
N
100,000.00
100,000.00
20,000,000.00
N
N
100,000.00
100,000.00
152,700,000.00
152,700,000.00
N
N
100,000.00
100,000.00
n
HKD
160,000,000.00
160,000,000.00
N
N
500,000.00
500,000.00
n
HK0000221785
USD
35,000,000.00
35,000,000.00
N
N
100,000.00
100,000.00
n
113035943
HK0000221793
HKD
110,000,000.00
110,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-12-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
12
113126574
HK0000221926
EUR
30,000,000.00
30,000,000.00
N
N
100,000.00
100,000.00
2014-12-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-04-29
6
113126825
HK0000221934
USD
39,000,000.00
39,000,000.00
N
N
100,000.00
100,000.00
1.75
2015-10-30
12
113211601
HK0000222262
USD
16,000,000.00
16,000,000.00
N
N
100,000.00
100,000.00
2015-11-02
1.36
2015-11-02
12
113240989
HK0000222569
USD
21,000,000.00
21,000,000.00
N
N
100,000.00
100,000.00
n
2014-11-04
2015-05-04
0.90
2015-05-04
6
113272031
HK0000222932
HKD
1,500,000,000.00
1,500,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-11-10
2015-11-10
1.10
2015-11-10
12
113518111
HK0000223484
HKD
180,500,000.00
180,500,000.00
N
N
50,000.00
50,000.00
n
BCHK
2014-11-14
2015-08-14
1.05
2015-08-14
9
113829117
HK0000223948
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-11-17
2015-11-16
1.36
2015-11-16
12
113857633
HK0000223989
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-11-18
2017-11-20
2.22
2015-11-18
12
113857641
HK0000223997
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-12-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-11-17
2016-11-17
1.25
2015-11-17
12
113857897
HK0000224003
SGD
20,000,000.00
20,000,000.00
N
N
200,000.00
200,000.00
2014-12-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-11-20
2017-11-20
2.20
2015-11-20
12
114031054
HK0000224714
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-12-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-11-19
2016-11-21
1.70
2015-11-19
12
114043621
HK0000224862
HKD
215,000,000.00
215,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-12-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-11-20
2015-12-21
1.32
2015-12-21
13
114047953
HK0000224870
USD
25,000,000.00
25,000,000.00
N
N
100,000.00
100,000.00
2014-12-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-11-24
2017-11-24
2.10
2015-11-24
12
114293580
HK0000225471
HKD
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
2015-01-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-12-09
2017-12-11
2.05
2015-12-11
12
115043021
HK0000227428
HKD
110,000,000.00
110,000,000.00
N
N
1,000,000.00
1,000,000.00
2015-01-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-12-19
2015-12-18
1.20
2015-12-18
12
115653717
HK0000229671
HKD
775,000,000.00
775,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2015-01-12
2016-01-12
1.15
2016-01-12
12
116554402
HK0000232311
HKD
178,000,000.00
178,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2015-01-12
2016-01-12
1.30
2016-01-12
12
116561123
HK0000232592
HKD
90,000,000.00
90,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2015-01-13
2016-01-13
1.21
2016-01-13
12
116618923
HK0000232832
HKD
122,000,000.00
122,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2015-01-14
2016-01-14
1.28
2015-07-14
6
116712342
HK0000232865
USD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2015-01-15
2015-07-15
0.67
2015-07-15
6
116888742
HK0000233376
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2015-01-16
2016-01-15
1.18
2016-01-15
12
116894963
HK0000233384
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2015-01-15
2016-01-14
1.22
2016-01-14
12
116911400
HK0000233392
USD
20,600,000.00
20,600,000.00
N
N
100,000.00
100,000.00
n
BCHK
2015-01-16
2015-07-16
0.66
2015-07-16
6
116911507
HK0000233400
USD
40,000,000.00
40,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2015-01-16
2015-04-16
0.49
2015-04-16
3
116914166
HK0000233418
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2015-01-16
2018-01-16
2.15
2016-01-18
12
116960044
HK0000233632
HKD
110,000,000.00
110,000,000.00
N
N
50,000.00
50,000.00
CNY
2014-12-01
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2014-12-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2014-12-09
2015-02-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCHBFC15013
BCHBFC15018
BCHBFC15019
BCHBFC15020
BCHBFC15022
BCHBFC15026
BCHBLC12054
BCHBLC12314
BCHBLC12315
BCHBLC12326
BCHBLC12360
BCHBLC12363
BCHBLC12441
BCHBLC12442
BCHBLC12458
BCHBLC12459
BCHBLC12460
BCHBLC12464
BCHBLC12484
BCHBLC12492
BCHBLC12493
BCHBLC12509
BCHBLC12512
BCHBLC12514
BCHBLC12526
BCHBLC12530
BCHBLC12537
BCHBLC12540
BCHBLC12543
BCHBLC12544
BCHBLC12547
BCHBLC13002
BCHBLC13006
Issue Description
BK OF CHN LTD,HK
BRANCH 1.20%
2016-01-22
BK OF CHN LTD,HK
BRANCH 1.05%
2016-01-29
BK OF CHN LTD,HK
BRANCH 1.04%
2016-01-29
BK OF CHN LTD,HK
BRANCH 1.15%
2016-01-29
BK OF CHN LTD,HK
BRANCH 0.40%
2015-05-05
BK OF CHN LTD,HK
BRANCH 0.68%
2015-08-03
BK OF CHN LTD,HK
BRANCH FRCD
2015-03-02
BK OF CHN LTD,HK
BRANCH FRCD
2015-06-15
BK OF CHN LTD,HK
BRANCH FRCD
2015-06-12
BK OF CHN LTD,HK
BRANCH FRCD
2015-06-22
BK OF CHN LTD,HK
BRANCH FRCD
2015-07-23
BK OF CHN LTD,HK
BRANCH FRCD
2015-07-24
BK OF CHN LTD,HK
BRANCH FRCD
2015-09-10
BK OF CHN LTD,HK
BRANCH FRCD
2015-09-10
BK OF CHN LTD,HK
BRANCH FRCD
2015-09-24
BK OF CHN LTD,HK
BRANCH FRCD
2015-09-25
BK OF CHN LTD,HK
BRANCH FRCD
2015-09-28
BK OF CHN LTD,HK
BRANCH FRCD
2015-09-24
BK OF CHN LTD,HK
BRANCH FRCD
2017-11-09
BK OF CHN LTD,HK
BRANCH FRCD
2015-11-23
BK OF CHN LTD,HK
BRANCH FRCD
2015-11-23
BK OF CHN LTD,HK
BRANCH FRCD
2017-12-03
BK OF CHN LTD,HK
BRANCH FRCD
2015-12-04
BK OF CHN LTD,HK
BRANCH FRCD
2015-12-04
BK OF CHN LTD,HK
BRANCH FRCD
2017-12-11
BK OF CHN LTD,HK
BRANCH FRCD
2015-12-11
BK OF CHN LTD,HK
BRANCH FRCD
2015-12-14
BK OF CHN LTD,HK
BRANCH FRCD
2015-12-14
BK OF CHN LTD,HK
BRANCH FRCD
2015-12-14
BK OF CHN LTD,HK
BRANCH FRCD
2015-12-14
BK OF CHN LTD,HK
BRANCH FRCD
2017-12-18
BK OF CHN LTD,HK
BRANCH FRCD
2018-01-10
BK OF CHN LTD,HK
BRANCH FRCD
2018-01-11
Issuer
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2015-01-23
2016-01-22
1.20
2016-01-22
12
117247198
HK0000234184
USD
100,000,000.00
100,000,000.00
N
BCHK
2015-01-29
2016-01-29
1.05
2016-01-29
12
117760731
HK0000235728
HKD
202,000,000.00
202,000,000.00
BCHK
2015-01-30
2016-01-29
1.04
2016-01-29
12
117766888
HK0000235736
HKD
100,000,000.00
BCHK
2015-01-30
2016-01-29
1.15
2016-01-29
12
117767124
HK0000235744
HKD
BCHK
2015-02-02
2015-05-05
0.40
2015-05-05
3
117957497
HK0000236304
BCHK
2015-02-03
2015-08-03
0.68
2015-08-03
6
118291107
BCHK
2012-03-02
2015-03-02
1.83
2014-12-02
2015-03-02
3
BCHK
2012-06-14
2015-06-15
1.69
2014-12-15
2015-03-16
BCHK
2012-06-14
2015-06-12
1.70
2014-12-12
BCHK
2012-06-22
2015-06-22
1.50
BCHK
2012-07-23
2015-07-23
BCHK
2012-07-24
BCHK
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
100,000.00
100,000.00
n
N
N
500,000.00
500,000.00
n
100,000,000.00
N
N
500,000.00
500,000.00
n
154,000,000.00
154,000,000.00
N
N
1,000,000.00
1,000,000.00
n
USD
15,000,000.00
15,000,000.00
N
N
100,000.00
100,000.00
n
HK0000236668
USD
35,000,000.00
35,000,000.00
N
N
100,000.00
100,000.00
n
074869025
HK0000102993
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
3
079326062
HK0000114865
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-03-12
3
079327948
HK0000115136
HKD
385,000,000.00
385,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2014-12-22
2015-03-23
3
079602418
HK0000115961
USD
20,000,000.00
20,000,000.00
N
N
250,000.00
250,000.00
n
1.64
2015-01-23
2015-04-23
3
080853807
HK0000118783
HKD
134,000,000.00
134,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-07-24
1.64
2015-01-26
2015-04-24
3
080877960
HK0000118874
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2012-09-10
2015-09-10
1.57
2014-12-10
2015-03-10
3
082738401
HK0000123338
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2012-09-10
2015-09-10
1.57
2014-12-10
2015-03-10
3
082721860
HK0000123346
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2012-09-24
2015-09-24
1.58
2014-12-24
2015-03-24
3
083242817
HK0000125127
HKD
155,000,000.00
155,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2012-09-25
2015-09-25
1.58
2014-12-29
2015-03-25
3
083242914
HK0000125135
HKD
155,000,000.00
155,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2012-09-28
2015-09-29
1.58
2014-12-29
2015-03-30
3
083243007
HK0000125143
HKD
155,000,000.00
155,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2012-09-24
2015-09-24
1.38
2014-12-24
2015-03-24
3
083243686
HK0000125184
USD
20,000,000.00
20,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2012-11-09
2017-11-09
1.51
2014-11-10
2015-02-09
3
085281127
HK0000129350
HKD
650,000,000.00
650,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2012-11-23
2015-11-23
1.36
2014-11-24
2015-02-23
3
085743155
HK0000130515
HKD
155,000,000.00
155,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2012-11-23
2015-11-23
1.36
2014-11-24
2015-02-23
3
085743180
HK0000130523
HKD
155,000,000.00
155,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2012-12-03
2017-12-04
1.65
2014-12-03
2015-03-03
3
086081598
HK0000131364
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2012-12-04
2015-12-04
1.51
2014-12-04
2015-03-04
3
086082098
HK0000131489
HKD
600,000,000.00
600,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2012-12-04
2015-12-04
1.51
2014-12-04
2015-03-04
3
086125510
HK0000131547
HKD
600,000,000.00
600,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2012-12-11
2017-12-11
1.67
2014-12-11
2015-03-11
3
086286491
HK0000132057
HKD
345,000,000.00
345,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2012-12-11
2015-12-11
1.51
2014-12-11
2015-03-11
3
084820075
HK0000132321
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2012-12-14
2015-12-14
1.29
2014-12-15
2015-03-16
3
086424827
HK0000132586
USD
20,000,000.00
20,000,000.00
N
N
250,000.00
250,000.00
n
BCHK
2012-12-14
2015-12-14
1.48
2014-12-15
2015-03-16
3
085050982
HK0000132800
HKD
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2012-12-14
2015-12-14
1.48
2014-12-15
2015-03-16
3
085051032
HK0000132834
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2012-12-14
2015-12-14
1.48
2014-12-15
2015-03-16
3
085051059
HK0000132842
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2012-12-18
2017-12-18
1.71
2014-12-18
2015-03-18
3
086674572
HK0000133196
HKD
310,000,000.00
310,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-01-10
2018-01-10
1.54
2015-01-12
2015-04-10
3
087324524
HK0000135381
HKD
125,000,000.00
125,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-01-11
2018-01-11
1.54
2015-01-12
2015-04-13
3
087353664
HK0000135423
HKD
128,500,000.00
128,500,000.00
N
N
500,000.00
500,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
List of CMUS Instruments
2015-02-05
Issue
Number
BCHBLC13018
BCHBLC13019
BCHBLC13020
BCHBLC13021
BCHBLC13026
BCHBLC13027
BCHBLC13032
BCHBLC13035
BCHBLC13036
BCHBLC13051
BCHBLC13053
BCHBLC13054
BCHBLC13055
BCHBLC13056
BCHBLC13062
BCHBLC13071
BCHBLC13074
BCHBLC13077
BCHBLC13094
BCHBLC13096
BCHBLC13107
BCHBLC13110
BCHBLC13112
BCHBLC13116
BCHBLC13121
BCHBLC13122
BCHBLC13139
BCHBLC13145
BCHBLC13151
BCHBLC13165
BCHBLC13172
BCHBLC13193
BCHBLC13197
Issue Description
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-18
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-18
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-18
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-18
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-21
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-21
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-25
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-25
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-25
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-28
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-29
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-29
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-29
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-29
BK OF CHN LTD,HK
BRANCH FRCD
2018-02-05
BK OF CHN LTD,HK
BRANCH FRCD
2018-02-22
BK OF CHN LTD,HK
BRANCH FRCD
2018-02-26
BK OF CHN LTD,HK
BRANCH FRCD
2015-02-27
BK OF CHN LTD,HK
BRANCH FRCD
2018-03-14
BK OF CHN LTD,HK
BRANCH FRCD
2015-03-23
BK OF CHN LTD,HK
BRANCH FRCD
2016-04-03
BK OF CHN LTD,HK
BRANCH FRCD
2016-04-05
BK OF CHN LTD,HK
BRANCH FRCD
2018-04-08
BK OF CHN LTD,HK
BRANCH FRCD
2016-04-09
BK OF CHN LTD,HK
BRANCH FRCD
2016-04-11
BK OF CHN LTD,HK
BRANCH FRCD
2018-04-11
BK OF CHN LTD,HK
BRANCH FRCD
2018-04-18
BK OF CHN LTD,HK
BRANCH FRCD
2016-04-22
BK OF CHN LTD,HK
BRANCH FRCD
2018-04-24
BK OF CHN LTD,HK
BRANCH FRCD
2015-06-22
BK OF CHN LTD,HK
BRANCH FRCD
2016-06-28
BK OF CHN LTD,HK
BRANCH FRCD
2018-07-19
BK OF CHN LTD,HK
BRANCH FRCD
2016-07-23
Issuer
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2013-01-18
BCHK
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2016-01-18
1.12
2015-01-20
2015-04-20
3
087622266
HK0000136587
USD
20,000,000.00
20,000,000.00
N
2013-01-18
2016-01-18
1.12
2015-01-20
2015-04-20
3
087622274
HK0000136595
USD
20,000,000.00
20,000,000.00
BCHK
2013-01-18
2016-01-18
1.12
2015-01-20
2015-04-20
3
087622304
HK0000136603
USD
20,000,000.00
BCHK
2013-01-18
2016-01-18
1.12
2015-01-20
2015-04-20
3
087622347
HK0000136611
USD
BCHK
2013-01-21
2016-01-21
1.21
2015-01-21
2015-04-21
3
087668142
HK0000136835
BCHK
2013-01-21
2016-01-21
1.21
2015-01-21
2015-04-21
3
087668185
BCHK
2013-01-25
2016-01-25
1.22
2015-01-26
2015-04-27
3
BCHK
2013-01-25
2016-01-25
1.22
2015-01-26
2015-04-27
BCHK
2013-01-25
2016-01-25
1.22
2015-01-26
BCHK
2013-01-28
2016-01-28
1.21
BCHK
2013-01-30
2016-01-29
BCHK
2013-01-30
BCHK
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
1,000,000.00
1,000,000.00
n
N
N
1,000,000.00
1,000,000.00
n
20,000,000.00
N
N
1,000,000.00
1,000,000.00
n
20,000,000.00
20,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKD
155,000,000.00
155,000,000.00
N
N
500,000.00
500,000.00
n
HK0000136843
HKD
155,000,000.00
155,000,000.00
N
N
500,000.00
500,000.00
n
087789560
HK0000137296
HKD
155,000,000.00
155,000,000.00
N
N
500,000.00
500,000.00
n
3
087893286
HK0000137536
HKD
140,000,000.00
140,000,000.00
N
N
500,000.00
500,000.00
n
2015-04-27
3
087893294
HK0000137544
HKD
140,000,000.00
140,000,000.00
N
N
500,000.00
500,000.00
n
2015-01-28
2015-04-28
3
088013883
HK0000137841
HKD
78,000,000.00
78,000,000.00
N
N
500,000.00
500,000.00
n
1.22
2015-01-30
2015-04-30
3
088203127
HK0000138294
HKD
155,000,000.00
155,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2016-01-29
1.22
2015-01-30
2015-04-30
3
088203313
HK0000138302
HKD
155,000,000.00
155,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2013-01-30
2016-01-29
1.22
2015-01-30
2015-04-30
3
088203577
HK0000138310
HKD
155,000,000.00
155,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-01-30
2016-01-29
1.22
2015-01-30
2015-04-30
3
088203909
HK0000138328
HKD
155,000,000.00
155,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-02-05
2018-02-05
1.45
2015-02-05
2015-05-05
3
088457960
HK0000138880
HKD
350,000,000.00
350,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-02-22
2018-02-22
1.42
2014-11-24
2015-02-23
3
089426324
HK0000140373
HKD
107,000,000.00
107,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-02-26
2018-02-26
1.44
2014-11-26
2015-02-26
3
089488796
HK0000140522
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-02-27
2015-02-27
0.92
2014-11-28
2015-02-27
3
089557011
HK0000140738
USD
15,000,000.00
15,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2013-03-14
2018-03-14
1.44
2014-12-15
2015-03-16
3
090423851
HK0000142759
HKD
110,000,000.00
110,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2013-03-22
2015-03-23
0.93
2014-12-22
2015-03-23
3
090766147
HK0000143377
USD
5,000,000.00
5,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2013-04-03
2016-04-04
1.22
2015-01-05
2015-04-08
3
091090716
HK0000144722
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-04-05
2016-04-05
1.13
2015-01-05
2015-04-08
3
091208911
HK0000144987
USD
6,000,000.00
6,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2013-04-08
2018-04-09
1.48
2015-01-08
2015-04-08
3
091208989
HK0000145000
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-04-09
2016-04-11
1.23
2015-01-09
2015-04-09
3
091255707
HK0000145141
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-04-11
2016-04-11
1.24
2015-01-12
2015-04-13
3
091423987
HK0000145448
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-04-11
2018-04-11
1.49
2015-01-12
2015-04-13
3
091423995
HK0000145463
HKD
350,000,000.00
350,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-04-18
2018-04-18
1.36
2015-01-19
2015-02-18
1
091858363
HK0000146685
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-04-22
2016-04-22
3.70
2015-01-22
2015-04-22
3
092039935
HK0000146875
AUD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2013-04-24
2018-04-24
1.37
2015-01-26
2015-02-24
1
092195767
HK0000147220
HKD
650,000,000.00
650,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2013-06-21
2015-06-22
1.00
2014-12-22
2015-03-23
3
094673593
HK0000154069
USD
31,250,000.00
31,250,000.00
N
N
250,000.00
250,000.00
n
BCHK
2013-06-28
2016-06-28
1.14
2014-12-29
2015-03-30
3
094816564
HK0000154945
HKD
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
n
BCHK
2013-07-19
2018-07-19
1.56
2015-01-20
2015-04-20
3
095421415
HK0000156544
USD
50,000,000.00
50,000,000.00
N
N
10,000.00
10,000.00
n
BCHK
2013-07-23
2016-07-25
1.46
2015-01-23
2015-04-23
3
095484697
HK0000156684
USD
70,000,000.00
70,000,000.00
N
N
10,000.00
10,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
List of CMUS Instruments
2015-02-05
Issue
Number
BCHBLC13198
BCHBLC13205
BCHBLC13215
BCHBLC13257
BCHBLC13280
BCHBLC13364
BCHBLC14017
BCHBLC14018
BCHBLC14025
BCHBLC14050
BCHBLC14074
BCHBLC14115
BCHBLC14122
BCHBLC14140
BCHBLC14144
BCHBLC14157
BCHBLC14193
BCHBLC14194
BCHBLC14214
BCHBLC14233
BCHBLC14248
BCHBLC14260
BCHBLC14270
BCHBLC15005
BCHBLC15017
BCHBLC15021
BCHBZC13070
BCHBZC14038
BCHBZC14042
BCHBZC14049
BCHBZC14059
BCHBZC14060
BCHBZC14062
Issue Description
Issuer
BK OF CHN LTD,HK
BRANCH FRCD
2016-07-23
BK OF CHN LTD,HK
BRANCH FRCD
2016-08-01
BK OF CHN LTD,HK
BRANCH FRCD
2015-08-10
BK OF CHN LTD,HK
BRANCH FRCD
2016-09-12
BK OF CHN LTD, HK
BRANCH FRCD
2016-09-23
BK OF CHN LTD,HK
BRANCH FRCD
2018-12-20
BK OF CHN LTD,HK
BRANCH FRCD
2017-01-27
BK OF CHN LTD,HK
BRANCH FRCD
2019-01-24
BK OF CHN LTD,HK
BRANCH FRCD
2015-02-23
BK OF CHN LTD,HK
BRANCH FRCD
2019-03-11
BK OF CHN LTD,HK
BRANCH FRCD
2015-04-02
BK OF CHN LTD,HK
BRANCH FRCD
2015-06-05
BK OF CHN LTD,HK
BRANCH FRCD
2015-06-16
BK OF CHN LTD,HK
BRANCH FRCD
2015-07-13
BK OF CHN LTD,HK
BRANCH FRCD
2019-07-14
BK OF CHN LTD,HK
BRANCH FRCD
2015-07-31
BK OF CHN LTD,HK
BRANCH FRCD
2015-08-29
BK OF CHN LTD,HK
BRANCH FRCD
2015-08-29
BK OF CHN LTD,HK
BRANCH FRCD
2016-03-18
BK OF CHN LTD,HK
BRANCH FRCD
2015-10-15
BK OF CHN LTD,HK
BRANCH FRCD
2017-10-28
BK OF CHN LTD,HK
BRANCH FRCD
2015-11-05
BK OF CHN LTD,HK
BRANCH FRCD
2015-11-19
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-13
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-27
BK OF CHN LTD,HK
BRANCH FRCD
2016-01-29
BK OF CHN LTD,HK
BRANCH 0.00%
2016-02-16
BK OF CHN LTD,HK
BRANCH 0.00%
2015-03-04
BK OF CHN LTD,HK
BRANCH 0.00%
2015-03-13
BK OF CHN LTD,HK
BRANCH 0.00%
2015-03-10
BK OF CHN LTD,HK
BRANCH 0.00%
2015-03-16
BK OF CHN LTD,HK
BRANCH 0.00%
2015-03-13
BK OF CHN LTD,HK
BRANCH 0.00%
2015-03-19
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2013-07-23
BCHK
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Next
Coupon
Date
2016-07-25
1.46
2015-01-23
2015-04-23
3
095484689
HK0000156692
USD
70,000,000.00
70,000,000.00
N
N
10,000.00
10,000.00
n
2013-08-01
2016-08-01
1.35
2015-02-02
2015-05-05
3
095657915
HK0000157856
USD
9,000,000.00
9,000,000.00
N
N
10,000.00
10,000.00
n
BCHK
2013-08-09
2015-08-10
1.28
2014-11-10
2015-02-09
3
096030541
HK0000159456
USD
18,000,000.00
18,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2013-09-12
2016-09-12
4.10
2014-12-12
2015-03-12
3
097083380
HK0000162989
AUD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2013-09-23
2016-09-23
4.11
2014-12-23
2015-03-23
3
097341214
HK0000165131
AUD
30,000,000.00
30,000,000.00
N
N
200,000.00
200,000.00
n
BCHK
2013-11-20
2018-12-20
1.70
2014-12-22
2015-03-20
3
099043393
HK0000170685
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-01-27
2017-01-27
1.56
2015-01-27
2015-04-27
3
102283511
HK0000182870
USD
30,000,000.00
30,000,000.00
N
N
200,000.00
200,000.00
n
BCHK
2014-01-24
2019-01-24
4.17
2015-01-27
2015-04-24
3
102283520
HK0000182888
AUD
10,000,000.00
10,000,000.00
N
N
200,000.00
200,000.00
n
BCHK
2014-02-20
2015-02-23
1.33
2014-11-20
2015-02-23
3
103565227
HK0000186806
USD
35,100,000.00
35,100,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-03-11
2019-03-11
1.74
2014-12-11
2015-03-11
3
104349145
HK0000189883
USD
10,000,000.00
10,000,000.00
N
N
200,000.00
200,000.00
n
BCHK
2014-04-04
2015-04-02
1.21
2015-01-02
2015-04-02
3
105399944
HK0000194420
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-06-06
2015-06-05
1.54
2014-12-08
2015-03-06
3
107502777
HK0000202405
USD
15,000,000.00
15,000,000.00
N
N
200,000.00
200,000.00
n
BCHK
2014-06-17
2015-06-16
1.56
2014-12-16
2015-03-16
3
107804382
HK0000203502
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-07-11
2015-07-13
1.63
2015-01-13
2015-04-13
3
108667320
HK0000206026
USD
20,000,000.00
20,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-07-14
2019-07-15
1.79
2015-01-14
2015-04-14
3
108776838
HK0000206356
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-07-31
2015-07-31
1.51
2015-01-30
2015-04-30
3
109312908
HK0000208972
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-08-29
2015-08-31
1.39
2014-11-28
2015-02-27
3
110383703
HK0000213717
USD
27,000,000.00
27,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-08-29
2015-08-31
1.38
2014-11-28
2015-02-27
3
110406193
HK0000213725
USD
15,500,000.00
15,500,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-09-18
2016-03-18
1.34
2014-12-18
2015-03-18
3
111215804
HK0000216207
USD
30,000,000.00
30,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-10-15
2015-10-15
1.28
2015-01-15
2015-04-15
3
112113436
HK0000219532
USD
25,000,000.00
25,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-10-28
2017-10-30
1.58
2015-01-28
2015-04-28
3
113003146
HK0000221470
HKD
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-11-05
2015-11-05
1.19
2015-02-05
2015-05-05
3
113518090
HK0000223112
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-11-19
2015-11-19
1.18
2015-02-23
3
114048160
HK0000224896
USD
41,400,000.00
41,400,000.00
N
N
100,000.00
100,000.00
n
BCHK
2015-01-13
2016-01-13
1.00
2015-04-13
3
116621703
HK0000232857
USD
22,700,000.00
22,700,000.00
N
N
100,000.00
100,000.00
n
BCHK
2015-01-29
2016-01-27
1.00
2015-04-29
3
117703894
HK0000235710
USD
47,000,000.00
47,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2015-01-30
2016-01-29
1.05
2015-04-29
3
117956776
HK0000236296
USD
50,000,000.00
50,000,000.00
N
N
200,000.00
200,000.00
n
BCHK
2013-02-20
2016-02-16
0.00
2016-02-16
36
088827449
HK0000139748
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
BCHK
2014-03-05
2015-03-04
0.00
2015-03-04
12
104116272
HK0000188596
USD
20,000,000.00
20,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-03-07
2015-03-13
0.00
2015-03-13
12
104232922
HK0000189404
CNY
166,000,000.00
166,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-03-11
2015-03-10
0.00
2015-03-10
12
104349072
HK0000190097
USD
200,000,000.00
200,000,000.00
N
N
100,000.00
100,000.00
BCHK
2014-03-14
2015-03-16
0.00
2015-03-16
12
104509622
HK0000190360
USD
15,100,000.00
15,100,000.00
N
N
100,000.00
100,000.00
BCHK
2014-03-14
2015-03-13
0.00
2015-03-13
12
104509924
HK0000190394
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-03-19
2015-03-19
0.00
2015-03-19
12
104649149
HK0000191525
CNY
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
Subject to
FATCA
Withholding
Tax
Last
Coupon
Date
2013-04-02
Special
Action
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2014-04-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2014-04-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCHBZC14071
BCHBZC14103
BCHBZC14118
BCHBZC14121
BCHBZC14123
BCHBZC14125
BCHBZC14138
BCHBZC14163
BCHBZC14182
BCHBZC14183
BCHBZC14189
BCHBZC14202
BCHBZC14220
BCHBZC14229
BCHBZC14234
BCHBZC14237
BCHBZC14239
BCHBZC14241
BCHBZC14242
BCHBZC14246
BCHBZC14256
BCHBZC14269
BCHBZC14273
BCHBZC14275
BCHBZC15004
BCHBZC15014
BCHBZC15015
BCHBZC15016
BCHBZC15023
BCHBZC15024
BCHBZC15025
BCHBZC15027
BCHKFB10103
Issue Description
Issuer
BK OF CHN LTD,HK
BRANCH 0.00%
2015-03-27
BK OF CHN LTD,HK
BRANCH 0.00%
2015-05-22
BK OF CHN LTD,HK
BRANCH 0.00%
2015-03-11
BK OF CHN LTD,HK
BRANCH 0.00%
2015-06-16
BK OF CHN LTD,HK
BRANCH 0.00%
2015-06-12
BK OF CHN LTD,HK
BRANCH 0.00%
2015-03-20
BK OF CHN LTD,HK
BRANCH 0.00%
2016-07-21
BK OF CHN LTD,HK
BRANCH 0.00%
2015-08-12
BK OF CHN LTD,HK
BRANCH 0.00%
2015-02-23
BK OF CHN LTD,HK
BRANCH 0.00%
2015-02-23
BK OF CHN LTD,HK
BRANCH 0.00%
2015-02-25
BK OF CHN LTD,HK
BRANCH 0.00%
2015-03-04
BK OF CHN LTD,HK
BRANCH 0.00%
2017-09-25
BK OF CHN LTD,HK
BRANCH 0.00%
2015-10-13
BK OF CHN LTD,HK
BRANCH 0.00%
2015-04-13
BK OF CHN LTD,HK
BRANCH 0.00%
2015-10-19
BK OF CHN LTD,HK
BRANCH 0.00%
2015-10-20
BK OF CHN LTD,HK
BRANCH 0.00%
2015-10-20
BK OF CHN LTD,HK
BRANCH 0.00%
2015-10-14
BK OF CHN LTD,HK
BRANCH 0.00%
2015-07-24
BK OF CHN LTD,HK
BRANCH 0.00%
2015-10-28
BK OF CHN LTD,HK
BRANCH 0.00%
2015-11-18
BK OF CHN LTD,HK
BRANCH 0.00%
2015-12-22
BK OF CHN LTD,HK
BRANCH 0.00%
2015-03-23
BK OF CHN LTD,HK
BRANCH 0.00%
2015-10-13
BK OF CHN LTD,HK
BRANCH 0.00%
2016-01-25
BK OF CHN LTD,HK
BRANCH 0.00%
2016-07-25
BK OF CHN LTD,HK
BRANCH 0.00%
2016-04-25
BK OF CHN LTD,HK
BRANCH 0.00%
2015-05-02
BK OF CHN LTD,HK
BRANCH 0.00%
2015-05-02
BK OF CHN LTD,HK
BRANCH 0.00%
2015-05-02
BK OF CHN LTD,HK
BRANCH 0.00%
2016-02-05
CHN REOURCES
POWER HLDG 3.75%
2015-11-12
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
CHINA RESOURCES
POWER HOLDINGS
COMPANY LIMITED
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2014-03-28
2015-03-27
0.00
2015-03-27
12
105053762
HK0000193281
CNY
110,500,000.00
110,500,000.00
N
BCHK
2014-05-22
2015-05-22
0.00
2015-05-22
12
107073787
HK0000200243
USD
200,000,000.00
200,000,000.00
BCHK
2014-06-11
2015-03-11
0.00
2015-03-11
9
107673610
HK0000202850
USD
30,000,000.00
BCHK
2014-06-16
2015-06-16
0.00
2015-06-16
12
107804358
HK0000203494
USD
BCHK
2014-06-18
2015-06-12
0.00
2015-06-12
12
107907718
HK0000203841
BCHK
2014-06-20
2015-03-20
0.00
2015-03-20
9
107926143
BCHK
2014-07-09
2016-07-21
0.00
2016-07-21
24
BCHK
2014-08-07
2015-08-12
0.00
2015-08-12
BCHK
2014-08-20
2015-02-23
0.00
BCHK
2014-08-20
2015-02-23
BCHK
2014-08-25
BCHK
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
N
500,000.00
500,000.00
n
N
N
100,000.00
100,000.00
n
30,000,000.00
N
N
100,000.00
100,000.00
n
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
USD
10,000,000.00
10,000,000.00
N
N
500,000.00
500,000.00
n
HK0000203882
USD
25,000,000.00
25,000,000.00
N
N
100,000.00
100,000.00
n
108593385
HK0000205820
USD
60,000,000.00
60,000,000.00
N
N
100,000.00
100,000.00
2014-08-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
12
109628735
HK0000210689
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
2014-09-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-02-23
6
110027796
HK0000212156
HKD
1,850,000,000.00
1,850,000,000.00
N
N
500,000.00
500,000.00
n
0.00
2015-02-23
6
110160976
HK0000212354
USD
39,800,000.00
39,800,000.00
N
N
100,000.00
100,000.00
n
2015-02-25
0.00
2015-02-25
6
110257295
HK0000212891
USD
115,000,000.00
115,000,000.00
N
N
100,000.00
100,000.00
n
2014-09-04
2015-03-04
0.00
2015-03-04
6
110682573
HK0000214400
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-09-25
2017-09-25
0.00
2017-09-25
36
111408530
HK0000217312
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
2014-11-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-10-10
2015-10-13
0.00
2015-10-13
12
112059288
HK0000219151
USD
24,000,000.00
24,000,000.00
N
N
100,000.00
100,000.00
2014-11-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2014-10-13
2015-04-13
0.00
2015-04-13
6
112113444
HK0000219540
HKD
144,000,000.00
144,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-10-17
2015-10-19
0.00
2015-10-19
12
112343288
HK0000220233
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
BCHK
2014-10-20
2015-10-20
0.00
2015-10-20
12
112343300
HK0000220258
USD
45,000,000.00
45,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-10-20
2015-10-20
0.00
2015-10-20
12
112423117
HK0000220274
USD
19,100,000.00
19,100,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-10-20
2015-10-14
0.00
2015-10-14
12
112423125
HK0000220282
USD
50,000,000.00
50,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-10-24
2015-07-24
0.00
2015-07-24
9
112804790
HK0000221066
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2014-10-29
2015-10-28
0.00
2015-10-28
12
113126850
HK0000221942
EUR
22,500,000.00
22,500,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-11-19
2015-11-18
0.00
2015-11-18
12
114048089
HK0000224888
USD
16,800,000.00
16,800,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-12-22
2015-12-22
0.00
2015-12-22
12
115565290
HK0000229176
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-12-23
2015-03-23
0.00
2015-03-23
3
115763989
HK0000230083
HKD
130,000,000.00
130,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2015-01-13
2015-10-13
0.00
2015-10-13
9
116619440
HK0000232840
CNY
350,000,000.00
350,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2015-01-23
2016-01-25
0.00
2016-01-25
12
117249042
HK0000234382
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2015-03-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2015-01-23
2016-07-25
0.00
2016-07-25
18
117249557
HK0000234390
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2015-03-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2015-01-23
2016-04-25
0.00
2016-04-25
15
117249620
HK0000234408
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2015-03-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2015-02-02
2015-05-04
0.00
2015-05-04
3
117958043
HK0000236312
USD
25,000,000.00
25,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2015-02-02
2015-05-04
0.00
2015-05-04
3
117958540
HK0000236320
USD
35,000,000.00
35,000,000.00
N
N
200,000.00
200,000.00
n
BCHK
2015-02-02
2015-05-04
0.00
2015-05-04
3
117958914
HK0000236338
USD
40,000,000.00
40,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2015-02-05
2016-02-05
0.00
2016-02-05
12
118381548
HK0000236817
USD
48,000,000.00
48,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2010-11-12
2015-11-12
3.75
2015-05-12
6
055923531
HK0000072493
CNY
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2014-11-12
Common
Code
Bank
Repo
Cat. #
n
2014-11-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCHKFB12005
BCHKFB12038
BCHKFB12065
BCHKFB12066
BCHKFB12070
BCHKFB12071
BCHKFB12073
BCHKFC10013
BCHKFC10014
BCHKFC10021
BCHKFC10023
BCHKFC10062
BCHKFC11097
BCHKFC11115
BCHKFC11123
BCHKFC11124
BCHKFC11125
BCHKFC11131
BCHKFC11197
BCHKFC11209
BCHKFC11215
BCHKFC11229
BCHKFC11242
BCHKFC11261
BCHKFC11265
BCHKFC11266
BCHKFC11268
BCHKFC11325
BCHKFC11326
BCHKFC11366
BCHKFC11369
BCHKFC11370
BCHKFC11429
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2017-01-16
3.45
2015-01-16
2015-07-16
6
073164818
HK0000098357
CNY
133,000,000.00
133,000,000.00
Y
N
2012-01-17
2017-01-17
3.50
2015-01-19
2015-07-17
6
072252527
HK0000098753
CNY
350,000,000.00
350,000,000.00
N
N
BCHK
2012-02-29
2015-03-02
3.68
2014-09-01
2015-03-02
6
075228171
HK0000103934
CNY
900,000,000.00
900,000,000.00
N
BAOSTEEL GROUP
CORPORATION, PRC
BCHK
2012-02-29
2017-03-01
4.15
2014-09-01
2015-03-02
6
075228279
HK0000103942
CNY
1,500,000,000.00
1,500,000,000.00
AGRICULTURAL
DEVELOPMENT
BANK OF CHINA
AGRICULTURAL
DEVELOPMENT
BANK OF CHINA
BANK OF CHINA
LTD., CHINA
BCHK
2012-06-22
2015-06-22
3.20
2014-12-22
2015-06-22
6
079324426
HK0000115722
CNY
1,000,000,000.00
BCHK
2012-06-22
2017-06-22
3.35
2014-12-22
2015-06-22
6
079324469
HK0000115730
CNY
BCHK
2012-07-23
2015-07-23
3.10
2015-01-23
2015-07-23
6
080284209
HK0000118627
BCHK
2010-07-07
2017-07-07
3.50
2014-07-07
2015-07-07
12
052333610
BCHK
2010-07-08
2015-07-08
2.60
2014-07-08
2015-07-08
12
BCHK
2010-07-26
2020-07-27
3.75
2015-01-26
2015-04-27
BCHK
2010-07-26
2020-07-24
3.75
2015-01-26
BCHK
2010-09-15
2020-09-15
3.03
BCHK
2011-05-31
2021-05-31
BCHK
2011-06-09
BCHK
Issue Description
Issuer
CHN DEVELOPMENT
BK,CHINA
3.45%2017-01-16
AGRICULTURAL
DEV BOC 3.50%
2017-01-17
BAOSTEEL GROUP
CORP 3.675%
2015-03-01
BAOSTEEL GROUP
CORP 4.15%
2017-03-01
AGRICULTURAL
DEV BOC 3.20%
2015-06-22
AGRICULTURAL
DEV BOC 3.35%
2017-06-22
BK OF CHN LTD.,
CHINA 3.10%
2015-07-23
BK OF CHN LTD,HK
BRANCH 3.50%
2017-07-07
BK OF CHN LTD,HK
BRANCH 2.60%
2015-07-08
BK OF CHN LTD,HK
BRANCH 3.75%
2020-07-27
BK OF CHN LTD,HK
BRANCH 3.75%
2020-07-24
BK OF CHN LTD,HK
BRANCH 3.03%
2020-09-15
BK OF CHN LTD,HK
BRANCH 3.90%
2021-05-31
BK OF CHN LTD,HK
BRANCH 2.85%
2016-12-09
BK OF CHN LTD,HK
BRANCH 2.78%
2016-06-15
BK OF CHN LTD,HK
BRANCH 1.70%
2016-06-15
BK OF CHN LTD,HK
BRANCH 2.78%
2016-06-16
BK OF CHN LTD,HK
BRANCH 3.00%
2016-06-21
BK OF CHN LTD,HK
BRANCH 2.51%
2016-08-10
BK OF CHN LTD,HK
BRANCH 6.65%
2021-08-24
BK OF CHN LTD,HK
BRANCH 6.80%
2021-08-30
BK OF CHN LTD,HK
BRANCH 7.00%
2021-09-01
BK OF CHN LTD,HK
BRANCH 7.00%
2021-09-09
BK OF CHN LTD,HK
BRANCH 2.48%
2016-09-09
BK OF CHN LTD,HK
BRANCH 6.20%
2016-09-19
BK OF CHN LTD,HK
BRANCH 6.30%
2017-09-19
BK OF CHN LTD,HK
BRANCH 2.43%
2016-09-14
BK OF CHN LTD,HK
BRANCH 2.60%
2016-10-25
BK OF CHN LTD,HK
BRANCH 2.35%
2016-10-27
BK OF CHN LTD,HK
BRANCH 2.80%
2016-11-21
BK OF CHN LTD,HK
BRANCH 6.08%
2016-11-30
BK OF CHN LTD,HK
BRANCH 6.22%
2017-11-30
BK OF CHN LTD,HK
BRANCH 6.38%
2021-12-21
CHINA
DEVELOPMENT
BANK, CHINA
AGRICULTURAL
DEVELOPMENT
BANK OF CHINA
BAOSTEEL GROUP
CORPORATION, PRC
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2012-01-16
BCHK
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Minimum
Tradable Amount
Multiple
Tradable Amount
N
E
1,000,000.00
1,000,000.00
n
O
E
1,000,000.00
10,000.00
n
N
1,000,000.00
10,000.00
n
N
N
1,000,000.00
10,000.00
n
1,000,000,000.00
N
N
O
E
500,000.00
10,000.00
n
500,000,000.00
500,000,000.00
N
N
O
E
500,000.00
10,000.00
n
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
HK0000065984
USD
30,000,000.00
30,000,000.00
N
N
250,000.00
250,000.00
2010-08-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
052333717
HK0000066180
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2010-08-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3
052827477
HK0000066560
HKD
1,100,000,000.00
1,100,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-09-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-04-24
3
052853559
HK0000066586
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2014-09-15
2015-09-15
12
054196296
HK0000068723
HKD
70,000,000.00
70,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-10-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3.90
2014-05-30
2015-05-29
12
063205630
HK0000081478
HKD
788,000,000.00
788,000,000.00
N
N
500,000.00
500,000.00
2011-07-11
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2016-12-09
2.85
2014-12-09
2015-12-09
12
063563919
HK0000082260
HKD
170,000,000.00
170,000,000.00
N
N
500,000.00
500,000.00
2011-07-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2011-06-15
2016-06-15
2.78
2014-06-16
2015-06-15
12
063812102
HK0000082476
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-07-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-06-15
2016-06-15
1.70
2014-12-15
2015-06-15
6
063812161
HK0000082484
CNY
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-07-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-06-16
2016-06-16
2.78
2014-06-16
2015-06-16
12
063864692
HK0000082617
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-07-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-06-21
2016-06-21
3.00
2014-06-23
2015-06-22
12
064058681
HK0000082880
USD
10,000,000.00
10,000,000.00
N
N
250,000.00
250,000.00
2011-08-01
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-08-10
2016-08-10
2.51
2014-08-11
2015-08-10
12
065950685
HK0000086360
HKD
178,000,000.00
178,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-09-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-08-24
2021-08-24
6.65
2014-08-26
2015-08-24
12
066516890
HK0000087038
AUD
10,000,000.00
10,000,000.00
N
N
500,000.00
100,000.00
BCHK
2011-08-30
2021-08-30
6.80
2014-09-01
2015-08-31
12
066737128
HK0000087335
AUD
20,000,000.00
20,000,000.00
N
N
500,000.00
100,000.00
2011-10-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-09-01
2021-09-01
7.00
2014-09-01
2015-09-01
12
067041917
HK0000087830
AUD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
2011-10-11
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-09-09
2021-09-09
7.00
2014-09-10
2015-09-09
12
067252179
HK0000087988
AUD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
2011-10-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-09-09
2016-09-09
2.48
2014-09-10
2015-09-09
12
067518977
HK0000088333
HKD
129,000,000.00
129,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-10-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-09-19
2016-09-19
6.20
2014-09-19
2015-09-21
12
067578163
HK0000088580
AUD
5,000,000.00
5,000,000.00
N
N
100,000.00
100,000.00
2011-10-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-09-19
2017-09-19
6.30
2014-09-19
2015-09-21
12
067578171
HK0000088598
AUD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
2011-10-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-09-14
2016-09-14
2.43
2014-09-15
2015-09-14
12
067602030
HK0000088739
HKD
42,000,000.00
42,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-10-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-10-25
2016-10-25
2.60
2014-10-27
2015-10-26
12
069713483
HK0000091030
HKD
51,000,000.00
51,000,000.00
N
N
500,000.00
500,000.00
2011-12-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-10-27
2016-10-27
2.35
2014-10-27
2015-04-27
6
069713491
HK0000091048
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-12-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-11-21
2016-11-21
2.80
2014-11-21
2015-11-23
12
070799324
HK0000094026
HKD
311,000,000.00
311,000,000.00
N
N
500,000.00
500,000.00
2012-01-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-11-30
2016-11-30
6.08
2014-11-28
2015-11-30
12
070867435
HK0000094240
AUD
5,000,000.00
5,000,000.00
N
N
100,000.00
100,000.00
2012-01-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-11-30
2017-11-30
6.22
2014-11-28
2015-11-30
12
070867460
HK0000094257
AUD
12,000,000.00
12,000,000.00
N
N
100,000.00
100,000.00
2012-01-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2011-12-21
2021-12-21
6.38
2014-12-22
2015-12-21
12
072241673
HK0000096757
AUD
30,000,000.00
30,000,000.00
N
N
500,000.00
100,000.00
2012-01-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Special
Action
Date
Subject to
FATCA
Withholding
Tax
Bank
Repo
Cat. #
Special
Action
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCHKFC12025
BCHKFC12061
BCHKFC12078
BCHKFC12079
BCHKFC13004
BCHKFC13008
BCHKFC14008
BCHKFC14009
BCHKFC14012
BCHKFC14013
BCHKFC14018
BCHKFC14019
BCHKFC14024
BCHKFC14027
BCHKFC14028
BCHKFC14034
BCHKFC14035
BCHKFC14054
BCHKFC14055
BCHKFC15001
BCHKFC15002
BCHKFC15003
BCHKFC15004
BCHKFN06001
BCHKFN06002
BCHKFN06003
BCHKFN09003
BCHKFN11248
BCHKFN11272
BCHKGB04004
BCHKLC10009
BCHKLC11132
BCHKLC13003
Issue
Date
Maturity
Date
BCHK
2012-01-13
BCHK
Call / Put
Option
Date
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2022-01-13
6.45
2015-01-13
2016-01-13
12
073084326
HK0000098167
AUD
20,000,000.00
20,000,000.00
N
2012-01-31
2017-01-31
2.55
2015-01-30
2015-04-30
3
073741203
HK0000099850
HKD
105,000,000.00
105,000,000.00
BCHK
2012-12-18
2015-12-18
3.50
2014-12-18
2015-06-18
6
086674602
HK0000133212
CNY
600,000,000.00
BCHK
2012-12-28
2015-12-28
3.50
2014-12-29
2015-06-29
6
086884968
HK0000134186
CNY
BCHK
2013-05-09
2016-05-09
3.02
2014-11-10
2015-05-11
6
092849791
HK0000149408
BCHK
2013-12-13
2016-12-13
4.69
2014-12-15
2015-12-14
12
100443732
BCHK
2014-03-17
2015-03-17
1.52
2015-03-17
12
BCHK
2014-03-17
2015-03-17
1.52
2015-03-17
BCHK
2014-04-02
2015-04-02
1.50
BCHK
2014-04-02
2015-04-02
BCHK
2014-05-05
BCHK
100,000.00
100,000.00
2012-02-22
CERTIFY NON-US BENE,
EXCH FOR PERM NOTE
n
N
N
1,000,000.00
1,000,000.00
2012-03-12
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
600,000,000.00
N
N
500,000.00
500,000.00
2013-01-28
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2013-02-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CNY
800,000,000.00
800,000,000.00
N
N
500,000.00
500,000.00
2013-06-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000176294
AUD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
2014-01-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
104618812
HK0000190949
HKD
1,100,000,000.00
1,100,000,000.00
N
N
500,000.00
500,000.00
n
12
104618839
HK0000190931
HKD
900,000,000.00
900,000,000.00
N
N
500,000.00
500,000.00
n
2015-04-02
12
105242859
HK0000193927
HKD
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
1.55
2015-04-02
12
105242867
HK0000193935
USD
200,000,000.00
200,000,000.00
N
N
100,000.00
100,000.00
n
2015-05-05
1.64
2015-05-05
12
106401578
HK0000197605
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
2014-05-12
2015-05-12
1.64
2015-05-12
12
106611475
HK0000198504
USD
200,000,000.00
200,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-06-05
2015-06-05
1.65
2015-06-05
12
107502726
HK0000202306
USD
150,000,000.00
150,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-06-17
2015-06-17
1.63
2015-06-17
12
107823026
HK0000203809
HKD
700,000,000.00
700,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-06-18
2015-06-18
1.63
2015-06-18
12
107823042
HK0000203791
HKD
800,000,000.00
800,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-07-23
2015-07-23
1.59
2015-07-23
12
109021164
HK0000207859
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-07-24
2015-07-24
1.59
2015-07-24
12
109021172
HK0000207867
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2014-12-19
2015-12-18
3.20
2015-06-18
6
115711725
HK0000229655
CNY
600,000,000.00
600,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2014-12-19
2015-12-18
1.20
2015-12-18
12
115711733
HK0000229663
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
BCHK
2015-01-15
2015-02-17
0.20
2015-02-17
1
116858142
HK0000233533
USD
23,500,000.00
23,500,000.00
N
N
100,000.00
100,000.00
n
BCHK
2015-01-22
2015-02-24
0.18
2015-02-24
1
117213927
HK0000234192
HKD
431,000,000.00
431,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2015-01-23
2015-02-25
0.18
2015-02-25
1
117350312
HK0000234655
HKD
860,000,000.00
860,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2015-01-29
2015-02-27
0.17
2015-02-27
1
117648524
HK0000235371
USD
106,500,000.00
106,500,000.00
N
N
100,000.00
100,000.00
n
BCHK
2006-02-22
2021-02-22
4.80
2014-02-24
2015-02-23
12
024575926
HK0000034147
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2006-03-15
2021-03-15
4.85
2014-03-17
2015-03-16
12
024836096
HK0000034097
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2006-04-13
2016-04-13
5.10
2014-04-14
2015-04-13
12
025164130
HK0000034345
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2009-07-03
2019-07-03
3.85
2014-07-03
2015-07-03
12
043708554
HK0000054350
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2011-09-19
2016-09-19
3.00
2014-09-19
2015-03-19
6
067781945
HK0000088796
CNY
1,750,000,000.00
1,750,000,000.00
N
N
1,000,000.00
10,000.00
n
AIR LIQUIDE
FINANCE, PARIS
BCHK
2011-09-19
2018-09-19
3.95
2014-09-19
2015-03-19
6
067796098
HK0000088853
CNY
850,000,000.00
850,000,000.00
N
N
1,000,000.00
10,000.00
n
THE GOVERNMENT
OF THE HKSAR OF
THE PRC
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BCHK
2004-07-23
2019-07-23
5.13
2015-01-23
2015-07-23
6
019694437
HK2581013706
HKD
1,500,000,000.00
1,500,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2010-06-29
2015-06-29
0.99
2014-12-29
2015-03-30
3
052140048
HK0000065885
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2011-06-21
2016-06-21
1.35
2014-12-22
2015-03-23
3
064058690
HK0000082898
USD
10,000,000.00
10,000,000.00
N
N
500,000.00
500,000.00
n
BCHK
2013-03-07
2016-03-07
1.14
2014-12-08
2015-03-09
3
089999308
HK0000142262
HKD
700,000,000.00
700,000,000.00
N
N
500,000.00
500,000.00
n
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
BANK OF CHINA
LIMITED, MACAU
BRANCH
AIRPORT
AUTHORITY HONG
KONG
AIRPORT
AUTHORITY HONG
KONG
AIRPORT
AUTHORITY HONG
KONG
AIRPORT
AUTHORITY HONG
KONG
AIR LIQUIDE
FINANCE, PARIS
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Q
Special
Action
Subject to
FATCA
Withholding
Tax
N
BK OF CHN LTD,HK
BRANCH 6.45%
2022-01-13
BK OF CHN LTD,HK
BRANCH 2.55%
2017-01-31
BK OF CHN
LTD,MACAU BR
3.50% 2015-12-18
BK OF CHN
LTD,MACAU BR
3.50% 2015-12-28
BK OF CHN
LTD,MACAU BR
3.02% 2016-05-09
BK OF CHN
LTD,MACAU BR
4.69% 2016-12-13
BK OF CHN
LTD,MACAU BR
1.52% 2015-03-17
BK OF CHN
LTD,MACAU BR
1.52% 2015-03-17
BK OF CHN
LTD,MACAU BR
1.50% 2015-04-02
BK OF CHN
LTD,MACAU BR
1.55% 2015-04-02
BK OF CHN
LTD,MACAU BR
1.64% 2015-05-05
BK OF CHN
LTD,MACAU BR
1.64% 2015-05-12
BK OF CHN
LTD,MACAU BR
1.65% 2015-06-05
BK OF CHN
LTD,MACAU BR
1.63% 2015-06-17
BK OF CHN
LTD,MACAU BR
1.63% 2015-06-18
BK OF CHN
LTD,MACAU BR
1.59% 2015-07-23
BK OF CHN
LTD,MACAU BR
1.59% 2015-07-24
BK OF CHN
LTD,MACAU BR
3.20% 2015-12-18
BK OF CHN
LTD,MACAU BR
1.20% 2015-12-18
BK OF CHN
LTD,MACAU BR
0.20% 2015-02-17
BK OF CHN
LTD,MACAU BR
0.18% 2015-02-24
BK OF CHN
LTD,MACAU BR
0.18% 2015-02-25
BK OF CHN
LTD,MACAU BR
0.17% 2015-02-27
AIRPORT
AUTHORITY HK 4.8%
2021-02-22
AIRPORT
AUTHORITY HK
4.85% 2021-03-15
AIRPORT
AUTHORITY HK 5.1%
2016-04-13
AIRPORT
AUTHORITY HK
3.85% 2019-07-03
AIR LIQUIDE
FINANCE 3.00%
2016-09-19
AIR LIQUIDE
FINANCE 3.95%
2018-09-19
HKSAR GOVT, PRC
5.125% 2019-07-23
ISIN
Issue
Ccy
Special
Action
Date
Multiple
Tradable Amount
Issuer
Common
Code
Bank
Repo
Cat. #
Minimum
Tradable Amount
Issue Description
BK OF CHN LTD,HK
BRANCH FRCD
2015-06-29
BK OF CHN LTD,HK
BRANCH FRCD
2016-06-21
BK OF CHN
LTD,MACAU BR
FRCD 2016-03-07
Paying
Agent
Code
Int.
Pay.
Freq.
(Mths)
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
BCMKFB10033
MINISTRY OF FIN.
OF PRC 1.80%
2015-12-01
BCMKFB10034
MINISTRY OF FIN.
OF PRC 2.48%
2020-12-01
BCMKFB11022
MINISTRY OF FIN.
OF PRC 1.40%
2016-08-18
BCMKFB11023
MINISTRY OF FIN.
OF PRC 1.94%
2018-08-18
BCMKFB11024
MINISTRY OF FIN.
OF PRC 2.36%
2021-08-18
BCMKFB11026
BEIJING
ENTERPRISES
WATER 5%
2016-06-30
BK OF
COMMUNICATIONS,
CHN 3.1% 2015-03-09
THE
EXPORT-IMPORT
BOC 2.9% 2015-04-05
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
BEIJING
ENTERPRISES
WATER GROUP
LIMITED, BERMUDA
BANK OF
COMMUNICATIONS
CO. LTD., CHINA
THE
EXPORT-IMPORT
BANK OF CHINA,
CHINA
THE
EXPORT-IMPORT
BANK OF CHINA,
CHINA
THE
EXPORT-IMPORT
BANK OF CHINA,
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
CHINA
DEVELOPMENT
BANK, CHINA
CHINA
DEVELOPMENT
BANK, CHINA
SHANDONG
INTERNATIONAL
(HONG KONG)
LIMITED
HUANENG POWER
INTERNATIONAL,
INC, CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
BCMKFB12013
BCMKFB12015
BCMKFB12022
THE
EXPORT-IMPORT
BOC 3.35% 2017-06-18
BCMKFB12023
THE
EXPORT-IMPORT
BOC 4.15% 2027-06-18
BCMKFB12024
MINISTRY OF FIN OF
PRC 1.85% 2015-06-29
BCMKFB12025
MINISTRY OF FIN OF
PRC 2.56% 2017-06-29
BCMKFB12026
MINISTRY OF FIN OF
PRC 2.65% 2019-06-29
BCMKFB12027
MINISTRY OF FIN OF
PRC 3.10% 2022-06-29
BCMKFB12028
MINISTRY OF FIN OF
PRC 3.48% 2027-06-29
BCMKFB12031
CHN DEVELOPMENT
BK,CHINA2.95%
2015-08-02
CHN DEVELOPMENT
BK,CHINA4.30%
2032-08-02
SHANDONG INTL
(HK) LTD 5.8%
2015-12-07
BCMKFB12032
BCMKFB12039
BCMKFB13005
BCMKFB13041
HUANENG POWER
INT INC 3.85%
2016-02-05
MINISTRY OF FIN OF
PRC 2.87% 2016-06-27
BCMKFB13042
MINISTRY OF FIN OF
PRC 3.02% 2018-06-27
BCMKFB13043
MINISTRY OF FIN OF
PRC 3.09% 2020-06-27
BCMKFB13044
MINISTRY OF FIN OF
PRC 3.16% 2023-06-27
BCMKFB13045
MINISTRY OF FIN OF
PRC 3.60% 2028-06-27
BCMKFB13046
MINISTRY OF FIN OF
PRC 3.95% 2043-06-27
BCMKFB13068
MINISTRY OF FIN OF
PRC 2.60% 2016-11-22
Paying
Agent
Code
Issue
Date
Maturity
Date
BCMK
2010-12-01
BCMK
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Minimum
Tradable Amount
Multiple
Tradable Amount
2015-12-01
1.80
2014-12-01
2015-06-01
6
056434933
HK0000072998
CNY
2,000,000,000.00
2,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
2010-12-01
2020-12-01
2.48
2014-12-01
2015-06-01
6
056435042
HK0000073004
CNY
1,000,000,000.00
1,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2011-08-18
2016-08-18
1.40
2014-08-18
2015-02-18
6
066167887
HK0000086618
CNY
5,000,000,000.00
5,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2011-08-18
2018-08-20
1.94
2014-08-18
2015-02-18
6
066167933
HK0000086626
CNY
3,000,000,000.00
3,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2011-08-18
2021-08-18
2.36
2014-08-18
2015-02-18
6
066167968
HK0000086634
CNY
1,000,000,000.00
1,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2011-06-30
2016-06-30
5.00
2014-12-30
2015-06-30
6
064411888
HK0000083706
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
100,000.00
n
BCMK
2012-03-09
2015-03-09
3.10
2014-09-10
2015-03-09
6
075548290
HK0000104882
CNY
300,000,000.00
300,000,000.00
Y
N
1,000,000.00
1,000,000.00
n
BCMK
2012-04-05
2015-04-08
2.90
2014-10-08
2015-04-08
6
076240582
HK0000106168
CNY
1,000,000,000.00
1,000,000,000.00
Y
N
L
E
1,000,000.00
1,000,000.00
n
BCMK
2012-06-18
2017-06-19
3.35
2014-12-18
2015-06-18
6
079423041
HK0000114949
CNY
1,000,000,000.00
1,000,000,000.00
N
N
L
E
1,000,000.00
1,000,000.00
n
BCMK
2012-06-18
2027-06-18
4.15
2014-12-18
2015-06-18
6
079423025
HK0000114956
CNY
1,000,000,000.00
1,000,000,000.00
N
N
L
E
1,000,000.00
1,000,000.00
n
BCMK
2012-06-29
2015-06-29
1.85
2014-12-29
2015-06-29
6
079955086
HK0000116373
CNY
8,100,000,000.00
8,100,000,000.00
N
N
K
D
500,000.00
500,000.00
n
BCMK
2012-06-29
2017-06-29
2.56
2014-12-29
2015-06-29
6
079955094
HK0000116381
CNY
6,100,000,000.00
6,100,000,000.00
N
N
K
D
500,000.00
500,000.00
n
BCMK
2012-06-29
2019-06-28
2.65
2014-12-29
2015-06-29
6
079955108
HK0000116399
CNY
1,200,000,000.00
1,200,000,000.00
N
N
K
D
500,000.00
500,000.00
n
BCMK
2012-06-29
2022-06-29
3.10
2014-12-29
2015-06-29
6
079955124
HK0000116407
CNY
1,100,000,000.00
1,100,000,000.00
N
N
K
D
500,000.00
500,000.00
n
BCMK
2012-06-29
2027-06-29
3.48
2014-12-29
2015-06-29
6
079955159
HK0000116415
CNY
1,000,000,000.00
1,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2012-08-02
2015-08-03
2.95
2015-02-02
2015-08-03
6
081060274
HK0000119310
CNY
1,500,000,000.00
1,500,000,000.00
N
N
N
E
1,000,000.00
1,000,000.00
n
BCMK
2012-08-02
2032-08-02
4.30
2015-02-02
2015-08-03
6
081060312
HK0000119328
CNY
1,000,000,000.00
1,000,000,000.00
N
N
N
E
1,000,000.00
1,000,000.00
n
BCMK
2012-12-07
2015-12-07
5.80
2014-12-08
2015-06-08
6
086228947
HK0000131752
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
BCMK
2013-02-05
2016-02-05
3.85
2015-02-05
2015-08-05
6
088606744
HK0000138898
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
BCMK
2013-06-27
2016-06-27
2.87
2014-12-29
2015-06-29
6
094588294
HK0000153863
CNY
7,000,000,000.00
7,000,000,000.00
N
N
K
D
500,000.00
500,000.00
n
BCMK
2013-06-27
2018-06-27
3.02
2014-12-29
2015-06-29
6
094645638
HK0000153871
CNY
2,700,000,000.00
2,700,000,000.00
N
N
K
D
500,000.00
500,000.00
n
BCMK
2013-06-27
2020-06-29
3.09
2014-12-29
2015-06-29
6
094645662
HK0000153889
CNY
1,200,000,000.00
1,200,000,000.00
N
N
K
D
500,000.00
500,000.00
n
BCMK
2013-06-27
2023-06-27
3.16
2014-12-29
2015-06-29
6
094645743
HK0000153897
CNY
1,100,000,000.00
1,100,000,000.00
N
N
K
D
500,000.00
500,000.00
n
BCMK
2013-06-27
2028-06-27
3.60
2014-12-29
2015-06-29
6
094645778
HK0000153905
CNY
500,000,000.00
500,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2013-06-27
2043-06-29
3.95
2014-12-29
2015-06-29
6
094645786
HK0000153913
CNY
500,000,000.00
500,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2013-11-22
2016-11-22
2.60
2014-11-24
2015-05-22
6
099497114
HK0000171899
CNY
5,000,000,000.00
5,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Special
Action
Date
Subject to
FATCA
Withholding
Tax
Bank
Repo
Cat. #
Special
Action
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
BCMKFB13069
MINISTRY OF FIN OF
PRC 3.09% 2018-11-22
BCMKFB13070
MINISTRY OF FIN OF
PRC 2.80% 2015-12-11
BCMKFB14003
THE
EXPORT-IMPORT
BOC 3% 2016-01-21
BCMKFB14004
THE
EXPORT-IMPORT
BOC 3.25% 2017-01-21
BCMKFB14005
AGRICULTURAL
DEV BOC 3.08%
2016-01-16
AGRICULTURAL
DEV BOC 3.28%
2017-01-16
UNIVERSAL
NUMBER ONE CO
5.70% 2017-01-29
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
THE
EXPORT-IMPORT
BANK OF CHINA,
CHINA
THE
EXPORT-IMPORT
BANK OF CHINA,
CHINA
AGRICULTURAL
DEVELOPMENT
BANK OF CHINA
AGRICULTURAL
DEVELOPMENT
BANK OF CHINA
UNIVERSAL
NUMBER ONE CO.,
LTD. CAYMAN
ISLANDS
AVIC
INTERNATIONAL
FINANCE AND
INVESTMENT
LIMITED
THE
EXPORT-IMPORT
BANK OF CHINA,
CHINA
THE
EXPORT-IMPORT
BANK OF CHINA,
CHINA
THE
EXPORT-IMPORT
BANK OF CHINA,
CHINA
AGRICULTURAL
DEVELOPMENT
BANK OF CHINA
RIZHAO PORT
(HONG KONG)
COMPANY LIMITED
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
SOAR RISE LIMITED
BCMKFB14006
BCMKFB14010
BCMKFB14025
AVIC INT FIN & INV
LTD 4.8% 2017-04-10
BCMKFB14035
THE
EXPORT-IMPORT
BOC 3.00% 2016-05-14
BCMKFB14036
THE
EXPORT-IMPORT
BOC 3.65% 2019-05-14
BCMKFB14037
THE
EXPORT-IMPORT
BOC 4.40% 2024-05-14
BCMKFB14038
AGRICULTURAL
DEV BOC 3.00%
2016-05-21
RIZHAO PORT (HK)
CO LTD 4.25%
2017-05-15
MINISTRY OF FIN OF
PRC 2.53% 2017-05-22
BCMKFB14041
BCMKFB14042
BCMKFB14043
MINISTRY OF FIN OF
PRC 3.25% 2019-05-22
BCMKFB14044
MINISTRY OF FIN OF
PRC 3.8% 2021-05-22
BCMKFB14045
MINISTRY OF FIN OF
PRC 4% 2024-05-22
BCMKFB14046
MINISTRY OF FIN OF
PRC 4.29% 2029-05-22
BCMKFB14047
MINISTRY OF FIN OF
PRC 4.50% 2034-05-22
BCMKFB14052
SOAR RISE LIMITED
4.375% 2017-06-13
JINCHUAN GROUP
CO LTD 4.75%
2017-07-17
MINISTRY OF FIN OF
PRC 2.74% 2017-11-21
BCMKFB14064
BCMKFB14092
BCMKFB14093
MINISTRY OF FIN OF
PRC 3.00% 2019-11-21
BCMKFB14094
MINISTRY OF FIN OF
PRC 3.38% 2024-11-21
BCMKFB14095
MINISTRY OF FIN OF
PRC 2.93% 2016-12-11
BCMKFC11004
BK OF
COMMUNICATIONS
2.9% 2016-02-01
BK OF
COMMUNICATIONS
2.42% 2015-02-10
BCMKFC11006
Paying
Agent
Code
Issue
Date
Maturity
Date
BCMK
2013-11-22
BCMK
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Minimum
Tradable Amount
Multiple
Tradable Amount
2018-11-22
3.09
2014-11-24
2015-05-22
6
099497122
HK0000171907
CNY
2,000,000,000.00
2,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
2013-12-11
2015-12-11
2.80
2014-12-11
2015-06-11
6
099515325
HK0000172129
CNY
3,000,000,000.00
3,000,000,000.00
N
N
K
D
10,000.00
10,000.00
n
BCMK
2014-01-21
2016-01-21
3.00
2015-01-21
2015-07-21
6
101345149
HK0000179116
CNY
1,500,000,000.00
1,500,000,000.00
Y
N
L
E
1,000,000.00
1,000,000.00
n
BCMK
2014-01-21
2017-01-23
3.25
2015-01-21
2015-07-21
6
101345122
HK0000179124
CNY
2,500,000,000.00
2,500,000,000.00
N
N
L
E
1,000,000.00
1,000,000.00
n
BCMK
2014-01-16
2016-01-18
3.08
2015-01-16
2015-07-16
6
101389073
HK0000179694
CNY
2,000,000,000.00
2,000,000,000.00
N
N
O
E
1,000,000.00
10,000.00
n
BCMK
2014-01-16
2017-01-16
3.28
2015-01-16
2015-07-16
6
101389065
HK0000179686
CNY
1,000,000,000.00
1,000,000,000.00
N
N
O
E
1,000,000.00
10,000.00
n
BCMK
2014-01-29
2017-01-30
5.70
2015-01-29
2015-04-29
3
102283783
HK0000182722
CNY
1,600,000,000.00
1,600,000,000.00
N
N
1,000,000.00
10,000.00
n
BCMK
2014-04-10
2017-04-10
4.80
2014-10-10
2015-04-10
6
105324537
HK0000193976
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
BCMK
2014-05-14
2016-05-16
3.00
2014-11-14
2015-05-14
6
106613664
HK0000198439
CNY
1,500,000,000.00
1,500,000,000.00
N
N
L
E
1,000,000.00
1,000,000.00
n
BCMK
2014-05-14
2019-05-14
3.65
2014-11-14
2015-05-14
6
106613648
HK0000198447
CNY
500,000,000.00
500,000,000.00
N
N
L
E
1,000,000.00
1,000,000.00
n
BCMK
2014-05-14
2024-05-14
4.40
2014-11-14
2015-05-14
6
106613591
HK0000198454
CNY
1,000,000,000.00
1,000,000,000.00
N
N
L
E
1,000,000.00
1,000,000.00
n
BCMK
2014-05-21
2016-05-23
3.00
2014-11-21
2015-05-21
6
106614164
HK0000198462
CNY
2,000,000,000.00
2,000,000,000.00
N
N
O
E
1,000,000.00
10,000.00
n
BCMK
2014-05-15
2017-05-15
4.25
2014-11-17
2015-05-15
6
106768714
HK0000198728
CNY
850,000,000.00
850,000,000.00
N
N
1,000,000.00
10,000.00
n
BCMK
2014-05-22
2017-05-22
2.53
2014-11-24
2015-05-22
6
107133119
HK0000200672
CNY
8,400,000,000.00
8,400,000,000.00
N
N
K
D
500,000.00
500,000.00
n
BCMK
2014-05-22
2019-05-22
3.25
2014-11-24
2015-05-22
6
107133127
HK0000200680
CNY
4,400,000,000.00
4,400,000,000.00
N
N
K
D
500,000.00
500,000.00
n
BCMK
2014-05-22
2021-05-24
3.80
2014-11-24
2015-05-22
6
107133437
HK0000200698
CNY
1,200,000,000.00
1,200,000,000.00
N
N
K
D
500,000.00
500,000.00
n
BCMK
2014-05-22
2024-05-22
4.00
2014-11-24
2015-05-22
6
107133453
HK0000200706
CNY
1,000,000,000.00
1,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2014-05-22
2029-05-22
4.29
2014-11-24
2015-05-22
6
107133470
HK0000200714
CNY
500,000,000.00
500,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2014-05-22
2034-05-22
4.50
2014-11-24
2015-05-22
6
107133496
HK0000200722
CNY
500,000,000.00
500,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Special
Action
Date
Subject to
FATCA
Withholding
Tax
Bank
Repo
Cat. #
Special
Action
BCMK
2014-06-13
2017-06-13
4.38
2014-12-15
2015-06-15
6
107600990
HK0000202710
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
n
JINCHUAN GROUP
CO., LTD, CHINA
BCMK
2014-07-17
2017-07-17
4.75
2015-01-19
2015-07-17
6
108774711
HK0000206091
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
MINISTRY OF
FINANCE OF THE
PEOPLE'S REP OF
CHINA
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BCMK
2014-11-21
2017-11-21
2.74
2015-05-21
6
113927828
HK0000224425
CNY
4,000,000,000.00
4,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2014-11-21
2019-11-21
3.00
2015-05-21
6
113927852
HK0000224433
CNY
3,000,000,000.00
3,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2014-11-21
2024-11-21
3.38
2015-05-21
6
113927917
HK0000224441
CNY
2,000,000,000.00
2,000,000,000.00
Y
N
K
D
500,000.00
500,000.00
n
BCMK
2014-12-11
2016-12-12
2.93
2015-06-11
6
114031003
HK0000224474
CNY
3,000,000,000.00
3,000,000,000.00
N
N
K
D
10,000.00
10,000.00
n
BCMK
2011-02-01
2016-02-01
2.90
2015-02-02
2016-02-01
12
058708372
HK0000075652
HKD
286,000,000.00
286,000,000.00
N
N
500,000.00
500,000.00
n
BCMK
2011-02-10
2015-02-10
2.42
2014-02-10
2015-02-10
12
059007882
HK0000076049
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCMKFC11007
BCMKFC11008
BCMKFC12005
BCMKFC12021
BCMKFC12029
BCMKFC12036
BCMKFC12045
BCMKFC13007
BCMKFC13011
BCMKFC13012
BCMKFC13014
BCMKFC13015
BCMKFC13016
BCMKFC13018
BCMKFC13021
BCMKFC13024
BCMKFC13025
BCMKFC13027
BCMKFC13028
BCMKFC13035
BCMKFC13059
BCMKFC14012
BCMKFC14013
BCMKFC14014
BCMKFC14015
BCMKFC14016
BCMKFC14017
BCMKFC14019
BCMKFC14020
BCMKFC14021
BCMKFC14023
BCMKFC14024
BCMKFC14026
Issue Description
Issuer
BK OF
COMMUNICATIONS
3.18% 2016-02-16
BK OF
COMMUNICATIONS
3.20% 2016-02-17
CHN DEVELOPMENT
BK,CHINA4.2%
2027-01-19
BK OF
COMMUNICATIONS
3.30% 2015-06-11
BK OF
COMMUNICATIONS
3.00% 2015-06-22
BK OF
COMMUNICATIONS
1.49% 2015-10-19
BK OF
COMMUNICATIONS
1.35% 2015-11-23
BK OF
COMMUNICATIONS
2.80% 2015-02-16
BK OF
COMMUNICATIONS
1.20% 2016-02-25
BK OF
COMMUNICATIONS
3.12% 2018-02-26
BK OF
COMMUNICATIONS
2.80% 2016-03-01
BK OF
COMMUNICATIONS
1.20% 2016-03-11
BK OF
COMMUNICATIONS
1.86% 2018-03-13
BK OF
COMMUNICATIONS
2.80% 2016-03-22
BK OF
COMMUNICATIONS
1.99% 2018-03-19
BK OF
COMMUNICATIONS
2.90% 2015-03-25
BK OF
COMMUNICATIONS
3.00% 2016-04-04
BK OF
COMMUNICATIONS
1.00% 2015-04-09
BK OF
COMMUNICATIONS
1.10% 2015-04-09
BK OF
COMMUNICATIONS
1.95% 2018-05-21
BK OF
COMMUNICATIONS
1.90% 2016-10-17
BK OF
COMMUNICATIONS
2.75% 2015-02-06
BK OF
COMMUNICATIONS
2.70% 2015-02-10
BK OF
COMMUNICATIONS
3.05% 2016-02-11
BK OF
COMMUNICATIONS
2.80% 2015-02-10
BK OF
COMMUNICATIONS
2.90% 2015-02-18
BK OF
COMMUNICATIONS
2.61% 2015-02-18
BK OF
COMMUNICATIONS
2.80% 2015-03-04
BK OF
COMMUNICATIONS
2.90% 2015-03-09
BK OF
COMMUNICATIONS
2.85% 2015-03-13
BANK OF
COMMUNICATIONS
2.70% 2015-03-31
BK OF
COMMUNICATIONS
2.80% 2015-04-02
BANK OF
COMMUNICATIONS
2.85% 2015-04-08
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
CHINA
DEVELOPMENT
BANK, CHINA
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
Paying
Agent
Code
Issue
Date
Maturity
Date
BCMK
2011-02-16
BCMK
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2016-02-16
3.18
2014-11-17
2015-02-16
3
059270788
HK0000076320
HKD
100,000,000.00
100,000,000.00
N
2011-02-17
2016-02-17
3.20
2014-02-18
2015-02-17
12
059270796
HK0000076338
HKD
165,000,000.00
165,000,000.00
BCMK
2012-01-19
2027-01-19
4.20
2015-01-19
2015-07-20
6
073445400
HK0000098928
CNY
2,500,000,000.00
BCMK
2012-06-11
2015-06-11
3.30
2014-06-11
2015-06-11
12
079209830
HK0000114204
CNY
BCMK
2012-06-22
2015-06-22
3.00
2014-06-23
2015-06-22
12
079582727
HK0000115623
BCMK
2012-10-19
2015-10-19
1.49
2015-01-20
2015-04-20
3
084540480
BCMK
2012-11-23
2015-11-23
1.35
2014-11-24
2015-02-23
3
BCMK
2013-02-15
2015-02-16
2.80
2014-02-17
2015-02-16
BCMK
2013-02-25
2016-02-25
1.20
2014-02-25
BCMK
2013-02-26
2018-02-26
3.12
BCMK
2013-03-01
2016-03-01
BCMK
2013-03-11
BCMK
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
1,000,000.00
1,000,000.00
n
N
N
1,000,000.00
1,000,000.00
n
2,500,000,000.00
N
N
1,000,000.00
1,000,000.00
998,000,000.00
998,000,000.00
N
N
500,000.00
500,000.00
n
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000127305
USD
150,000,000.00
150,000,000.00
N
N
100,000.00
100,000.00
n
085767798
HK0000130556
HKD
225,000,000.00
225,000,000.00
N
N
1,000,000.00
1,000,000.00
n
12
088962907
HK0000139912
CNY
96,500,000.00
96,500,000.00
N
N
500,000.00
500,000.00
2013-03-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-02-25
12
089473454
HK0000140415
HKD
450,000,000.00
450,000,000.00
N
N
500,000.00
500,000.00
2013-04-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2014-02-26
2015-02-26
12
089571588
HK0000140555
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2.80
2014-03-03
2015-03-02
12
089728029
HK0000141264
CNY
155,000,000.00
155,000,000.00
N
N
500,000.00
500,000.00
2013-04-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2016-03-11
1.20
2014-03-11
2015-03-11
12
090133861
HK0000142270
HKD
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
2013-04-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2013-03-13
2018-03-13
1.86
2014-03-13
2015-03-13
12
090387308
HK0000142726
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2013-04-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2013-03-22
2016-03-22
2.80
2014-03-24
2015-03-23
12
090563777
HK0000142874
CNY
360,000,000.00
360,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-05-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2013-03-19
2018-03-19
1.99
2014-12-19
2015-03-19
3
090679325
HK0000143203
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-04-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2013-03-25
2015-03-25
2.90
2014-03-25
2015-03-25
12
090837320
HK0000143690
CNY
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2013-05-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2013-04-03
2016-04-04
3.00
2014-04-03
2015-04-08
12
091087995
HK0000144698
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
BCMK
2013-04-09
2015-04-09
1.00
2014-04-09
2015-04-09
12
091249472
HK0000145075
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-05-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2013-04-09
2015-04-09
1.10
2015-01-09
2015-04-09
3
091251221
HK0000145117
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-05-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2013-05-21
2018-05-21
1.95
2014-11-21
2015-02-23
3
093401310
HK0000150331
HKD
390,000,000.00
390,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-07-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2013-10-17
2016-10-17
1.90
2015-01-19
2015-04-17
3
098282262
HK0000167590
HKD
220,000,000.00
220,000,000.00
N
N
500,000.00
500,000.00
2013-11-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2014-02-06
2015-02-06
2.75
2015-02-06
12
102915925
HK0000184439
CNY
333,500,000.00
333,500,000.00
N
N
500,000.00
500,000.00
n
BCMK
2014-02-10
2015-02-10
2.70
2015-02-10
12
102915941
HK0000184447
CNY
174,500,000.00
174,500,000.00
N
N
500,000.00
500,000.00
n
BCMK
2014-02-10
2016-02-11
3.05
2015-02-10
12
102915976
HK0000184454
CNY
122,500,000.00
122,500,000.00
N
N
500,000.00
500,000.00
BCMK
2014-02-10
2015-02-10
2.80
2015-02-10
12
103240069
HK0000184942
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCMK
2014-02-18
2015-02-18
2.90
2015-02-18
12
103392349
HK0000186079
CNY
504,000,000.00
504,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCMK
2014-02-20
2015-02-18
2.61
2015-02-18
12
103572223
HK0000186525
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
BCMK
2014-03-04
2015-03-04
2.80
2015-03-04
12
104082157
HK0000188380
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
BCMK
2014-03-07
2015-03-09
2.90
2015-03-09
12
104445004
HK0000189651
CNY
163,000,000.00
163,000,000.00
N
N
500,000.00
500,000.00
2014-04-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2014-03-07
2015-03-13
2.85
2015-03-13
12
104444946
HK0000189644
CNY
172,500,000.00
172,500,000.00
N
N
500,000.00
500,000.00
2014-04-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2014-03-31
2015-03-31
2.70
2015-03-31
12
105175884
HK0000193521
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
BCMK
2014-04-02
2015-04-02
2.80
2015-04-02
12
105175868
HK0000193513
CNY
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
BCMK
2014-04-08
2015-04-08
2.85
2015-04-08
12
105377665
HK0000194271
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
CNY
N
E
2027-01-19
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
THIS ISSUE SHOULD BE
FIXED RATE BOND.
n
n
n
2014-03-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCMKFC14027
BCMKFC14028
BCMKFC14030
BCMKFC14031
BCMKFC14032
BCMKFC14033
BCMKFC14048
BCMKFC14049
BCMKFC14050
BCMKFC14051
BCMKFC14053
BCMKFC14055
BCMKFC14056
BCMKFC14058
BCMKFC14059
BCMKFC14060
BCMKFC14061
BCMKFC14062
BCMKFC14063
BCMKFC14066
BCMKFC14067
BCMKFC14068
BCMKFC14069
BCMKFC14072
BCMKFC14073
BCMKFC14074
BCMKFC14075
BCMKFC14077
BCMKFC14078
BCMKFC14079
BCMKFC14080
BCMKFC14081
BCMKFC14082
Issue Description
Issuer
BK OF
COMMUNICATIONS
2.70% 2015-04-08
BK OF
COMMUNICATIONS
2.85% 2015-04-09
BK OF
COMMUNICATIONS
3.10% 2016-04-11
BK OF
COMMUNICATIONS
2.80% 2015-04-24
BANK OF
COMMUNICATIONS
2.90% 2015-04-27
BANK OF
COMMUNICATIONS
2.80% 2015-04-28
BK OF
COMMUNICATIONS
1.50% 2015-05-22
BK OF
COMMUNICATIONS
2.75% 2015-05-27
BK OF
COMMUNICATIONS
3.80% 2015-06-09
BK OF
COMMMUNICATION
S 1.60% 2015-05-28
BK OF
COMMMUNICATION
S 2.80% 2015-06-12
BK OF
COMMMUNICATION
S 1.60% 2015-06-18
BK OF
COMMMUNICATION
S 3.10% 2016-06-23
BK OF
COMMMUNICATION
S 2.45% 2017-06-26
BK OF
COMMMUNICATION
S 2.45% 2017-06-26
BK OF
COMMMUNICATION
S 3.25% 2019-06-26
BK OF
COMMMUNICATION
S 3.20% 2019-06-27
BK OF
COMMMUNICATION
S 1.65% 2015-07-02
BK OF
COMMMUNICATION
S 1.45% 2015-07-02
BK OF
COMMMUNICATION
S 3.00% 2015-07-28
BK OF
COMMMUNICATION
S 3.15% 2019-07-29
BK OF
COMMMUNICATION
S 2.00% 2016-07-29
BK OF
COMMUNICATIONS
3.00% 2015-08-05
BK OF
COMMMUNICATION
S 1.50% 2015-08-05
BK OF
COMMMUNICATION
S 3.20% 2015-08-05
BK OF
COMMMUNICATION
S 3.20% 2015-08-06
BK OF
COMMMUNICATION
S 3.00% 2015-08-06
BK OF
COMMMUNICATION
S 3.35% 2016-08-15
BK OF
COMMMUNICATION
S 1.35% 2015-08-18
BK OF
COMMMUNICATION
S 3.00% 2015-08-25
BK OF
COMMMUNICATION
S 2.19% 2017-08-25
BK OF
COMMUNICATIONS
1.30% 2015-08-27
BK OF
COMMUNICATIONS
1.30% 2015-08-28
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
BCMK
2014-04-04
2015-04-08
2.70
2015-04-08
12
105393393
HK0000194297
CNY
300,000,000.00
300,000,000.00
N
BCMK
2014-04-09
2015-04-09
2.85
2015-04-09
12
105507186
HK0000194602
CNY
200,000,000.00
200,000,000.00
BCMK
2014-04-11
2016-04-11
3.10
2015-04-13
12
105582706
HK0000194974
CNY
200,000,000.00
BCMK
2014-04-24
2015-04-24
2.80
2015-04-24
12
106117306
HK0000196755
CNY
BCMK
2014-04-25
2015-04-27
2.90
2015-04-27
12
106201277
HK0000196920
BCMK
2014-04-28
2015-04-28
2.80
2015-04-28
12
106201285
BCMK
2014-05-22
2015-05-22
1.50
2015-05-22
12
BCMK
2014-05-27
2015-05-27
2.75
2015-05-27
BCMK
2014-06-09
2015-06-09
3.80
BCMK
2014-05-28
2015-05-28
BCMK
2014-06-12
BCMK
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
N
500,000.00
500,000.00
n
N
N
500,000.00
500,000.00
n
200,000,000.00
N
N
1,000,000.00
1,000,000.00
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
CNY
206,000,000.00
206,000,000.00
N
N
500,000.00
500,000.00
n
HK0000196912
CNY
249,500,000.00
249,500,000.00
N
N
500,000.00
500,000.00
107105301
HK0000200276
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
12
107297286
HK0000201530
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
2015-03-09
3
107595929
HK0000202512
CNY
1,536,100,000.00
1,536,100,000.00
N
N
50,000.00
50,000.00
n
1.60
2015-05-28
12
107298878
HK0000201555
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
2015-06-12
2.80
2015-06-12
12
107705830
HK0000203031
CNY
310,000,000.00
310,000,000.00
N
N
500,000.00
500,000.00
n
2014-06-18
2015-06-18
1.60
2015-06-18
12
107919953
HK0000203817
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
BCMK
2014-06-23
2016-06-23
3.10
2015-06-23
12
107970452
HK0000203858
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-08-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
BCMK
2014-06-26
2017-06-26
2.45
2015-06-26
12
108151889
HK0000204401
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
2014-08-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
BCMK
2014-06-26
2017-06-26
2.45
2015-06-26
12
108151927
HK0000204419
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2014-08-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
BCMK
2014-06-26
2019-06-26
3.25
2015-06-26
12
108152036
HK0000204427
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
2014-08-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
BCMK
2014-06-27
2019-06-27
3.20
2015-06-29
12
108246022
HK0000204708
USD
34,000,000.00
34,000,000.00
N
N
100,000.00
100,000.00
2014-08-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
BCMK
2014-07-02
2015-07-02
1.65
2015-07-02
12
108304707
HK0000205044
USD
10,000,000.00
10,000,000.00
N
N
200,000.00
200,000.00
n
BCMK
2014-07-02
2015-07-02
1.45
2015-07-02
12
108393190
HK0000205143
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
BCMK
2014-07-28
2015-07-28
3.00
2015-07-28
12
109059145
HK0000207768
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCMK
2014-07-29
2019-07-29
3.15
2015-07-29
12
109213187
HK0000208014
HKD
140,000,000.00
140,000,000.00
N
N
500,000.00
500,000.00
2014-09-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
BCMK
2014-07-30
2016-07-29
2.00
2015-04-30
3
109246417
HK0000208279
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-09-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2014-08-05
2015-08-05
3.00
2015-08-05
12
109247588
HK0000208295
CNY
454,500,000.00
454,500,000.00
N
N
500,000.00
500,000.00
n
BCMK
2014-08-05
2015-08-05
1.50
2015-08-05
12
109476307
HK0000209541
USD
12,500,000.00
12,500,000.00
N
N
100,000.00
100,000.00
n
BCMK
2014-08-05
2015-08-05
3.20
2015-08-05
12
109476358
HK0000209558
CNY
113,000,000.00
113,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCMK
2014-08-06
2015-08-06
3.20
2015-08-06
12
109593451
HK0000210150
CNY
107,000,000.00
107,000,000.00
N
N
50,000.00
50,000.00
n
BCMK
2014-08-06
2015-08-06
3.00
2015-08-06
12
109593460
HK0000210168
CNY
150,000,000.00
150,000,000.00
N
N
50,000.00
50,000.00
n
BCMK
2014-08-15
2016-08-15
3.35
2015-08-17
12
109948799
HK0000211638
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
BCMK
2014-08-18
2015-08-18
1.35
2015-08-18
12
110003943
HK0000211778
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCMK
2014-08-25
2015-08-25
3.00
2015-08-25
12
110260130
HK0000212693
CNY
150,000,000.00
150,000,000.00
N
N
50,000.00
50,000.00
n
BCMK
2014-08-25
2017-08-25
2.19
2015-08-25
12
110289812
HK0000212933
HKD
170,000,000.00
170,000,000.00
N
N
1,000,000.00
1,000,000.00
BCMK
2014-08-27
2015-08-27
1.30
2015-08-27
12
110374585
HK0000213097
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BCMK
2014-08-29
2015-08-28
1.30
2015-02-27
3
110406088
HK0000213683
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
2015-01-30
2014-11-28
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
2014-05-21
2014-06-09
2014-09-24
2014-10-06
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2014-12-09
Common
Code
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
n
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCMKFC14083
BCMKFC14087
BCMKFC14088
BCMKFC14089
BCMKFC14091
BCMKFC14098
BCMKFC15001
BCMKFC15004
BCMKFN13066
BCMKFN13067
BCMKFN13073
BCMKFN14011
BCMKFN14018
BCMKFN14022
BCMKFN14029
BCMKFN14070
BCMKFN14071
BCMKFN14076
BCMKFN14084
BCMKFN14085
BCMKFN14086
BCMKFN14090
BCMKLC12017
BCMKLC12019
BCMKLC12033
BCMKLC12037
BCMKLC12038
BCMKLC12047
BCMKLC13008
BCMKLC13009
BCMKLC13010
BCMKLC13017
BCMKLC13032
Issue Description
Issuer
BK OF
COMMUNICATIONS
2.88% 2019-09-02
BK OF
COMMUNICATIONS
1.39% 2015-09-16
BK OF
COMMUNICATIONS
3.25% 2015-09-24
BK OF
COMMUNICATIONS
3.10% 2015-09-29
BK OF
COMMUNICATIONS
3.20% 2015-09-30
BK OF
COMMUNICATIONS
4.00% 2015-03-30
BK OF
COMMUNICATIONS
2.35% 2018-01-16
BK OF
COMMUNICATIONS
4.00% 2015-07-29
CHN DEVELOPMENT
BK,CHINA 3.6%
2018-11-13
CHN DEVELOPMENT
BK,CHINA 4.5%
2028-11-13
BIG RIGHT INV LTD
4.8% 2018-12-18
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
CHINA
DEVELOPMENT
BANK, CHINA
CHINA
DEVELOPMENT
BANK, CHINA
BIG RIGHT
INVESTMENT
LIMITED
CHINA
DEVELOPMENT
BANK, CHINA
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO. LTD., CHINA
BANK OF
COMMUNICATIONS
CO., LTD.
CHINA
DEVELOPMENT
BANK, CHINA
CHINA
DEVELOPMENT
BANK, CHINA
CHINA
DEVELOPMENT
BANK, CHINA
CHINA
DEVELOPMENT
BANK, CHINA
CHINA
DEVELOPMENT
BANK, CHINA
CHINA
DEVELOPMENT
BANK, CHINA
CHINA HOUSEHOLD
HOLDINGS LTD
CHN DEVELOPMENT
BK,CHN 3.35%
2017-03-20
BK OF
COMMUNICATIONS
4.00% 2021-02-24
BK OF
COMMUNICATIONS,
CHN 3.3% 2016-03-20
BANK OF
COMMUNICATIONS
3.20% 2019-04-09
CHN DEVELOPMENT
BK,CHINA 3.3%
2017-08-04
CHN DEVELOPMENT
BK,CHINA
4.35%2024-08-06
CHN DEVELOPMENT
BK,CHINA 3.3%
2017-08-08
CHN DEVELOPMENT
BK,CHINA3.35%
2017-09-19
CHN DEVELOPMENT
BK,CHINA 3.6%
2019-09-19
CHN DEVELOPMENT
BK,CHINA4.35%
2024-09-19
CHINA HOUSEHOLD
HLDGS LTD 8%
2021-10-14
BK OF
COMMUNICATIONS
FRCD 2015-04-10
BK OF
COMMUNICATIONS
FRCD 2015-05-09
BK OF
COMMUNICATIONS
FRCD 2015-08-10
BK OF
COMMUNICATIONS
FRCD 2015-10-22
BK OF
COMMUNICATIONS
FRCD 2015-10-29
BK OF
COMMUNICATIONS
FRCD 2015-11-27
BK OF
COMMUNICATIONS
FRCD 2018-02-15
BK OF
COMMUNICATIONS
FRCD 2016-02-22
BK OF
COMMUNICATIONS
FRCD 2018-02-22
BK OF
COMMUNICATIONS
FRCD 2018-03-13
BK OF
COMMUNICATIONS
FRCD 2016-04-18
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
Paying
Agent
Code
Issue
Date
Maturity
Date
BCMK
2014-09-02
BCMK
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2019-09-02
2.88
2014-12-02
2015-03-02
3
110562730
HK0000213972
HKD
100,000,000.00
100,000,000.00
N
2014-09-16
2015-09-16
1.39
2015-09-16
12
111127786
HK0000215910
USD
15,000,000.00
15,000,000.00
BCMK
2014-09-24
2015-09-24
3.25
2015-09-24
12
111407398
HK0000216959
CNY
161,000,000.00
BCMK
2014-09-29
2015-09-29
3.10
2015-09-29
12
111501165
HK0000217486
CNY
BCMK
2014-09-30
2015-09-30
3.20
2015-09-30
12
111668051
HK0000218153
BCMK
2014-12-30
2015-03-30
4.00
2015-03-30
3
116134713
BCMK
2015-01-13
2018-01-16
2.35
2016-01-13
12
BCMK
2015-01-29
2015-07-29
4.00
2015-07-29
BCMK
2013-11-13
2018-11-13
3.60
2014-11-13
BCMK
2013-11-13
2028-11-13
4.50
BCMK
2013-12-18
2018-12-18
BCMK
2014-03-20
BCMK
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
500,000.00
500,000.00
N
N
100,000.00
100,000.00
n
161,000,000.00
N
N
500,000.00
500,000.00
n
202,500,000.00
202,500,000.00
N
N
500,000.00
500,000.00
n
CNY
269,000,000.00
269,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000230869
CNY
323,500,000.00
323,500,000.00
N
N
500,000.00
500,000.00
n
116712369
HK0000232808
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
6
117726584
HK0000235405
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
2015-05-13
6
099322705
HK0000171204
CNY
1,700,000,000.00
1,700,000,000.00
N
N
N
E
1,000,000.00
10,000.00
n
2014-11-13
2015-05-13
6
099322837
HK0000171220
CNY
900,000,000.00
900,000,000.00
N
N
N
E
1,000,000.00
10,000.00
n
4.80
2014-12-18
2015-06-18
6
100531950
HK0000176500
USD
110,000,000.00
110,000,000.00
N
N
200,000.00
1,000.00
n
2017-03-20
3.35
2014-09-22
2015-03-20
6
102342640
HK0000182961
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
2014-02-24
2021-02-24
4.00
2014-08-25
2015-02-24
6
103725500
HK0000187085
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCMK
2014-03-20
2016-03-21
3.30
2014-09-22
2015-03-20
6
104485111
HK0000189875
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
BCMK
2014-04-09
2019-04-09
3.20
2015-01-09
2015-04-09
3
105594119
HK0000195047
HKD
350,000,000.00
350,000,000.00
N
N
1,500,000.00
500,000.00
n
BCMK
2014-08-04
2017-08-04
3.30
2015-02-04
2015-08-04
6
109351415
HK0000209012
CNY
500,000,000.00
500,000,000.00
N
N
N
E
1,000,000.00
10,000.00
n
BCMK
2014-08-06
2024-08-06
4.35
2015-02-06
6
109380377
HK0000209202
CNY
500,000,000.00
500,000,000.00
N
N
N
E
1,000,000.00
10,000.00
n
BCMK
2014-08-08
2017-08-08
3.30
2015-02-09
6
109593524
HK0000210176
CNY
500,000,000.00
500,000,000.00
N
N
N
E
1,000,000.00
10,000.00
n
BCMK
2014-09-19
2017-09-19
3.35
2015-03-19
6
111125082
HK0000215845
CNY
600,000,000.00
600,000,000.00
N
N
N
E
1,000,000.00
10,000.00
n
BCMK
2014-09-19
2019-09-19
3.60
2015-03-19
6
111125104
HK0000215852
CNY
500,000,000.00
500,000,000.00
N
N
N
E
1,000,000.00
10,000.00
n
BCMK
2014-09-19
2024-09-19
4.35
2015-03-19
6
111125112
HK0000215860
CNY
900,000,000.00
900,000,000.00
N
N
N
E
1,000,000.00
10,000.00
n
BCMK
2014-10-14
2021-10-14
8.00
2015-04-14
6
111548650
HK0000217833
HKD
36,000,000.00
36,000,000.00
N
N
1,000,000.00
10,000.00
n
BCMK
2012-04-10
2015-04-10
0.00
2015-01-12
2015-04-10
3
076932654
HK0000108693
USD
28,000,000.00
28,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCMK
2012-05-09
2015-05-11
0.00
2014-11-10
2015-02-09
3
078130008
HK0000111101
USD
20,000,000.00
20,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCMK
2012-08-10
2015-08-10
0.00
2014-11-10
2015-02-10
3
081482578
HK0000120722
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
BCMK
2012-10-22
2015-10-22
0.00
2015-01-22
2015-04-22
3
084714917
HK0000127644
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
BCMK
2012-10-29
2015-10-29
0.00
2015-01-29
2015-04-29
3
085030132
HK0000128485
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCMK
2012-11-27
2015-11-27
0.00
2014-11-27
2015-02-27
3
085843001
HK0000130739
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCMK
2013-02-15
2018-02-15
0.00
2014-11-17
2015-02-16
3
088976045
HK0000139920
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-03-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2013-02-22
2016-02-22
0.00
2014-11-24
2015-02-23
3
089056403
HK0000140142
HKD
208,000,000.00
208,000,000.00
N
N
500,000.00
500,000.00
2013-04-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2013-02-22
2018-02-22
0.00
2014-11-24
2015-02-23
3
089356555
HK0000140266
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-04-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2013-03-13
2018-03-13
0.00
2014-12-15
2015-03-13
3
090387723
HK0000142734
HKD
350,000,000.00
350,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-04-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCMK
2013-04-18
2016-04-18
0.00
2015-01-19
2015-02-18
1
091894556
HK0000146545
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2013-05-28
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CNY
N
E
2014-10-13
2015-02-23
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
BCMKLC13034
BCMKLC13049
BCMKLC13050
BCMKLC13052
BCMKLC13056
BCMKLC14034
BCMKLC14065
BCMKLC14096
BCMKLC14097
BCMKLC15002
BCMKLN13065
BCMKZC14054
BEAHFB12015
BEAHFC10003
BEAHFC10006
BEAHFC11006
BEAHFC11007
BEAHFC11008
BEAHFC11009
BEAHFC11020
BEAHFC12007
BEAHFC12027
BEAHFC13019
BEAHFC13025
BEAHFC13029
BEAHFC13033
BEAHFC13038
BEAHFC14008
BEAHFC14009
BEAHFC14010
BEAHFC14011
BEAHFC14013
BEAHFC14014
BEAHFC14015
BEAHFC14020
BEAHFC14023
BEAHFC14024
BEAHFC14026
BEAHFC14027
BEAHFC14028
BEAHFC14031
BEAHFC14033
BEAHFC14035
Issue Description
Issuer
BK OF
COMMUNICATIONS
FRCD 2018-05-03
BK OF
COMMUNICATIONS
FRCD 2016-08-30
BK OF
COMMUNICATIONS
FRCD 2016-09-05
BK OF
COMMUNICATIONS
FRCD 2016-09-12
BK OF
COMMUNICATIONS
FRCD 2016-09-26
BK OF
COMMUNICATIONS
FRCD 2015-04-30
BK OF
COMMMUNICATION
S FRCD 2017-07-21
BANK OF
COMMMUNICATION
S FRCD 2015-12-17
BANK OF
COMMMUNICATION
S FRCD 2015-12-21
BK OF
COMMUNICATIONS
FRCD 2018-01-15
CHN DEVELOPMENT
BK,CHINA FRN
2015-11-13
BK OF
COMMMUNICATION
S 0.00% 2015-06-16
BANK OF EAST
ASIA(CHINA)3.65%
2015-05-11
BANK OF EAST ASIA
2.69% 2015-07-16
BANK OF EAST ASIA
2.24% 2015-08-20
BANK OF EAST ASIA
2.47% 2015-03-02
BANK OF EAST ASIA
2.94% 2016-03-08
BANK OF EAST ASIA
3.00% 2016-03-10
BANK OF EAST ASIA
3.00% 2016-03-15
BANK OF EAST ASIA
2.52% 2016-08-04
BANK OF EAST ASIA
2.22% 2017-02-23
BANK OF EAST ASIA
3.02% 2015-07-24
BANK OF EAST ASIA
1.36% 2015-07-31
BANK OF EAST ASIA
2.07% 2016-09-12
BANK OF EAST ASIA
1.50% 2015-09-25
BANK OF EAST ASIA
1.75% 2016-10-31
BANK OF EAST ASIA
1.40% 2015-12-09
BANK OF EAST ASIA
2.60% 2015-03-20
BANK OF EAST ASIA
2.12% 2017-01-30
BANK OF EAST ASIA
2.50% 2015-02-09
BANK OF EAST ASIA
1.34% 2015-02-06
BANK OF EAST ASIA
2.73% 2015-03-04
BANK OF EAST ASIA
2.66% 2015-03-04
BANK OF EAST ASIA
2.71% 2015-03-10
BANK OF EAST ASIA
2.43% 2015-05-05
BANK OF EAST ASIA
2.25% 2017-05-15
BANK OF EAST ASIA
2.55% 2015-05-19
BANK OF EAST ASIA
2.45% 2015-06-30
BANK OF EAST ASIA
2.5% 2016-06-30
BANK OF EAST ASIA
2.31% 2017-08-14
BANK OF EAST ASIA
1.11% 2015-09-01
BANK OF EAST ASIA
1.20% 2015-09-01
BANK OF EAST ASIA
1.23% 2015-09-22
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF
COMMUNICATIONS
CO., LTD.
CHINA
DEVELOPMENT
BANK, CHINA
BANK OF
COMMUNICATIONS
CO., LTD.
BANK OF EAST ASIA
(CHINA) LTD.THE,
CHINA
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
Paying
Agent
Code
Issue
Date
Maturity
Date
BCMK
2013-05-03
BCMK
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2018-05-03
0.00
2015-02-03
2015-05-04
3
092534219
HK0000148129
HKD
110,000,000.00
110,000,000.00
N
2013-08-30
2016-08-30
0.00
2014-11-28
2015-02-27
3
096819102
HK0000161676
HKD
100,000,000.00
100,000,000.00
BCMK
2013-09-05
2016-09-05
0.00
2014-12-05
2015-03-05
3
096879610
HK0000161916
USD
15,000,000.00
BCMK
2013-09-12
2016-09-12
0.00
2014-12-12
2015-03-12
3
097104689
HK0000162930
USD
BCMK
2013-09-26
2016-09-26
0.00
2014-12-29
2015-03-26
3
097412871
HK0000165156
BCMK
2014-04-30
2015-04-30
0.00
2015-01-30
2015-04-30
3
106335257
BCMK
2014-07-21
2017-07-21
0.00
2015-01-21
2015-04-21
3
BCMK
2014-12-18
2015-12-17
0.00
2015-03-17
BCMK
2014-12-22
2015-12-21
0.00
BCMK
2015-01-13
2018-01-15
0.00
BCMK
2013-11-13
2015-11-13
0.00
BCMK
2014-06-17
2015-06-16
0.00
BEAH
2012-05-11
2015-05-11
3.65
BEAH
2010-07-16
2015-07-16
BEAH
2010-08-20
2015-08-20
BEAH
2011-03-02
BEAH
2011-03-08
BEAH
BEAH
N
1,000,000.00
1,000,000.00
2013-06-13
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
N
N
1,000,000.00
1,000,000.00
2013-10-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
15,000,000.00
N
N
100,000.00
100,000.00
2013-10-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
10,000,000.00
10,000,000.00
N
N
200,000.00
200,000.00
2013-10-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
2013-11-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000197266
USD
30,000,000.00
30,000,000.00
N
N
200,000.00
200,000.00
108981113
HK0000207222
USD
15,000,000.00
15,000,000.00
N
N
100,000.00
100,000.00
3
115711628
HK0000229648
HKD
1,050,000,000.00
1,050,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-03-23
3
115832581
HK0000230091
HKD
140,000,000.00
140,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-02-13
1
116715155
HK0000232881
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2015-02-13
3
099322560
HK0000171212
CNY
1,900,000,000.00
1,900,000,000.00
N
N
1,000,000.00
10,000.00
n
2015-06-16
12
107873368
HK0000203544
USD
13,000,000.00
13,000,000.00
N
N
100,000.00
100,000.00
n
2014-11-11
2015-05-11
6
077979956
HK0000110798
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
100,000.00
n
2.69
2014-07-16
2015-07-16
12
052676819
HK0000066404
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-08-25
2.24
2014-08-20
2015-08-20
12
053557961
HK0000067543
HKD
131,000,000.00
131,000,000.00
N
N
500,000.00
500,000.00
2010-09-29
2015-03-02
2.47
2014-03-03
2015-03-02
12
059693956
HK0000076858
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2011-04-11
2016-03-08
2.94
2014-03-10
2015-03-09
12
060020434
HK0000077195
HKD
220,000,000.00
220,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-04-18
2011-03-10
2016-03-10
3.00
2014-03-10
2015-03-10
12
060302154
HK0000077344
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2011-04-19
2011-03-15
2016-03-15
3.00
2014-03-17
2015-03-16
12
060527920
HK0000077419
HKD
125,000,000.00
125,000,000.00
N
N
500,000.00
500,000.00
2011-04-26
BEAH
2011-08-04
2016-08-04
2.52
2014-08-04
2015-08-04
12
065566508
HK0000085966
HKD
167,500,000.00
167,500,000.00
N
N
500,000.00
500,000.00
2011-09-14
BEAH
2012-02-23
2017-02-23
2.22
2014-02-24
2015-02-23
12
074948278
HK0000103728
HKD
134,000,000.00
134,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-04-03
BEAH
2012-07-24
2015-07-24
3.02
2015-01-26
2015-07-24
6
080883536
HK0000118841
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-09-03
BEAH
2013-07-31
2015-07-31
1.36
2015-01-30
2015-04-30
3
095646433
HK0000157807
HKD
278,000,000.00
278,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-09-09
BEAH
2013-09-12
2016-09-12
2.07
2014-09-12
2015-09-14
12
097103984
HK0000162997
HKD
177,000,000.00
177,000,000.00
N
N
500,000.00
500,000.00
2013-10-22
BEAH
2013-09-25
2015-09-25
1.50
2014-09-25
2015-09-25
12
097407843
HK0000165172
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2013-11-04
BEAH
2013-10-29
2016-10-31
1.75
2014-10-29
2015-10-29
12
098698604
HK0000169224
HKD
380,000,000.00
380,000,000.00
N
N
500,000.00
500,000.00
2013-12-09
BEAH
2013-12-09
2015-12-09
1.40
2014-12-09
2015-12-09
12
100203219
HK0000175312
HKD
110,000,000.00
110,000,000.00
N
N
500,000.00
500,000.00
2014-01-20
BEAH
2014-01-17
2015-03-20
2.60
2015-03-20
14
101748103
HK0000181351
CNY
180,000,000.00
180,000,000.00
N
N
500,000.00
500,000.00
2014-02-26
BEAH
2014-01-30
2017-01-30
2.12
2016-01-29
12
102515331
HK0000183696
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-03-11
BEAH
2014-02-07
2015-02-09
2.50
2015-02-09
12
102630041
HK0000184082
CNY
87,000,000.00
87,000,000.00
N
N
500,000.00
500,000.00
2014-03-19
BEAH
2014-02-06
2015-02-06
1.34
2015-02-06
12
102792238
HK0000184330
HKD
600,000,000.00
600,000,000.00
N
N
500,000.00
500,000.00
2014-03-18
BEAH
2014-03-04
2015-03-04
2.73
2015-03-04
12
104042414
HK0000188273
CNY
172,000,000.00
172,000,000.00
N
N
500,000.00
500,000.00
2014-04-14
BEAH
2014-03-04
2015-03-04
2.66
2015-03-04
12
104043623
HK0000188281
CNY
202,000,000.00
202,000,000.00
N
N
500,000.00
500,000.00
2014-04-14
BEAH
2014-03-10
2015-03-10
2.71
2015-03-10
12
104221653
HK0000189206
CNY
186,000,000.00
186,000,000.00
N
N
500,000.00
500,000.00
2014-04-22
BEAH
2014-04-25
2015-05-05
2.43
2015-05-05
12
106125708
HK0000196862
CNY
52,000,000.00
52,000,000.00
N
N
500,000.00
500,000.00
2014-06-04
BEAH
2014-05-14
2017-05-15
2.25
2015-05-14
12
106768773
HK0000199379
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
2014-06-23
BEAH
2014-05-19
2015-05-19
2.55
2015-05-19
12
106937605
HK0000199775
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-06-30
BEAH
2014-06-30
2015-06-30
2.45
2015-06-30
12
108187859
HK0000204666
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-08-11
BEAH
2014-06-30
2016-06-30
2.50
2015-06-30
12
108187824
HK0000204674
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-08-11
BEAH
2014-08-12
2017-08-14
2.31
2015-02-12
3
109771953
HK0000211117
HKD
350,000,000.00
350,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-09-22
BEAH
2014-09-01
2015-09-01
1.11
2015-09-01
12
110379986
HK0000213865
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2014-10-13
BEAH
2014-09-01
2015-09-01
1.20
2015-09-01
12
110507119
HK0000213931
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-10-13
BEAH
2014-09-22
2015-09-22
1.23
2015-09-22
12
111171645
HK0000216132
USD
24,700,000.00
24,700,000.00
N
N
100,000.00
100,000.00
2014-11-03
2015-01-30
2014-11-12
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
N
E
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2014-11-13
Common
Code
Bank
Repo
Cat. #
n
2014-09-01
2015-02-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
CERTIFIY NON-US BENE
& EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
BEAHFC14036
BEAHFC14037
BEAHFC14038
BEAHFC14041
BEAHFC15001
BEAHFC15002
BEAHFC15003
BEAHFC15004
BEAHFC15008
BEAHFC15009
BEAHLC11021
BEAHLC12020
BEAHLC12031
BEAHLC12034
BEAHLC13018
BEAHLC14021
BEAHLC14030
BEAHLC14034
BEAHLC15007
BEAHZC07003
BEAHZC12030
BEAHZC14019
BEAHZC14022
BEAHZC14025
BEAHZC14029
BEAHZC14032
BEAHZC14040
BEAHZC15005
BEAHZC15006
BNSHFC14005
BNSHFC14006
BNSHLC14001
BNSHZC14004
BNSHZC15001
BNYHFB12001
BNYHFB12005
BNYHFB12022
BNYHFB12023
BNYHFB13006
BNYHFB14002
BNYHFB14010
BNYHFB14011
Issue Description
Issuer
BANK OF EAST ASIA
3.47% 2017-09-29
BANK OF EAST ASIA
2.31% 2017-10-03
BANK OF EAST ASIA
2.30% 2017-10-17
BANK OF EAST ASIA
1.00% 2015-12-03
BANK OF EAST ASIA
1.15% 2016-01-19
BANK OF EAST ASIA
1.15% 2016-01-20
BANK OF EAST ASIA
1.23% 2016-01-20
BANK OF EAST ASIA
1.20% 2016-01-21
BANK OF EAST ASIA
1.15% 2016-01-29
BANK OF EAST ASIA
2.0575% 2018-02-05
BANK OF EAST ASIA
FRCD 2016-08-23
BANK OF EAST ASIA
FRCD 2015-06-12
BANK OF EAST ASIA
FRCD 2015-09-27
BANK OF EAST ASIA
FRCD 2015-10-09
BANK OF EAST ASIA
FRCD 2016-07-26
BANK OF EAST ASIA
FRCD 2015-05-12
BANK OF EAST ASIA
FRCD 2015-08-21
BANK OF EAST ASIA
FRCD 2015-09-17
BANK OF EAST ASIA
FRCD 2016-01-29
BANK OF EAST ASIA
DCD 2015-06-08
BANK OF EAST ASIA
0% 2017-08-29
BANK OF EAST ASIA
0.00% 2015-04-08
BANK OF EAST ASIA
0.00% 2015-02-12
BANK OF EAST ASIA
0.00% 2015-06-01
BANK OF EAST ASIA
0.00% 2015-02-10
BANK OF EAST ASIA
0.00% 2015-08-27
BANK OF EAST ASIA
0.00% 2015-11-04
BANK OF EAST ASIA
0.00% 2016-01-25
BANK OF EAST ASIA
0.00% 2016-07-25
THE BANK OF NOVA
SCOTIA 0.60%
2015-07-17
THE BANK OF NOVA
SCOTIA 0.55%
2015-08-18
THE BANK OF NOVA
SCOTIA FRCD
2015-03-27
THE BANK OF NOVA
SCOTIA 0.00%
2015-07-09
THE BANK OF NOVA
SOCTIA 0.0%
2016-01-20
CHINA POWER NEW
ENERGY DEV 6.5%
2017-1-9
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF EAST ASIA,
LIMITED (THE)
BANK OF NOVA
SCOTIA (THE)
HNA GROUP INTL
CO LTD 7.5%
2015-03-28
DATANG INTL (HK)
LTD 5.20% 2015-11-30
BITRONIC LIMITED
4.0% 2015-12-12
BRAVE RISE INV.
LTD 4.70% 2016-05-24
KUNZHI LIMITED
BVI 5.875%
2017-01-15
GUOSEN SEC.
(OVERSEAS) 6.4%
2017-04-24
SURE BEST
MANAGEMENT
4.75% 2017-05-22
Paying
Agent
Code
Call / Put
Option
Date
Issue
Date
Maturity
Date
BEAH
2014-09-30
2017-09-29
3.47
BEAH
2014-10-03
2017-10-03
2.31
BEAH
2014-10-17
2017-10-17
2.30
BEAH
2014-12-03
2015-12-03
BEAH
2015-01-20
BEAH
2015-01-20
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2015-09-30
Int.
Pay.
Freq.
(Mths)
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
12
111171092
HK0000216140
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-11-10
2015-04-08
3
111548773
HK0000217940
HKD
127,000,000.00
127,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-11-12
2015-10-19
12
112175504
HK0000219748
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-11-26
1.00
2015-12-03
12
114798533
HK0000226503
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2015-01-12
2016-01-19
1.15
2016-01-19
12
117007880
HK0000233814
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2016-01-20
1.15
2016-01-20
12
117008118
HK0000233822
HKD
240,000,000.00
240,000,000.00
N
N
500,000.00
500,000.00
2015-01-05
Special
Action
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
Subject to
FATCA
Withholding
Tax
n
n
n
n
n
2015-03-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BEAH
2015-01-21
2016-01-20
1.23
2016-01-20
12
117145565
HK0000233970
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BEAH
2015-01-22
2016-01-21
1.20
2016-01-21
12
117247651
HK0000234721
HKD
154,000,000.00
154,000,000.00
N
N
500,000.00
500,000.00
n
BEAH
2015-01-30
2016-01-29
1.15
2016-01-29
12
117901173
HK0000236346
HKD
350,000,000.00
350,000,000.00
N
N
500,000.00
500,000.00
BEAH
2015-02-05
2018-02-05
2.06
2015-05-05
3
118260732
HK0000236650
HKD
233,000,000.00
233,000,000.00
N
N
1,000,000.00
1,000,000.00
2015-03-17
BEAH
2011-08-23
2016-08-23
0.00
2014-11-24
2015-02-23
3
066762769
HK0000087517
HKD
80,000,000.00
80,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-10-03
BEAH
2012-06-14
2015-06-12
0.00
2014-12-12
2015-03-12
3
079351946
HK0000115144
HKD
385,000,000.00
385,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-07-24
BEAH
2012-09-27
2015-09-29
0.00
2014-12-29
2015-03-27
3
083462272
HK0000125804
USD
15,000,000.00
15,000,000.00
N
N
100,000.00
100,000.00
2012-11-06
BEAH
2012-10-09
2015-10-09
0.00
2015-01-09
2015-04-09
3
083913061
HK0000126471
USD
7,000,000.00
7,000,000.00
N
N
100,000.00
100,000.00
2012-11-19
BEAH
2013-07-26
2016-07-26
0.00
2015-01-26
2015-04-27
3
095581293
HK0000156841
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-09-04
2014-06-23
n
BEAH
2014-05-12
2015-05-12
0.00
2014-11-12
2015-02-12
3
106611424
HK0000198942
HKD
220,000,000.00
220,000,000.00
N
N
1,000,000.00
1,000,000.00
BEAH
2014-08-22
2015-08-21
0.00
2014-11-24
2015-02-23
3
110244100
HK0000212917
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
BEAH
2014-09-17
2015-09-17
0.00
2014-12-17
2015-03-17
3
111095604
HK0000215894
USD
20,000,000.00
20,000,000.00
N
N
200,000.00
100,000.00
2014-10-27
BEAH
2015-01-29
2016-01-29
0.00
2015-04-29
3
117638294
HK0000235389
USD
50,000,000.00
50,000,000.00
N
N
200,000.00
100,000.00
2015-03-10
BEAH
2007-06-08
2015-06-08
0.00
2015-06-08
96
030296460
HK0000038403
USD
50,000,000.00
50,000,000.00
N
N
1,000,000.00
1,000,000.00
2007-07-18
BEAH
2012-08-29
2017-08-29
0.00
2017-08-29
60
082210865
HK0000122686
CNY
255,000,000.00
255,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
n
n
n
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
BEAH
2014-04-10
2015-04-08
0.00
2015-04-08
12
105582463
HK0000195161
HKD
340,000,000.00
340,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BEAH
2014-05-12
2015-02-12
0.00
2015-02-12
9
106611521
HK0000198959
HKD
635,000,000.00
635,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BEAH
2014-06-03
2015-06-01
0.00
2015-06-01
12
107411151
HK0000201944
HKD
460,000,000.00
460,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BEAH
2014-08-15
2015-02-10
0.00
2015-02-10
6
109871842
HK0000211620
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BEAH
2014-09-01
2015-08-27
0.00
2015-08-27
12
110380623
HK0000213873
HKD
160,000,000.00
160,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BEAH
2014-11-04
2015-11-04
0.00
2015-11-04
12
113241136
HK0000222619
HKD
190,000,000.00
190,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-12-15
BEAH
2015-01-23
2016-01-25
0.00
2016-01-25
12
117350479
HK0000234739
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2015-03-04
2015-03-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
BEAH
2015-01-23
2016-07-25
0.00
2016-07-25
18
117350509
HK0000234747
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
BNSH
2014-07-17
2015-07-17
0.60
2015-07-17
12
108888385
HK0000206620
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BANK OF NOVA
SCOTIA (THE)
BNSH
2014-08-18
2015-08-18
0.55
2015-08-18
12
110004648
HK0000211760
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BANK OF NOVA
SCOTIA (THE)
BNSH
2014-03-27
2015-03-27
0.00
2015-03-27
3
104974775
HK0000192606
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BANK OF NOVA
SCOTIA (THE)
BNSH
2014-07-09
2015-07-09
0.00
2015-07-09
12
108610417
HK0000205622
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BANK OF NOVA
SCOTIA (THE)
BNSH
2015-01-20
2016-01-20
0.00
2016-01-20
12
117013898
HK0000233640
HKD
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CHINA POWER NEW
ENERGY
DEVELOPMENT
COMPANY LIMITED
HNA GROUP
(INTERNATIONAL)
COMPANY LIMITED
DATANG
INTERNATIONAL
(HONG KONG)
LIMITED
BITRONIC LIMITED
BNYH
2012-01-09
2017-01-09
6.50
2015-01-09
2015-07-09
6
072710118
HK0000097490
CNY
800,000,000.00
800,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2012-03-28
2015-03-30
7.50
2014-09-29
2015-03-30
6
075639759
HK0000108347
CNY
800,000,000.00
800,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2012-11-30
2015-11-30
5.20
2014-11-28
2015-05-29
6
085842994
HK0000131067
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2012-12-12
2015-12-14
4.00
2014-12-12
2015-06-12
6
086249162
HK0000132214
CNY
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2013-05-24
2016-05-24
4.70
2014-12-31
2015-06-30
6
089766435
HK0000151461
CNY
230,000,000.00
230,000,000.00
N
N
10,000,000.00
100,000.00
n
BNYH
2014-01-15
2017-01-16
5.88
2015-01-15
2015-07-15
6
101456404
HK0000181369
CNY
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2014-04-24
2017-04-24
6.40
2014-10-24
2015-04-24
6
105950713
HK0000196698
CNY
1,200,000,000.00
1,200,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2014-05-22
2017-05-22
4.75
2014-11-24
2015-05-22
6
106616876
HK0000201050
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
BRAVE RISE
INVESTMENTS
LIMITED, BVI
KUNZHI LIMITED,
BVI
GUOSEN
SECURITIES
(OVERSEAS)
COMPANY LIMITED,
BVI
SURE BEST
MANAGEMENT
LIMITED, BVI
2014-12-29
n
List of CMUS Instruments
2015-02-05
Issue
Number
BNYHFB14013
BNYHFB14020
BNYHFB14022
BNYHFB14023
BNYHFB14025
BNYHFB15001
BNYHFC14008
Issue Description
Issuer
BEIJING
CAPITAL(HK) LTD
4.70% 2017-06-20
CREDIT CHINA
HLDGS LTD 5.50%
2022-04-24
BOHAI GENERAL
CAPITAL LTD6.4%
2017-10-16
CHN CONSTR BK,
CHINA 4.90%
2024-11-12
BEIJING CAPITAL
(HONG KONG)
LIMITED
CREDIT CHINA
HOLDINGS LIMITED,
CAYMAN ISLANDS
BOHAI GENERAL
CAPITAL LTD
CARNIVAL GROUP
INT'L 11.5%
2016-12-04
BOHAI INT'L
CAPITAL 6.15%
2020-01-16
CHN CONSTR BK
SYDNEY BR 2.70%
2015-03-06
BNYHFN09002
KCRC 3.5%
2019-04-29
BNYHFN09004
KCRC 4.13%
2024-05-15
BNYHFN09005
LINK FIN (C.I.) 2009
4.75% 2019-05-20
BNYHFN09006
HKCG (FIN) 3.90%
2019-06-03
HKCG (FIN) 4.25%
2024-06-03
KCRC 3.88%
2021-06-15
BNYHFN09007
BNYHFN09008
BNYHFN09009
BNYHFN09010
HKCG (FINANCE)
LTD. 4.23%
2024-07-03
KCRC 3.82%
2021-07-09
BNYHFN09012
KCRC 3.64%
2019-07-24
BNYHFN09013
LINK FIN (C.I.) 2009
4.40% 2019-08-05
BNYHFN09014
HKCG (FINANCE)
LTD 4.85% 2039-8-8
HK LAND NOTES CO
LTD 4.135%
2019-09-17
HKCG (FINANCE)
LTD 4.72% 2039-09-23
HKCG (FINANCE)
LTD 4.65% 2039-12-05
HKCG (FINANCE)
LTD 4.95% 2049-12-03
LINK FIN (C.I.) 2009
4.10% 2019-12-24
BNYHFN09015
BNYHFN09016
BNYHFN09017
BNYHFN09018
BNYHFN09019
BNYHFN10001
LINK FIN (C.I.) 2009
3.73% 2017-01-23
BNYHFN10003
LINK FIN (C.I.) 2009
4.15% 2020-03-11
BNYHFN10004
LINK FIN (C.I.) 2009
3.4125% 2017-04-01
BNYHFN11002
HKCG (FINANCE)
LTD 1.4% 2016-04-11
LINK FIN (C.I.) 2009
3.14% 2018-05-18
BNYHFN11007
BNYHFN11008
LINK FIN (C.I.) 2009
3.12% 2018-05-28
BNYHFN11010
LINK FIN (C.I.) 2009
2.93% 2018-06-25
BNYHFN11013
AIRPORT
AUTHORITY HK
1.75% 2016-07-28
CITIC LIMITED 2.70%
2016-08-03
LINK FIN (C.I.) 2009
2.8% 2018-08-10
BNYHFN11014
BNYHFN11015
CHINA
CONSTRUCTION
BANK
CORPORATION,
CHINA
CARNIVAL GROUP
INTERNATIONAL
HOLDINGS LIMITED
BOHAI
INTERNATIONAL
CAPITAL CO LTD
CHINA
CONSTRUCTION
BANK
CORPORATION,
SYDNEY BRANCH
KOWLOON-CANTON
RAILWAY
CORPORATION
(THE)
KOWLOON-CANTON
RAILWAY
CORPORATION
(THE)
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
HKCG (FINANCE)
LIMITED
HKCG (FINANCE)
LIMITED
KOWLOON-CANTON
RAILWAY
CORPORATION
(THE)
HKCG (FINANCE)
LIMITED
KOWLOON-CANTON
RAILWAY
CORPORATION
(THE)
KOWLOON-CANTON
RAILWAY
CORPORATION
(THE)
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
HKCG (FINANCE)
LIMITED
THE HONGKONG
LAND NOTES
COMPANY LIMITED
HKCG (FINANCE)
LIMITED
HKCG (FINANCE)
LIMITED
HKCG (FINANCE)
LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
HKCG (FINANCE)
LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
AIRPORT
AUTHORITY HONG
KONG
CITIC LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
Paying
Agent
Code
Issue
Date
Maturity
Date
BNYH
2014-06-20
BNYH
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Next
Coupon
Date
2017-06-20
4.70
2014-12-22
2015-06-22
6
107674071
HK0000203833
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
2014-10-24
2022-04-25
5.50
2015-04-24
6
111127441
HK0000221363
HKD
60,000,000.00
60,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BNYH
2014-10-16
2017-10-16
6.40
2015-04-16
6
111735603
HK0000219730
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2014-11-12
2024-11-12
4.90
2015-05-12
6
112638229
HK0000223849
CNY
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2014-12-04
2016-12-05
11.50
2015-06-04
6
114720771
HK0000226768
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2015-01-16
2020-01-16
6.15
2015-07-16
6
116707802
HK0000233186
HKD
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2014-03-12
2015-03-06
2.70
2015-03-06
12
104448348
HK0000190378
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BNYH
2009-04-28
2019-04-29
3.50
2014-10-28
2015-04-28
6
042574015
HKD
1,300,000,000.00
1,300,000,000.00
N
N
1,000,000.00
1,000,000.00
2009-06-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BNYH
2009-05-15
2024-05-15
4.13
2014-11-17
2015-05-15
6
042788660
HKD
415,000,000.00
415,000,000.00
N
N
500,000.00
500,000.00
2009-06-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BNYH
2009-05-20
2019-05-20
4.75
2014-11-20
2015-02-23
3
042982636
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
BNYH
2009-06-02
2019-06-03
3.90
2014-12-02
2015-03-02
3
043133926
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2009-07-13
2009-07-13
Common
Code
BNYH
2009-06-02
2024-06-03
4.25
2014-12-02
2015-03-02
3
043133969
BNYH
2009-06-15
2021-06-15
3.88
2014-12-15
2015-06-15
6
043356151
BNYH
2009-07-03
2024-07-03
4.23
2015-01-05
2015-04-08
3
043730622
BNYH
2009-07-09
2021-07-09
3.82
2015-01-09
2015-07-09
6
043858904
BNYH
2009-07-24
2019-07-24
3.64
2015-01-26
2015-07-24
6
044153505
BNYH
2009-08-03
2019-08-05
4.40
2014-08-04
2015-08-03
12
BNYH
2009-08-07
2039-08-08
4.85
2014-11-07
2015-02-09
BNYH
2009-09-17
2019-09-17
4.14
2014-12-17
BNYH
2009-09-23
2039-09-23
4.72
BNYH
2009-12-03
2039-12-05
BNYH
2009-12-03
2049-12-03
BNYH
2009-12-24
BNYH
ISIN
HK0000114576
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
Subject to
FATCA
Withholding
Tax
Last
Coupon
Date
Special
Action
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKD
600,000,000.00
600,000,000.00
N
N
1,000,000.00
1,000,000.00
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKD
360,000,000.00
360,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000135993
HKD
750,000,000.00
750,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000121720
HKD
435,000,000.00
435,000,000.00
N
N
500,000.00
500,000.00
n
044315297
HKD
400,000,000.00
400,000,000.00
N
N
500,000.00
500,000.00
2009-09-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3
044510405
HKD
550,000,000.00
550,000,000.00
N
N
1,000,000.00
1,000,000.00
2009-09-16
n
2015-03-17
3
045218856
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
2009-10-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
2014-12-23
2015-03-23
3
045357660
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
2009-11-02
n
4.65
2014-12-03
2015-03-03
3
047146968
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-01-12
4.95
2014-12-03
2015-03-03
3
047146984
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-01-12
2019-12-24
4.10
2014-12-24
2015-03-24
3
047523524
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2010-02-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
2010-01-22
2017-01-23
3.73
2015-01-22
2015-04-22
3
048044620
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-03-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BNYH
2010-03-11
2020-03-11
4.15
2014-03-11
2015-03-11
12
049372469
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-04-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BNYH
2010-04-01
2017-04-03
3.41
2015-01-02
2015-04-01
3
049780141
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2010-05-11
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BNYH
2011-04-11
2016-04-11
1.40
2014-10-13
2015-04-13
6
061662979
HK0000078540
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
1,000,000.00
BNYH
2011-05-18
2018-05-18
3.14
2014-05-19
2015-05-18
12
062915676
HK0000080629
HKD
80,000,000.00
80,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-06-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BNYH
2011-05-26
2018-05-28
3.12
2014-11-26
2015-02-26
3
063038156
HK0000081197
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-07-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BNYH
2011-06-23
2018-06-25
2.93
2014-12-23
2015-03-23
3
064127039
HK0000083417
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-08-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BNYH
2011-07-28
2016-07-28
1.75
2015-01-28
2015-04-28
3
065264285
HK0000085784
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-09-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BNYH
2011-08-03
2016-08-03
2.70
2015-02-03
2015-08-03
6
065452693
HK0000165321
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
1,000,000.00
BNYH
2011-08-10
2018-08-10
2.80
2014-08-11
2015-08-10
12
065817454
HK0000086535
HKD
510,000,000.00
510,000,000.00
N
N
1,000,000.00
1,000,000.00
HK0000118940
n
n
n
n
n
n
n
2011-09-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
Paying
Agent
Code
Issue
Date
Maturity
Date
Call / Put
Option
Date
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
N
1,000,000.00
1,000,000.00
2011-10-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
N
N
1,000,000.00
1,000,000.00
2011-11-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
656,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-11-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
589,000,000.00
589,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-11-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKD
310,000,000.00
310,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-11-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000091865
HKD
544,000,000.00
544,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-12-12
n
070481162
HK0000093325
HKD
309,000,000.00
309,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-12-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
3
071761878
HK0000096021
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-01-17
071893448
HK0000096302
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-01-26
2012-01-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3
BNYHFN11018
LINK FIN (C.I.) 2009
3.20% 2021-09-06
BNYH
2011-09-06
2021-09-06
3.20
2014-12-08
2015-03-06
3
067413202
HK0000088184
HKD
203,000,000.00
203,000,000.00
N
BNYHFN11020
HENDERSON LAND
MTN LTD 4.03%
2021-09-23
HENDERSON LAND
MTN LTD 4.03%
2021-09-27
LINK FIN (C.I.) 2009
3.30% 2021-10-04
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
HENDERSON LAND
MTN LIMITED
BNYH
2011-09-23
2021-09-23
4.03
2014-12-23
2015-03-23
3
068281474
HK0000089513
HKD
220,000,000.00
220,000,000.00
HENDERSON LAND
MTN LIMITED
BNYH
2011-09-26
2021-09-27
4.03
2014-12-29
2015-03-26
3
068306116
HK0000089570
HKD
656,000,000.00
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
HKCG (FINANCE)
LIMITED
HENDERSON LAND
MTN LIMITED
BNYH
2011-10-03
2021-10-04
3.30
2015-01-05
2015-04-08
3
068540259
HK0000089810
HKD
BNYH
2011-10-12
2016-10-12
2.50
2014-10-13
2015-10-12
12
069045227
HK0000090222
BNYH
2011-11-02
2026-11-02
3.60
2015-02-02
2015-05-04
3
069921531
BNYH
2011-11-10
2031-11-10
4.80
2014-11-10
2015-02-10
3
HKCG (FINANCE)
LIMITED
HKCG (FINANCE)
LIMITED
HKCG (FINANCE)
LIMITED
YUE XIU
ENTERPRISES
(HOLDINGS)
LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
CHAILEASE
FINANCE (B.V.I.)
COMPANY, LTD.,BVI
HKCG (FINANCE)
LIMITED
YUE XIU
ENTERPRISES
(HOLDINGS)
LIMITED
HKCG (FINANCE)
LIMITED
AIRPORT
AUTHORITY HONG
KONG
URBAN RENEWAL
AUTHORITY
BNYH
2011-12-09
2026-12-09
3.60
2014-12-09
2015-03-09
BNYH
2011-12-13
2023-12-13
3.55
2014-12-15
2015-03-13
BNYHFN11021
BNYHFN11022
BNYHFN11023
LINK FIN (C.I.) 2009
2.50% 2016-10-12
BNYHFN11024
HKCG (FIN) 3.60%
2026-11-02
HENDERSON LAND
MTN LTD 4.80%
2031-11-10
HKCG (FIN) 3.60%
2026-12-09
HKCG (FIN) 3.55%
2023-12-13
HKCG (FIN) 3.625%
2026-12-21
YUE XIU
ENTERPRISES 6.40%
2019-12-30
BNYHFN11025
BNYHFN11027
BNYHFN11028
BNYHFN11029
BNYHFN11030
BNYHFN12002
LINK FIN (C.I.) 2009
3.73% 2027-01-12
BNYHFN12003
CHAILEASE FIN
(BVI) CO LTD 5%
2015-04-05
HKCG (FIN) 3.80%
2027-04-05
YUE XIU
ENTERPRISES 6.40%
2020-04-16
BNYHFN12007
BNYHFN12008
BNYHFN12009
BNYHFN12010
BNYHFN12011
BNYHFN12012
BNYHFN12013
BNYHFN12014
BNYHFN12015
BNYHFN12016
BNYHFN12018
BNYHFN12019
BNYHFN13001
BNYHFN13002
BNYHFN13003
BNYHFN13004
BNYHFN13005
HKCG (FIN) 3.60%
2027-04-19
AIRPORT
AUTHORITY 2.65%
2022-04-27
URBAN RENEWAL
AUTHORITY 1.15%
2015-05-07
HKCG (FIN) 3.30%
2022-05-16
LINK FIN (CAYMAN)
2009 3.55% 2027-06-28
URBAN RENEWAL
AUTHORITY 1.50%
2017-07-13
HKCG (FIN) 3.925%
2042-07-31
URBAN RENEWAL
AUTHORITY 1.75%
2019-08-02
AIRPORT
AUTHORITY 2.25%
2022-09-05
AIRPORT
AUTHORITY 2.25%
2022-09-20
YUE XIU
ENTERPRISES 5.65%
2018-01-03
URBAN RENEWAL
AUTHORITY 1.65%
2020-01-17
URBAN RENEWAL
AUTHORITY 2.18%
2023-01-17
RSHB CAPITAL S.A.
3.6% 2016-02-04
LINK FIN (CAYMAN)
2009 3.1% 2028-02-08
BNYHFN13007
AIA GROUP LTD., HK
1.75% 2018-03-13
BNYHFN13008
AIA GROUP LTD., HK
3.125% 2023-03-13
BNYHFN13009
FUTURE LAND
DEVELOPMENT
9.75% 2016-04-25
BNYHFN13010
URBAN RENEWAL
AUTHORITY 1.64%
2020-05-11
ISIN
CNY
BNYH
2011-12-21
2026-12-21
3.63
2014-12-22
2015-03-23
3
072470699
HK0000097003
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
BNYH
2011-12-30
2019-12-30
6.40
2014-12-30
2015-06-30
6
072709802
HK0000097359
HKD
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
BNYH
2012-01-12
2027-01-12
3.73
2015-01-12
2015-04-13
3
073060966
HK0000098472
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
BNYH
2012-04-05
2015-04-08
5.00
2014-10-06
2015-04-08
6
076638128
HK0000108412
CNY
750,000,000.00
750,000,000.00
N
N
1,000,000.00
10,000.00
BNYH
2012-04-03
2027-04-05
3.80
2015-01-05
2015-04-08
3
076646066
HK0000108958
HKD
285,000,000.00
285,000,000.00
N
N
1,500,000.00
500,000.00
BNYH
2012-04-16
2020-04-16
6.40
2014-10-16
2015-04-16
6
077209522
HK0000109337
HKD
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
BNYH
2012-04-19
2027-04-19
3.60
2014-04-22
2015-04-20
12
077463623
HK0000109824
HKD
150,000,000.00
150,000,000.00
N
N
1,500,000.00
500,000.00
2012-05-29
BNYH
2012-04-27
2022-04-27
2.65
2015-01-27
2015-04-27
3
077657169
HK0000110517
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-06-06
BNYH
2012-05-07
2015-05-07
1.15
2014-11-07
2015-02-09
3
077843663
HKD
1,300,000,000.00
1,300,000,000.00
N
N
1,000,000.00
1,000,000.00
HKCG (FINANCE)
LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
URBAN RENEWAL
AUTHORITY
BNYH
2012-05-16
2022-05-16
3.30
2014-11-17
2015-02-16
3
078327537
HK0000111929
HKD
850,000,000.00
850,000,000.00
N
N
1,500,000.00
BNYH
2012-06-28
2027-06-28
3.55
2014-12-29
2015-03-30
3
079960845
HK0000116829
HKD
500,000,000.00
500,000,000.00
N
N
BNYH
2012-07-13
2017-07-13
1.50
2015-01-13
2015-04-13
3
080313365
HK0000117736
HKD
500,000,000.00
500,000,000.00
N
HKCG (FINANCE)
LIMITED
URBAN RENEWAL
AUTHORITY
BNYH
2012-07-31
2042-07-31
3.93
2015-01-30
2015-04-30
3
081147264
HK0000119872
HKD
310,000,000.00
310,000,000.00
BNYH
2012-08-02
2019-08-02
1.75
2015-02-02
2015-05-04
3
081156280
HK0000120433
HKD
500,000,000.00
AIRPORT
AUTHORITY HONG
KONG
AIRPORT
AUTHORITY HONG
KONG
YUE XIU
ENTERPRISES
(HOLDINGS)
LIMITED
URBAN RENEWAL
AUTHORITY
BNYH
2012-09-05
2022-09-05
2.25
2014-12-05
2015-03-05
3
082539026
HK0000123213
HKD
BNYH
2012-09-20
2022-09-20
2.25
2014-12-22
2015-03-20
3
083095008
HK0000125242
BNYH
2013-01-03
2018-01-03
5.65
2015-01-05
2015-07-03
6
086923084
BNYH
2013-01-17
2020-01-17
1.65
2015-01-19
2015-04-17
3
URBAN RENEWAL
AUTHORITY
BNYH
2013-01-17
2023-01-17
2.18
2015-01-19
2015-04-17
RSHB CAPITAL S.A.,
LUXEMBOURG
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
AIA GROUP
LIMITED, HONG
KONG
AIA GROUP
LIMITED, HONG
KONG
FUTURE LAND
DEVELOPMENT
HLDGS
LTD,CAYMAN
ISLANDS
URBAN RENEWAL
AUTHORITY
BNYH
2013-02-04
2016-02-04
3.60
2015-02-04
BNYH
2013-02-08
2028-02-08
3.10
2014-11-10
BNYH
2013-03-13
2018-03-13
1.75
BNYH
2013-03-13
2023-03-13
BNYH
2013-04-23
BNYH
2013-05-10
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
Issuer
Repo Cat. *
USD
EUR
Special
Action
Date
Minimum
Tradable Amount
Issue Description
Income
Dist. HKD
Bank
Repo
Cat. #
n
n
n
n
2012-02-21
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2012-05-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2012-06-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
500,000.00
2012-06-25
n
1,500,000.00
500,000.00
2012-08-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
N
1,500,000.00
500,000.00
2012-08-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
N
N
1,000,000.00
1,000,000.00
2012-09-10
n
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-09-11
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-15
EXCH TO PERM NOTES
n
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000134798
HKD
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
087618137
HK0000136868
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-02-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3
087618145
HK0000136876
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-02-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-08-04
6
088111923
HK0000138237
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
2015-02-09
3
088759249
HK0000139680
HKD
500,000,000.00
500,000,000.00
N
N
2,000,000.00
1,000,000.00
2013-03-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
2014-09-15
2015-03-13
6
090124820
HK0000142486
USD
500,000,000.00
500,000,000.00
N
N
200,000.00
1,000.00
n
3.13
2014-09-15
2015-03-13
6
090125664
HK0000142494
USD
500,000,000.00
500,000,000.00
N
N
200,000.00
1,000.00
n
2016-04-25
9.75
2014-10-23
2015-04-23
6
092016145
HK0000147014
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
2020-05-11
1.64
2014-11-10
2015-02-10
3
092895858
HK0000149713
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
n
n
n
n
2013-06-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
BNYHFN13011
BNYHFN13012
BNYHFN13021
BNYHFN14003
BNYHFN14004
BNYHFN14005
BNYHFN14019
BNYHFN14026
BNYHFN15002
BNYHLN11019
BNYHLN11026
BNYHLN12021
BNYHLN13016
BNYHLN13020
1,000,000.00
N
N
1,000,000.00
10,000.00
350,000,000.00
N
N
1,500,000.00
500,000.00
200,000,000.00
200,000,000.00
N
N
2,000,000.00
1,000,000.00
n
HKD
500,000,000.00
500,000,000.00
N
N
2,000,000.00
1,000,000.00
n
HK0000161882
HKD
200,000,000.00
200,000,000.00
N
N
1,500,000.00
500,000.00
2013-10-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
097203288
HK0000164845
HKD
200,000,000.00
200,000,000.00
N
N
1,500,000.00
500,000.00
2013-10-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3
098204806
HK0000168150
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-12-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-05-14
6
099313889
HK0000171949
CNY
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
100,000.00
2015-01-27
2015-04-27
3
102161874
HK0000183142
HKD
400,000,000.00
400,000,000.00
N
N
2,000,000.00
2,000,000.00
2014-03-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-01-27
2015-04-27
3
102210719
HK0000183159
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-03-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3.35
2015-02-13
12
103292441
HK0000185790
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-02-18
2.80
2015-02-18
12
103393825
HK0000186301
CNY
350,000,000.00
350,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-02-25
2.70
2015-02-25
12
103924634
HK0000187739
CNY
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
092895904
HK0000149721
HKD
300,000,000.00
300,000,000.00
N
UNI-PRESIDENT
CHINA HOLDINGS
LTD., CAYMAN
ISLANDS
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
AIRPORT
AUTHORITY HONG
KONG
CITIC LIMITED
BNYH
2013-06-06
2016-06-06
3.50
2014-12-08
2015-06-08
6
093991141
HK0000152394
CNY
1,000,000,000.00
1,000,000,000.00
BNYH
2013-07-22
2020-07-22
3.15
2015-01-22
2015-04-22
3
095421644
HK0000156601
HKD
350,000,000.00
BNYH
2013-07-29
2043-07-29
4.20
2015-01-29
2015-04-29
3
095558437
HK0000157286
HKD
BNYH
2013-07-31
2018-07-31
5.90
2015-01-30
2015-07-31
6
095646204
HK0000158011
BNYH
2013-09-02
2016-09-02
1.50
2014-12-02
2015-03-02
3
096691220
BNYH
2013-09-19
2016-09-19
1.50
2014-12-19
2015-03-19
3
BNYH
2013-10-22
2015-10-22
0.90
2015-01-22
2015-04-22
BNYH
2013-11-14
2022-11-14
6.15
2014-11-14
BNYH
2014-01-27
2021-01-27
2.92
URBAN RENEWAL
AUTHORITY
BNYH
2014-01-27
2026-01-27
3.85
CHINA
CONSTRUCTION
BANK
CORPORATION,
SYDNEY BRANCH
CHINA
CONSTRUCTION
BANK
CORPORATION,
SYDNEY BRANCH
CHINA
CONSTRUCTION
BANK
CORPORATION,
SYDNEY BRANCH
UNICAN LIMITED,
BVI
EMPEROR
INTERNATIONAL
HOLDINGS LIMITED,
BERMUDA
CREDIT CHINA
HOLDINGS LIMITED,
CAYMAN ISLANDS
NEW TIMES ENERGY
CORPORATION
LIMITED, BERMUDA
CITIC LIMITED
BNYH
2014-02-13
2015-02-13
BNYH
2014-02-18
BNYH
2014-02-25
UNICAN LTD 5.80%
2017-05-30
EMPEROR INT'L
HLDGS LTD 5.0%
2017-07-15
BNYHFN14024
1,000,000.00
3
CREDIT CHINA
HOLDINGS LTD9.5%
2016-07-08
NEW TIMES ENERGY
CORP 8.00%
2019-07-30
CITIC LIMITED 4.35%
2024-07-25
QILU INT'L FINANCE
(BVI)6.25% 2017-09-10
UNICAN LTD 5.60%
2017-09-18
HONG KONG
AVIATION LTD 7.5%
2016-11-04
HKCG (FIN) 3.40%
2029-12-18
HKCG (FINANCE)
LTD 3.35% 2030-01-14
LINK FIN (C.I.) 2009
FRN 2016-09-19
AIRPORT
AUTHORITY FRN
2016-12-07
ICICI BANK
LTD,BAHRAIN FRN
2015-11-08
CIMB BANK BERHAD
FRN 2016-08-29
AIA GROUP LIMITED
HK FRN 2016-11-04
BOAKFC11004
CHINA CON.BK
(ASIA)CORP 3.16%
2016-02-18
BOAKFC12031
CHINA CON.
BK(ASIA) CORP
3.50% 2015-5-23
AIRPORT
AUTHORITY HONG
KONG
AIRPORT
AUTHORITY HONG
KONG
AIRPORT
AUTHORITY HONG
KONG
KEEN BOND
INVESTMENT
LIMITED, BVI
URBAN RENEWAL
AUTHORITY
QILU
INTERNATIONAL
FINANCE (BVI)
COMPANY LIMITED
UNICAN LIMITED,
BVI
HONG KONG
AVIATION LIMITED,
BVI
HKCG (FINANCE)
LIMITED
HKCG (FINANCE)
LIMITED
THE LINK FINANCE
(CAYMAN) 2009
LIMITED
AIRPORT
AUTHORITY HONG
KONG
ICICI BANK
LIMITED, BAHRAIN
BRANCH
CIMB BANK BERHAD
AIA GROUP
LIMITED, HONG
KONG
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CNY
2013-06-19
Special
Action
Subject to
FATCA
Withholding
Tax
N
2015-02-10
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
ISIN
Income
Dist. HKD
Bank
Repo
Cat. #
Minimum
Tradable Amount
2014-11-10
BNYHFN14012
BNYHFN14017
Tender
Allowed
2.15
CHINA CON. BK
SYDNEY BR 2.70%
2015-02-25
BNYHFN14018
Outstanding
Amount
2023-05-10
BNYHFN14007
BNYHFN14016
Issue
Size
2013-05-10
CHINA CON. BK
SYDNEY BR 2.80%
2015-02-18
BNYHFN14015
Issue
Ccy
BNYH
BNYHFN14006
BNYHFN14014
Common
Code
URBAN RENEWAL
AUTHORITY
AIRPORT
AUTHORITY HK 4.2%
2043-07-29
CITIC LIMITED 5.90%
2018-07-31
AIRPORT
AUTHORITY HK
1.50% 2016-09-02
AIRPORT
AUTHORITY HK
1.50% 2016-09-19
AIRPORT
AUTHORITY HK 0.9%
2015-10-22
KEEN BOND INV,
LTD BVI 6.15%
2022-11-14
URBAN RENEWAL
AUTHORITY 2.92%
2021-01-27
URBAN RENEWAL
AUTHORITY 3.85%
2026-01-27
CHINA CON. BK
SYDNEY BR 3.35%
2015-02-13
BNYHFN13019
Coupon
Rate
Next
Coupon
Date
URBAN RENEWAL
AUTHORITY 2.15%
2023-05-10
UNI-PRESIDENT
CHINA HLDGS 3.5%
2016-6-6
BNYHFN13014
BNYHFN13018
Maturity
Date
Last
Coupon
Date
Issuer
LINK FIN (CAYMAN)
2009 3.15% 2020-07-22
BNYHFN13017
Issue
Date
Call / Put
Option
Date
Issue Description
BNYHFN13013
BNYHFN13015
Paying
Agent
Code
Int.
Pay.
Freq.
(Mths)
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2013-09-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
BNYH
2014-05-30
2017-05-30
5.80
2014-11-28
2015-05-29
6
107187898
HK0000201548
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2014-07-15
2017-07-17
5.00
2015-01-15
2015-07-15
6
108395931
HK0000205564
HKD
1,650,000,000.00
1,650,000,000.00
N
N
1,000,000.00
100,000.00
n
BNYH
2014-07-08
2016-07-08
9.50
2015-01-08
2015-07-08
6
108502142
HK0000205838
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2014-07-30
2019-07-30
8.00
2015-01-30
2015-07-30
6
108665335
HK0000209004
HKD
54,400,000.00
54,400,000.00
N
N
1,000,000.00
10,000.00
n
2015-01-26
BNYH
2014-07-25
2024-07-25
4.35
BNYH
2014-09-10
2017-09-11
6.25
2015-07-27
6
108777079
HK0000206166
HKD
420,000,000.00
420,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-03-10
6
110519478
HK0000214392
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2014-09-18
2017-09-18
5.60
2015-03-18
6
111125350
HK0000216157
CNY
1,600,000,000.00
1,600,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2014-11-04
2016-11-04
7.50
2015-05-04
6
113127368
HK0000222064
CNY
800,000,000.00
800,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2014-12-18
2029-12-18
3.40
2015-03-18
3
115565923
HK0000229168
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2015-01-27
2015-02-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
BNYH
2015-01-14
2030-01-14
3.35
2015-04-14
3
116602342
HK0000232824
HKD
187,000,000.00
187,000,000.00
N
N
1,000,000.00
1,000,000.00
BNYH
2011-09-19
2016-09-19
4.13
2014-12-19
2015-03-19
3
067789164
HK0000089265
AUD
25,000,000.00
25,000,000.00
N
N
100,000.00
100,000.00
n
BNYH
2011-12-07
2016-12-07
0.78
2014-12-08
2015-03-09
3
071633349
HK0000095973
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BNYH
2012-11-08
2015-11-09
2.83
2014-11-10
2015-02-09
3
085105477
HK0000129756
USD
75,000,000.00
75,000,000.00
N
N
200,000.00
200,000.00
n
BNYH
2013-08-29
2016-08-29
0.00
2014-11-28
2015-02-27
3
096540833
HK0000161700
HKD
775,000,000.00
775,000,000.00
N
N
2,000,000.00
500,000.00
n
BNYH
2013-11-04
2016-11-04
0.95
2015-02-04
2015-05-04
3
098834583
HK0000170271
HKD
1,160,000,000.00
1,160,000,000.00
N
N
2,000,000.00
500,000.00
n
CILH
2011-02-18
2016-02-18
3.16
2014-11-18
2015-02-18
3
059352792
HK0000227774
HKD
173,000,000.00
173,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CILH
2012-05-23
2015-05-26
3.50
2014-11-24
2015-05-26
6
078571675
HK0000112570
CNY
113,000,000.00
113,000,000.00
N
N
500,000.00
500,000.00
2012-07-03
CERTIFY NON-US BENE
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
BOAKFC14010
CHINA CON.
BK(ASIA) CORP
2.75% 2015-2-27
BOAKFC14011
CHINA CON.
BK(ASIA) CORP
2.80% 2015-3-3
BOAKFC14012
CHINA CON.
BK(ASIA) CORP
2.85% 2015-3-5
BOAKFC14015
CHINA CON.
BK(ASIA) CORP
1.53% 2015-3-27
BOAKFC14017
CHN CON. BK (ASIA)
CORP 2.40%
2017-04-03
BOAKFC14018
CHINA CON.
BK(ASIA) CORP
2.05% 2015-4-2
BOAKFC14019
CHINA CON.
BK(ASIA) CORP 2.825
2015-4-2
BOAKFC14022
CHINA CON.
BK(ASIA) CORP
1.50% 2015-4-15
BOAKFC14025
CHINA CON.
BK(ASIA) CORP
1.40% 2015-4-10
BOAKFC14026
CHINA CON.
BK(ASIA) CORP
1.45% 2015-4-10
BOAKFC14027
CHINA CON.
BK(ASIA) CORP
2.70% 2015-4-13
BOAKFC14028
CHINA CON.
BK(ASIA) CORP
2.85% 2015-4-14
BOAKFC14029
CHINA CON.
BK(ASIA) CORP
2.80% 2015-4-14
BOAKFC14030
CHINA CON.
BK(ASIA) CORP
2.90% 2015-4-16
BOAKFC14031
CHINA CON.
BK(ASIA) CORP
2.80% 2015-4-16
BOAKFC14034
CHINA CON.
BK(ASIA) CORP
2.70% 2015-5-5
BOAKFC14036
CHINA CON.BK
(ASIA)CORP 2.85%
2015-05-14
BOAKFC14037
CHINA CON.
BK(ASIA) CORP
2.90% 2015-5-21
BOAKFC14039
CHINA CON.
BK(ASIA) CORP
2.80% 2015-5-28
BOAKFC14040
CHINA CON.
BK(ASIA) CORP
1.60% 2015-5-29
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
CILH
2014-02-27
2015-02-27
2.75
2015-02-27
12
103966086
HK0000188117
CNY
159,500,000.00
159,500,000.00
N
CILH
2014-03-03
2015-03-03
2.80
2015-03-03
12
104043593
HK0000188547
CNY
198,000,000.00
198,000,000.00
CILH
2014-03-05
2015-03-05
2.85
2015-03-05
12
104174701
HK0000189248
CNY
580,000,000.00
CILH
2014-03-27
2015-03-27
1.53
2015-03-27
12
104897339
HK0000192978
USD
CILH
2014-04-01
2017-04-03
2.40
2015-04-01
3
105068123
HK0000193554
CILH
2014-04-02
2015-04-02
2.05
2015-04-02
12
105267886
CILH
2014-04-02
2015-04-02
2.83
2015-04-02
12
CILH
2014-04-09
2015-04-15
1.50
2015-04-15
CILH
2014-04-11
2015-04-10
1.40
CILH
2014-04-11
2015-04-10
CILH
2014-04-11
CILH
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
N
500,000.00
500,000.00
n
N
N
500,000.00
500,000.00
n
580,000,000.00
N
N
500,000.00
500,000.00
n
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
HK0000193992
CNY
450,000,000.00
450,000,000.00
N
N
500,000.00
500,000.00
n
105267967
HK0000194008
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
12
105582048
HK0000195328
HKD
177,500,000.00
177,500,000.00
N
N
500,000.00
500,000.00
n
2015-04-10
12
105636555
HK0000195450
USD
77,000,000.00
77,000,000.00
N
N
100,000.00
100,000.00
n
1.45
2015-04-10
12
105636598
HK0000195468
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
2015-04-13
2.70
2015-04-13
12
105636512
HK0000195443
CNY
207,000,000.00
207,000,000.00
N
N
500,000.00
500,000.00
n
2014-04-14
2015-04-14
2.85
2015-04-14
12
105636741
HK0000195674
CNY
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-04-14
2015-04-14
2.80
2015-04-14
12
105739001
HK0000195724
CNY
278,500,000.00
278,500,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-04-16
2015-04-16
2.90
2015-04-16
12
105774800
HK0000196227
CNY
153,000,000.00
153,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-04-16
2015-04-16
2.80
2015-04-16
12
105839049
HK0000196375
CNY
324,500,000.00
324,500,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-05-05
2015-05-05
2.70
2015-05-05
12
106401748
HK0000197845
CNY
350,000,000.00
350,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-05-14
2015-05-14
2.85
2015-05-14
12
106816344
HK0000199718
CNY
134,500,000.00
134,500,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-05-21
2015-05-21
2.90
2015-05-21
12
107074058
HK0000200730
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-05-28
2015-05-28
2.80
2015-05-28
12
107296654
HK0000201654
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-05-29
2015-05-29
1.60
2015-05-29
12
107306587
HK0000201753
USD
55,800,000.00
55,800,000.00
N
N
100,000.00
100,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2015-01-02
Common
Code
Bank
Repo
Cat. #
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
BOAKFC14041
CHINA CON.
BK(ASIA) CORP
3.03% 2015-6-3
BOAKFC14044
CHINA CON.BK
(ASIA)CORP 2.90%
2015-06-03
BOAKFC14045
CHINA CON.
BK(ASIA) CORP
1.55% 2015-6-5
BOAKFC14046
CHINA CON.
BK(ASIA) CORP
1.50% 2015-6-9
BOAKFC14047
CHINA CON.
BK(ASIA) CORP
1.69% 2015-6-10
BOAKFC14049
CHINA CON.
BK(ASIA) CORP
1.60% 2015-6-12
BOAKFC14051
CHINA CON.
BK(ASIA) CORP
2.95% 2015-6-12
BOAKFC14052
CHINA
CON.BK(ASIA) CORP
2.85% 2015-06-17
BOAKFC14053
CHINA CON.
BK(ASIA) CORP
1.50% 2015-6-23
BOAKFC14055
CHINA CON.
BK(ASIA) CORP
1.65% 2015-6-29
BOAKFC14056
CHINA CON.
BK(ASIA) CORP
2.95% 2015-6-26
BOAKFC14057
CHINA CON.
BK(ASIA) CORP
1.50% 2015-6-30
BOAKFC14058
CHINA CON.
BK(ASIA) CORP
3.02% 2015-7-6
BOAKFC14059
CHINA CON.
BK(ASIA) CORP 1.5%
2015-07-13
BOAKFC14061
CHINA CON.
BK(ASIA) CORP
1.50% 2015-7-16
BOAKFC14063
CHN CON. BK (ASIA)
CORP 3.00%
2015-07-22
BOAKFC14064
CHN CON. BK (ASIA)
CORP 1.48%
2015-07-21
BOAKFC14065
CHINA CON.
BK(ASIA) CORP
1.50% 2015-7-23
BOAKFC14066
CHN CON. BK (ASIA)
CORP 1.45%
2015-07-27
BOAKFC14068
CHN CON. BK (ASIA)
CORP 1.90%
2016-07-28
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
CILH
2014-06-03
2015-06-03
3.03
2015-06-03
12
107323287
HK0000201977
CNY
127,000,000.00
127,000,000.00
N
CILH
2014-06-03
2015-06-03
2.90
2015-06-03
12
107455329
HK0000202231
CNY
159,000,000.00
159,000,000.00
CILH
2014-06-06
2015-06-05
1.55
2015-06-05
12
107464310
HK0000202504
USD
73,300,000.00
CILH
2014-06-09
2015-06-09
1.50
2015-06-09
12
107534067
HK0000202777
USD
CILH
2014-06-10
2015-06-10
1.69
2015-06-10
12
107646922
HK0000202835
CILH
2014-06-12
2015-06-12
1.60
2015-06-12
12
107653805
CILH
2014-06-13
2015-06-12
2.95
2015-06-12
12
CILH
2014-06-17
2015-06-17
2.85
2015-06-17
CILH
2014-06-23
2015-06-23
1.50
CILH
2014-06-27
2015-06-29
CILH
2014-06-27
CILH
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
500,000.00
500,000.00
n
N
N
500,000.00
500,000.00
n
73,300,000.00
N
N
100,000.00
100,000.00
n
77,500,000.00
77,500,000.00
N
N
100,000.00
100,000.00
n
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
HK0000203288
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
107680772
HK0000203312
CNY
335,000,000.00
335,000,000.00
N
N
500,000.00
500,000.00
n
12
107865683
HK0000203650
CNY
161,500,000.00
161,500,000.00
N
N
500,000.00
500,000.00
n
2015-06-23
12
107915729
HK0000204369
USD
21,200,000.00
21,200,000.00
N
N
100,000.00
100,000.00
n
1.65
2015-06-29
12
108201649
HK0000204831
HKD
220,000,000.00
220,000,000.00
N
N
500,000.00
500,000.00
n
2015-06-26
2.95
2015-06-26
12
108201983
HK0000205051
CNY
124,000,000.00
124,000,000.00
N
N
500,000.00
500,000.00
n
2014-06-30
2015-06-30
1.50
2015-06-30
12
108247037
HK0000205283
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
CILH
2014-07-04
2015-07-06
3.02
2015-07-06
12
108437669
HK0000205507
CNY
360,000,000.00
360,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-07-11
2015-07-13
1.50
2015-07-13
12
108660694
HK0000206158
USD
86,000,000.00
86,000,000.00
N
N
100,000.00
100,000.00
n
CILH
2014-07-16
2015-07-16
1.50
2015-07-16
12
108858494
HK0000207065
USD
95,000,000.00
95,000,000.00
N
N
100,000.00
100,000.00
n
CILH
2014-07-22
2015-07-22
3.00
2015-07-22
12
108980630
HK0000207636
CNY
187,000,000.00
187,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-07-21
2015-07-21
1.48
2015-07-21
12
108994827
HK0000207628
USD
35,000,000.00
35,000,000.00
N
N
100,000.00
100,000.00
n
CILH
2014-07-23
2015-07-23
1.50
2015-07-23
12
109034657
HK0000207818
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-07-25
2015-07-27
1.45
2015-07-27
12
109059161
HK0000208022
USD
25,000,000.00
25,000,000.00
N
N
100,000.00
100,000.00
n
CILH
2014-07-28
2016-07-28
1.90
2015-07-28
12
109157953
HK0000208634
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
BOAKFC14069
CHINA CON.BK
(ASIA)CORP 3.00%
2015-08-07
BOAKFC14073
CHINA CON.BK
(ASIA)CORP 3.05%
2015-09-10
BOAKFC14074
CHINA CON.
BK(ASIA) CORP
3.00% 2015-9-11
BOAKFC14075
CHINA CON.
BK(ASIA) CORP
3.10% 2015-9-14
BOAKFC14076
CHINA CON.
BK(ASIA) CORP 3.0%
2015-09-18
BOAKFC14077
CHINA CON.
BK(ASIA) CORP3.25%
2015-10-07
BOAKFC14078
CHN CON. BK (ASIA)
CORP 3.10%
2015-10-09
BOAKFC14079
CHN CON. BK (ASIA)
CORP 3.12%
2015-10-09
BOAKFC14080
CHN CON. BK (ASIA)
CORP 3.25%
2015-10-14
BOAKFC14083
CHINA CON.BK
(ASIA)CORP 3.30%
2015-10-22
BOAKFC14084
CHINA
CON.BK(ASIA) CORP
1.10% 2015-10-27
BOAKFC14085
CHINA CON.
BK(ASIA) CORP 1.3%
2015-10-29
BOAKFC14086
CHINA CON.BK
(ASIA)CORP 1.25%
2015-11-04
BOAKFC14093
CHINA CON.
BK(ASIA) CORP1.38%
2015-11-19
BOAKFC14094
CHINA CON.BK
(ASIA)CORP 0.75%
2015-05-21
BOAKFC15002
CHINA CON.BK
(ASIA)CORP 1.20%
2016-01-13
BOAKFC15003
CHINA CON.BK
(ASIA)CORP 1.05%
2016-01-15
BOAKFC15004
CHINA CON.BK
(ASIA)CORP 1.03%
2016-01-15
BOAKFC15005
CHINA CON.BK
(ASIA)CORP 1.30%
2016-01-14
BOAKFC15006
CHINA CON.BK
(ASIA)CORP 3.15%
2016-01-19
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
CILH
2014-08-07
2015-08-07
3.00
2015-08-07
12
109549371
HK0000210762
CNY
120,000,000.00
120,000,000.00
N
CILH
2014-09-10
2015-09-10
3.05
2015-09-10
12
110745613
HK0000215076
CNY
140,000,000.00
140,000,000.00
CILH
2014-09-11
2015-09-11
3.00
2015-09-11
12
110780621
HK0000215571
CNY
200,000,000.00
CILH
2014-09-12
2015-09-14
3.10
2015-09-14
12
110935846
HK0000215837
CNY
CILH
2014-09-18
2015-09-18
3.00
2015-09-18
12
111171351
HK0000216165
CILH
2014-10-07
2015-10-07
3.25
2015-10-07
12
111788413
CILH
2014-10-09
2015-10-09
3.10
2015-10-09
12
CILH
2014-10-09
2015-10-09
3.12
2015-10-09
CILH
2014-10-14
2015-10-14
3.25
CILH
2014-10-22
2015-10-22
CILH
2014-10-27
CILH
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
500,000.00
500,000.00
n
N
N
500,000.00
500,000.00
n
200,000,000.00
N
N
500,000.00
500,000.00
n
344,000,000.00
344,000,000.00
N
N
500,000.00
500,000.00
n
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HK0000218807
CNY
156,000,000.00
156,000,000.00
N
N
500,000.00
500,000.00
n
112047891
HK0000219185
CNY
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
12
112048022
HK0000219193
CNY
94,500,000.00
94,500,000.00
N
N
500,000.00
500,000.00
n
2015-10-14
12
112118055
HK0000219755
CNY
125,500,000.00
125,500,000.00
N
N
500,000.00
500,000.00
n
3.30
2015-10-22
12
112733965
HK0000221041
CNY
213,000,000.00
213,000,000.00
N
N
500,000.00
500,000.00
n
2015-10-27
1.10
2015-10-27
12
112961739
HK0000221751
HKD
240,000,000.00
240,000,000.00
N
N
500,000.00
500,000.00
n
2014-10-29
2015-10-29
1.30
2015-10-29
12
113005564
HK0000222072
USD
55,000,000.00
55,000,000.00
N
N
100,000.00
100,000.00
n
CILH
2014-11-04
2015-11-04
1.25
2015-11-04
12
113277793
HK0000222965
USD
106,000,000.00
106,000,000.00
N
N
100,000.00
100,000.00
n
CILH
2014-11-19
2015-11-19
1.38
2015-11-19
12
113927674
HK0000224698
HKD
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-11-21
2015-05-21
0.75
2015-05-21
6
114292753
HK0000225497
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2015-01-13
2016-01-13
1.20
2016-01-13
12
116712849
HK0000233194
HKD
160,000,000.00
160,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CILH
2015-01-15
2016-01-15
1.05
2016-01-15
12
116622203
HK0000232899
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2015-01-16
2016-01-15
1.03
2016-01-15
12
116948192
HK0000233624
USD
30,000,000.00
30,000,000.00
N
N
100,000.00
100,000.00
n
CILH
2015-01-16
2016-01-14
1.30
2016-01-14
12
116948052
HK0000233863
USD
100,000,000.00
100,000,000.00
N
N
200,000.00
200,000.00
n
CILH
2015-01-19
2016-01-19
3.15
2016-01-19
12
116967367
HK0000233830
CNY
103,000,000.00
103,000,000.00
N
N
500,000.00
500,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
BOAKFC15010
CHINA CON.BK
(ASIA)CORP 1.20%
2016-01-26
BOAKFC15011
CHN CON. BK (ASIA)
CORP 1.06%
2016-01-26
BOAKFC15012
CHINA CON.BK
(ASIA)CORP 1.18%
2016-02-04
BOAKFN14020
CHN CON. BK (ASIA)
CORP 2.88%
2015-03-20
BOAKLC13091
CHINA CON.BK
(ASIA) CORP FRCD
2015-12-24
BOAKLC14032
CHINA CON.BK
(ASIA) CORP FRCD
2015-04-23
BOAKLC14043
CHINA CON.BK
(ASIA) CORP FRCD
2017-06-05
BOAKLC14050
CHINA CON.
BK(ASIA) CORP
FRCD 2017-6-13
BOAKLC14060
CHINA CON.BK
(ASIA) CORP FRCD
2015-07-15
BOAKLC14067
CHINA CON.BK
(ASIA) CORP FRCD
2015-07-28
BOAKLC14087
CHINA CON.BK
(ASIA) CORP FRCD
2015-11-12
BOAKLC14091
CHINA CON.BK
(ASIA) CORP FRCD
2015-11-17
BOAKLC15001
CHINA CON.BK
(ASIA) CORP FRCD
2016-01-07
BOAKZC14009
CHINA CON.BK
(ASIA)CORP 0%
2015-02-24
BOAKZC14013
CHINA CON.BK
(ASIA)CORP 0.00%
2015-03-10
BOAKZC14014
CHINA CON.BK
(ASIA)CORP 0.00%
2015-03-13
BOAKZC14035
CHINA CON.BK
(ASIA)CORP 0.00%
2015-05-12
BOAKZC14038
CHINA CON.BK
(ASIA)CORP 0.00%
2015-02-26
BOAKZC14048
CHINA CON.
BK(ASIA) CORP
0.00% 2015-6-10
BOAKZC14070
CHINA CON.BK
(ASIA)CORP 0.00%
2015-02-12
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
CILH
2015-01-26
2016-01-26
1.20
2016-01-26
12
117409449
HK0000235017
HKD
700,000,000.00
700,000,000.00
N
CILH
2015-01-26
2016-01-26
1.06
2016-01-26
12
117565645
HK0000235124
HKD
177,500,000.00
177,500,000.00
CILH
2015-02-04
2016-02-04
1.18
2016-02-04
12
118105672
HK0000236866
HKD
230,000,000.00
HKNG
2014-04-04
2015-03-20
2.88
2015-03-20
12
105506996
HK0000194644
CNY
CILH
2013-12-24
2015-12-24
1.28
2014-12-24
2015-03-24
3
100908891
HK0000178043
CILH
2014-04-23
2015-04-23
1.43
2015-01-23
2015-04-23
3
106130884
CILH
2014-06-05
2017-06-05
1.73
2014-12-05
2015-03-05
3
CILH
2014-06-13
2017-06-13
1.70
2014-12-15
2015-03-13
CILH
2014-07-15
2015-07-15
1.70
2015-01-15
CILH
2014-07-28
2015-07-28
0.00
2015-01-28
CILH
2014-11-12
2015-11-12
CILH
2014-11-17
CILH
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
1,000,000.00
1,000,000.00
n
N
N
500,000.00
500,000.00
n
230,000,000.00
N
N
1,000,000.00
1,000,000.00
n
229,000,000.00
229,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKD
230,000,000.00
230,000,000.00
N
N
500,000.00
100,000.00
HK0000196896
USD
18,900,000.00
18,900,000.00
N
N
100,000.00
100,000.00
n
107456805
HK0000202470
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
3
107680675
HK0000203320
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
2015-04-15
3
108799242
HK0000206612
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
2015-04-28
3
109158097
HK0000208287
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
1.27
2015-02-12
3
113653159
HK0000223773
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-11-17
0.00
2015-02-17
3
113858486
HK0000224458
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
n
2015-01-08
2016-01-07
0.00
2015-04-08
3
116477742
HK0000232329
HKD
510,000,000.00
510,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CILH
2014-02-24
2015-02-24
0.00
2015-02-24
12
103692695
HK0000187119
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-03-10
2015-03-10
0.00
2015-03-10
12
104292941
HK0000189669
CNY
181,000,000.00
181,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-03-13
2015-03-13
0.00
2015-03-13
12
104525482
HK0000190428
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-05-14
2015-05-12
0.00
2015-05-12
12
106816166
HK0000199700
CNY
185,000,000.00
185,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CILH
2014-05-26
2015-02-26
0.00
2015-02-26
9
107139010
HK0000201191
HKD
350,000,000.00
350,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2014-06-10
2015-06-10
0.00
2015-06-10
12
107646906
HK0000202876
USD
31,300,000.00
31,300,000.00
N
N
100,000.00
100,000.00
n
CILH
2014-08-12
2015-02-12
0.00
2015-02-12
6
109750816
HK0000211091
CNY
119,000,000.00
119,000,000.00
N
N
500,000.00
500,000.00
n
CNY
2014-02-04
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
CERTIFY NON-US BENE
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
BOAKZC14071
CHINA CON.BK
(ASIA)CORP 0.00%
2015-02-23
BOAKZC14072
CHINA CON.BK
(ASIA)CORP 0.00%
2015-03-02
BOAKZC14081
CHINA CON.BK
(ASIA)CORP 0.00%
2015-10-20
BOAKZC14082
CHINA CON.BK
(ASIA)CORP 0.00%
2015-10-20
BOAKZC14088
CHINA CON.BK
(ASIA)CORP 0.00%
2015-05-14
BOAKZC14089
CHINA CON.BK
(ASIA)CORP 0.00%
2015-11-16
BOAKZC14090
CHINA CON.BK
(ASIA)CORP 0.00%
2015-11-17
BOAKZC14092
CHINA CON.BK
(ASIA)CORP 0.00%
2015-05-18
BOAKZC15007
CHINA CON.BK
(ASIA)CORP 0.00%
2016-01-12
BOAKZC15008
CHINA CON.BK
(ASIA)CORP 0.00%
2016-01-25
BOAKZC15009
CHINA CON.BK
(ASIA)CORP 0.00%
2016-07-25
BYLAZC04007
BAYER
LANDESBANK 0%
2015-12-31
INTESA SANPAOLO
SPA 4.25% 2015-03-31
INTESA SANPAOLO
SPA 4.25% 2015-03-31
INTESA SANPAOLO
SPA 4.755%
2016-02-08
INTESA SANPAOLO
SPA 4.78% 2016-02-15
INTESA SANPAOLO
SPA 4.81% 2017-02-14
INTESA SANPAOLO
SPA 3.62% 2018-04-23
INTESA SANPAOLO
SPA 3.82% 2018-04-24
INTESA SANPAOLO
SPA 3.95% 2015-05-15
INTESA SANPAOLO
SPA 4.155%
2018-05-22
INTESA SANPAOLO
SPA 4.435%
2018-06-18
COMM BK OF AUST
4.88% 2022-05-10
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
BAYERISCHE
LANDESBANK,
LONDON BRANCH
INTESA SANPAOLO
S.P.A.
INTESA SANPAOLO
S.P.A.
INTESA SANPAOLO
S.P.A.
CARIFC05009
CARIFC05011
CARIFC06001
CARIFC06003
CARIFC07001
CARIFC08003
CARIFC08004
CARIFC08005
CARIFC08007
CARIFC08013
CBAHFC07001
CBAHFC07003
COMM BK OF AUST
4.65% 2017-05-15
CBAHFC07006
COMM BK OF AUST
4.83% 2017-11-16
CBAHZC07004
COMM BK OF AUST
0% 2022-06-13
CBHKFN10002
CHN POWER INTL
DEVE LTD 3.2%
2015-12-23
STANDARD CHART
BK (HK) 0.0%
2015-03-02
CBHKZC14002
INTESA SANPAOLO
S.P.A.
INTESA SANPAOLO
S.P.A.
INTESA SANPAOLO
S.P.A.
INTESA SANPAOLO
S.P.A.
INTESA SANPAOLO
S.P.A.
INTESA SANPAOLO
S.P.A.
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
CILH
2014-08-20
2015-02-23
0.00
2015-02-23
6
110160747
HK0000212453
CNY
109,000,000.00
109,000,000.00
N
CILH
2014-09-02
2015-03-02
0.00
2015-03-02
6
110599447
HK0000214384
CNY
70,500,000.00
70,500,000.00
CILH
2014-10-20
2015-10-20
0.00
2015-10-20
12
112431853
HK0000220712
HKD
250,000,000.00
CILH
2014-10-20
2015-10-20
0.00
2015-10-20
12
112432094
HK0000220720
USD
CILH
2014-11-14
2015-05-14
0.00
2015-05-14
6
113748907
HK0000224409
CILH
2014-11-14
2015-11-16
0.00
2015-11-16
12
113749024
CILH
2014-11-17
2015-11-17
0.00
2015-11-17
12
CILH
2014-11-17
2015-05-18
0.00
2015-05-18
CILH
2015-01-16
2016-01-12
0.00
CILH
2015-01-23
2016-01-25
CILH
2015-01-23
HKNG
CARI
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
N
500,000.00
500,000.00
n
N
N
500,000.00
500,000.00
n
250,000,000.00
N
N
500,000.00
500,000.00
n
60,000,000.00
60,000,000.00
N
N
100,000.00
100,000.00
n
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000224391
HKD
350,000,000.00
350,000,000.00
N
N
1,000,000.00
1,000,000.00
n
113858389
HK0000224466
HKD
110,000,000.00
110,000,000.00
N
N
1,000,000.00
1,000,000.00
n
6
113858451
HK0000224680
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2016-01-12
12
117007464
HK0000233855
HKD
178,000,000.00
178,000,000.00
N
N
500,000.00
500,000.00
n
0.00
2016-01-25
12
117272451
HK0000234796
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
2016-07-25
0.00
2016-07-25
18
117270602
HK0000234804
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
2004-11-04
2015-12-31
0.00
2015-12-31
99
020532106
HK0000028396
HKD
162,000,000.00
162,000,000.00
N
N
500,000.00
500,000.00
n
2005-07-05
2015-03-31
4.25
2015-03-31
12
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
CARI
2005-07-08
2015-03-31
4.25
2014-07-08
2015-03-31
12
CARI
2006-02-06
2016-02-08
4.76
2014-02-06
2015-02-06
12
024315622
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2014-07-07
Common
Code
Bank
Repo
Cat. #
HKD
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
CARI
2006-02-14
2016-02-15
4.78
2014-02-14
2015-02-17
12
024415791
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
CARI
2007-02-14
2017-02-14
4.81
2014-02-14
2015-02-17
12
028719515
HKD
80,000,000.00
80,000,000.00
N
N
500,000.00
500,000.00
n
CARI
2008-04-23
2018-04-23
3.62
2014-04-23
2015-04-23
12
035950036
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
CARI
2008-04-24
2018-04-24
3.82
2015-01-26
2015-04-24
3
036019280
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CARI
2008-05-15
2015-05-15
3.95
2014-05-15
2015-05-15
12
036431857
HKD
320,000,000.00
320,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CARI
2008-05-22
2018-05-22
4.16
2014-05-22
2015-05-22
12
036535474
HKD
60,000,000.00
60,000,000.00
N
N
500,000.00
500,000.00
n
INTESA SANPAOLO
S.P.A.
CARI
2008-06-18
2018-06-18
4.44
2014-06-18
2015-06-18
12
037110329
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
COMMONWEALTH
BANK OF
AUSTRALIA
COMMONWEALTH
BANK OF
AUSTRALIA
COMMONWEALTH
BANK OF
AUSTRALIA
COMMONWEALTH
BANK OF
AUSTRALIA
CHINA POWER
INTERNATIONAL
DEVELOPMENT LTD.
STANDARD
CHARTERED BANK
(HONG KONG)
LIMITED
CBAH
2007-05-10
2022-05-10
4.88
2014-05-12
2015-05-11
12
HKD
80,000,000.00
80,000,000.00
N
N
500,000.00
500,000.00
n
CBAH
2007-05-15
2017-05-15
4.65
2014-11-17
2015-02-16
3
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CBAH
2007-11-16
2017-11-16
4.83
2014-11-17
2015-11-16
12
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CBAH
2007-06-12
2022-06-13
0.00
2022-06-13
99
030533283
HKD
190,000,000.00
190,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CBHK
2010-12-23
2015-12-23
3.20
2015-06-23
6
057058161
HK0000073376
CNY
800,000,000.00
800,000,000.00
N
N
10,000.00
10,000.00
n
CBHK
2014-12-02
2015-03-02
0.00
2015-03-02
3
114748897
HK0000226495
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
2014-12-23
030134150
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
CBHKZC14003
STANDARD CHART
BK (HK) 0.0%
2015-02-12
CDBHFC10004
CHN DEVELOPMENT
BANK 4.27%
2025-03-03
CDBHFC10008
CHN DEVELOPMENT
BANK 3.98%
2020-04-23
CDBHFC10010
CHN DEVELOPMENT
BANK 3.98%
2020-04-28
CDBHFC10011
CHN DEVELOPMENT
BANK 3.91%
2020-05-18
CDBHFC10013
CHN DEVELOPMENT
BANK 2.90%
2017-07-31
CDBHFC10020
CHN DEVELOPMENT
BANK 3.2%
2020-09-17
CDBHFC10021
CHN DEVELOPMENT
BANK 3.47%
2022-09-17
CDBHFC10022
CHN DEVELOPMENT
BANK 3.20%
2019-09-30
CDBHFC10025
CHN DEVELOPMENT
BANK 3.2%
2025-10-29
CDBHFC10026
CHN DEVELOPMENT
BANK 3.25%
2025-11-05
CDBHFC10030
CHN DEVELOPMENT
BANK 3.65%
2020-11-24
CDBHFC10033
CHN DEVELOPMENT
BANK 4.15%
2025-11-26
CDBHFC10034
CHN DEVELOPMENT
BANK 4.15%
2025-12-09
CDBHFC10036
CHN DEVELOPMENT
BANK 4.38%
2025-12-15
CDBHFC11003
CHN DEVELOPMENT
BANK 2.63%
2016-01-14
CDBHFC11004
CHN DEVELOPMENT
BANK 4.47%
2026-01-14
CDBHFC11009
CHN DEVELOPMENT
BANK 2.70%
2016-01-25
CDBHFC11013
CHN DEVELOPMENT
BANK 4.15%
2021-02-22
CDBHFC11023
CHN DEVELOPMENT
BANK 4.25%
2026-06-15
CDBHFC11026
CHN DEVELOPMENT
BANK 3.00%
2018-06-25
CDBHFC11027
CHN DEVELOPMENT
BANK 3.00%
2018-07-30
CDBHFC11028
CHN DEVELOPMENT
BANK 4.00%
2026-07-27
CDBHFC11032
CHN DEVELOPMENT
BANK 3.2%
2021-09-28
CDBHFC12001
CHN DEVELOPMENT
BANK 3.75%
2022-01-26
STANDARD
CHARTERED BANK
(HONG KONG)
LIMITED
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
Paying
Agent
Code
Call / Put
Option
Date
Issue
Date
Maturity
Date
CBHK
2014-12-08
2015-02-12
0.00
HKNG
2010-03-03
2025-03-03
4.27
HKNG
2010-04-23
2020-04-23
HKNG
2010-04-28
HKNG
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
2015-02-12
2
115055739
2014-03-03
2015-03-03
12
3.98
2014-04-23
2015-04-23
2020-04-28
3.98
2014-04-28
2010-05-17
2020-05-18
3.91
HKNG
2010-07-30
2017-07-31
HKNG
2010-09-17
HKNG
ISIN
HK0000227469
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
Special
Action
Subject to
FATCA
Withholding
Tax
HKD
107,000,000.00
107,000,000.00
N
N
500,000.00
500,000.00
049182732
HKD
800,000,000.00
800,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-04-12
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
12
050449718
HKD
466,000,000.00
466,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-06-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-04-28
12
050542238
HKD
40,000,000.00
40,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-06-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2014-05-19
2015-05-18
12
051001877
HK0000064540
HKD
361,000,000.00
361,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-06-28
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2.90
2015-01-30
2015-04-30
3
053017436
HK0000066677
HKD
104,000,000.00
104,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-09-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2020-09-17
3.20
2014-12-17
2015-03-17
3
054272685
HK0000068897
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-10-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2010-09-17
2022-09-19
3.47
2014-09-17
2015-09-17
12
054306334
HK0000068780
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-10-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2010-09-30
2019-09-30
3.20
2014-09-30
2015-09-30
12
054598912
HKD
130,000,000.00
130,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-11-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2010-10-29
2025-10-29
3.20
2014-10-29
2015-04-29
6
055376662
HK0000071446
CNY
333,475,000.00
333,475,000.00
N
N
666,950.00
666,950.00
n
HKNG
2010-11-05
2025-11-05
3.25
2014-11-05
2015-05-05
6
055672202
HK0000071735
CNY
333,685,000.00
333,685,000.00
N
N
667,370.00
667,370.00
n
HKNG
2010-11-24
2020-11-24
3.65
2014-11-24
2015-11-24
12
056221468
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2010-11-26
2025-11-26
4.15
2014-11-26
2015-11-26
12
056420070
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-01-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2010-12-09
2025-12-09
4.15
2014-12-09
2015-12-09
12
056713310
HKD
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-01-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2010-12-15
2025-12-15
4.38
2014-12-15
2015-12-15
12
056882197
HKD
175,000,000.00
175,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-01-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-01-14
2016-01-14
2.63
2015-01-14
2016-01-14
12
057870729
HKD
141,000,000.00
141,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-02-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-01-14
2026-01-14
4.47
2015-01-14
2015-04-14
3
057870834
HKD
900,000,000.00
900,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-02-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-01-24
2016-01-25
2.70
2015-01-26
2015-04-24
3
058306657
HKD
450,000,000.00
450,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-03-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-02-22
2021-02-22
4.15
2014-02-24
2015-02-23
12
059423975
HKD
310,000,000.00
310,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-04-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-06-15
2026-06-15
4.25
2014-06-16
2015-06-15
12
063588555
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-07-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-06-23
2018-06-25
3.00
2014-06-23
2015-06-23
12
064126474
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-08-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-07-29
2018-07-30
3.00
2014-07-29
2015-07-29
12
065448874
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-09-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-07-27
2026-07-27
4.00
2014-07-28
2015-07-27
12
065410591
HKD
234,000,000.00
234,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-09-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-09-28
2021-09-28
3.20
2014-09-29
2015-09-29
12
068184339
HK0000089299
CNY
280,000,000.00
280,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-11-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-01-26
2022-01-26
3.75
2015-01-26
2016-01-26
12
073562155
HK0000099249
HKD
277,000,000.00
277,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-03-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000073194
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
CDBHFC12007
CHN DEVELOPMENT
BANK 3.00%
2019-02-21
CDBHFC12010
CHN DEVELOPMENT
BANK 3.00%
2015-03-06
CDBHFC12018
CHN DEVELOPMENT
BANK 2.20%
2015-03-16
CDBHFC12019
CHN DEVELOPMENT
BANK 2.95%
2017-03-20
CDBHFC12020
CHN DEVELOPMENT
BANK 2.18%
2015-03-20
CDBHFC12028
CHN DEVELOPMENT
BANK 3.20%
2017-03-30
CDBHFC12029
CHN DEVELOPMENT
BANK 4.00%
2022-03-30
CDBHFC12032
CHN DEVELOPMENT
BANK 2.28%
2015-04-13
CDBHFC12038
CHN DEVELOPMENT
BANK 2.26%
2015-04-27
CDBHFC12042
CHN DEVELOPMENT
BANK 1.82%
2015-05-22
CDBHFC12050
CHN DEVELOPMENT
BANK 3.6501%
2020-10-20
CDBHFC12057
CHN DEVELOPMENT
BANK 3.00%
2015-06-25
CDBHFC12070
CHN DEVELOPMENT
BANK 2.80%
2015-08-06
CDBHFC12076
CHN DEVELOPMENT
BANK 1.43%
2015-09-20
CDBHFC12078
CHN DEVELOPMENT
BANK 1.425%
2015-09-21
CDBHFC12093
CHN DEVELOPMENT
BANK 3.3%
2022-11-09
CDBHFC12095
CHN DEVELOPMENT
BANK 3.34%
2022-11-12
CDBHFC12103
CHN DEVELOPMENT
BANK 3.2%
2022-11-21
CDBHFC12112
CHN DEVELOPMENT
BANK 3.2%
2022-12-05
CDBHFC12120
CHN DEVELOPMENT
BANK 1.5%
2015-12-14
CDBHFC13002
CHN DEVELOPMENT
BANK 1.93%
2018-01-11
CDBHFC13004
CHN DEVELOPMENT
BANK 2.95%
2016-01-15
CDBHFC13025
CHN DEVELOPMENT
BANK 2.8%
2018-02-01
CDBHFC13031
CHN DEVELOPMENT
BANK 3.2%
2023-02-15
CDBHFC13032
CHN DEVELOPMENT
BANK 2.5%
2016-02-16
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2012-02-21
HKNG
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2019-02-21
3.00
2014-11-21
2015-02-23
3
074877788
2012-03-06
2015-03-06
3.00
2014-09-10
2015-03-06
6
075543654
HKNG
2012-03-16
2015-03-16
2.20
2014-03-17
2015-03-16
12
HKNG
2012-03-20
2017-03-20
2.95
2014-03-20
2015-03-20
HKNG
2012-03-20
2015-03-20
2.18
2014-03-20
HKNG
2012-03-30
2017-03-30
3.20
HKNG
2012-03-30
2022-03-30
HKNG
2012-04-13
HKNG
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
2012-04-02
Special
Action
Subject to
FATCA
Withholding
Tax
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
HK0000104981
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
075815140
HK0000106291
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2012-04-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
12
075886080
HK0000106358
HKD
369,000,000.00
369,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-04-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-03-20
12
076002177
HK0000106556
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2012-04-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2014-12-30
2015-03-30
3
076749191
HK0000108560
HKD
700,000,000.00
700,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-05-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
4.00
2014-12-30
2015-03-30
3
076748446
HK0000108578
HKD
125,000,000.00
125,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-05-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-04-13
2.28
2014-04-14
2015-04-13
12
077252053
HK0000109170
HKD
155,000,000.00
155,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-05-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2012-04-27
2015-04-27
2.26
2015-01-27
2015-04-27
3
077750240
HK0000110483
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-06-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-05-23
2015-05-22
1.82
2014-11-24
2015-02-23
3
078645547
HK0000112620
HKD
110,000,000.00
110,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-07-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-06-15
2020-10-20
3.65
2014-10-20
2015-04-20
6
079419796
HK0000115169
CNY
311,550,000.00
311,550,000.00
N
N
50,000.00
50,000.00
2012-07-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-06-25
2015-06-25
3.00
2014-06-25
2015-06-25
12
079649597
HK0000116209
CNY
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-08-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-08-06
2015-08-06
2.80
2014-08-06
2015-02-06
6
081331006
HK0000120573
CNY
225,000,000.00
225,000,000.00
N
N
200,000.00
200,000.00
2012-09-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-09-20
2015-09-21
1.43
2014-09-22
2015-09-21
12
083157453
HK0000124831
HKD
145,000,000.00
145,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-09-21
2015-09-21
1.43
2014-09-22
2015-09-21
12
083164891
HK0000124856
HKD
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-11-09
2022-11-09
3.30
2014-11-10
2015-02-09
3
085254871
HK0000129764
HKD
81,000,000.00
81,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-12-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-11-12
2022-11-14
3.34
2014-11-12
2015-11-12
12
085255347
HK0000129772
HKD
80,000,000.00
80,000,000.00
N
N
500,000.00
500,000.00
2012-12-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-11-19
2022-11-21
3.20
2014-11-19
2015-11-19
12
085639129
HK0000130374
HKD
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-12-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-12-05
2022-12-05
3.20
2014-12-05
2015-03-05
3
086125455
HK0000131687
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-01-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-12-14
2015-12-14
1.50
2014-12-15
2015-12-14
12
086445255
HK0000132560
HKD
322,000,000.00
322,000,000.00
N
N
500,000.00
500,000.00
2013-01-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-01-11
2018-01-11
1.93
2015-01-12
2015-04-13
3
087353788
HK0000135639
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-02-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-01-15
2016-01-15
2.95
2015-01-15
2016-01-15
12
087521915
HK0000136090
CNY
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-02-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-02-01
2018-02-01
2.80
2015-02-02
2016-02-01
12
088425162
HK0000138773
CNY
191,000,000.00
191,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-03-13
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-02-15
2023-02-15
3.20
2014-02-17
2015-02-16
12
088898532
HK0000139904
HKD
101,000,000.00
101,000,000.00
N
N
500,000.00
500,000.00
2013-03-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-02-20
2016-02-16
2.50
2014-02-20
2015-02-23
12
088904176
HK0000140225
CNY
353,000,000.00
353,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-04-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
CDBHFC13038
CHN DEVELOPMENT
BANK 3% 2016-03-08
CDBHFC13040
CHN DEVELOPMENT
BANK 3% 2016-03-07
CDBHFC13042
CHN DEVELOPMENT
BANK 2.625%
2020-04-03
CDBHFC13047
CHN DEVELOPMENT
BANK 3% 2016-05-03
CDBHFC13049
CHN DEVELOPMENT
BANK 3.215%
2023-05-08
CDBHFC13051
CHN DEVELOPMENT
BANK 2.7%
2015-05-13
CDBHFC13052
CHN DEVELOPMENT
BANK 3% 2016-05-14
CDBHFC13053
CHN DEVELOPMENT
BANK 2.7%
2015-05-14
CDBHFC13054
CHN DEVELOPMENT
BANK 2.7%
2015-05-13
CDBHFC13056
CHN DEVELOPMENT
BANK 2.75%
2015-05-20
CDBHFC13059
CHN DEVELOPMENT
BANK 3.25%
2018-09-17
CDBHFC13060
CHN DEVELOPMENT
BANK 4.5%
2023-09-25
CDBHFC13061
CHN DEVELOPMENT
BANK 4.42%
2023-09-19
CDBHFC13066
CHN DEVELOPMENT
BANK 4.40%
2023-09-25
CDBHFC13068
CHN DEVELOPMENT
BANK 3.145%
2018-09-26
CDBHFC13079
CHN DEVELOPMENT
BANK 1.35%
2015-11-30
CDBHFC13081
CHN DEVELOPMENT
BANK 1.78%
2016-12-12
CDBHFC14003
CHN DEVELOPMENT
BANK 2.10%
2017-01-23
CDBHFC14005
CHN DEVELOPMENT
BANK 2.75%
2015-03-02
CDBHFC14006
CHN DEVELOPMENT
BANK 2.70%
2015-03-03
CDBHFC14007
CHN DEVELOPMENT
BANK 2.70%
2015-03-03
CDBHFC14008
CHN DEVELOPMENT
BANK 1.40%
2015-03-03
CDBHFC14009
CHN DEVELOPMENT
BANK 1.40%
2015-03-03
CDBHFC14010
CHN DEVELOPMENT
BANK 1.40%
2015-03-03
CDBHFC14011
CHN DEVELOPMENT
BANK 1.40%
2015-03-03
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2013-03-08
HKNG
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2016-03-08
3.00
2014-03-10
2015-03-09
12
089749948
HK0000141827
CNY
360,000,000.00
360,000,000.00
N
2013-03-07
2016-03-07
3.00
2014-03-07
2015-03-09
12
089921376
HK0000142205
CNY
600,000,000.00
600,000,000.00
HKNG
2013-04-03
2020-04-03
2.63
2015-01-05
2015-04-08
3
091089009
HK0000144771
HKD
100,000,000.00
HKNG
2013-05-03
2016-05-03
3.00
2014-05-07
2015-05-05
12
092575390
HK0000148608
CNY
HKNG
2013-05-06
2023-05-08
3.22
2014-05-07
2015-05-06
12
092721558
HK0000148780
HKNG
2013-05-13
2015-05-13
2.70
2014-05-13
2015-05-13
12
093059573
HKNG
2013-05-14
2016-05-16
3.00
2014-05-14
2015-05-14
12
HKNG
2013-05-14
2015-05-14
2.70
2014-05-14
2015-05-14
HKNG
2013-05-13
2015-05-13
2.70
2014-05-13
HKNG
2013-05-20
2015-05-20
2.75
HKNG
2013-09-17
2018-09-17
HKNG
2013-09-23
HKNG
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
1,000,000.00
1,000,000.00
2013-04-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
N
N
1,000,000.00
1,000,000.00
2013-04-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-05-13
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
235,000,000.00
235,000,000.00
N
N
1,000,000.00
1,000,000.00
HKD
420,000,000.00
420,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-06-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000149853
CNY
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
2013-06-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
093115783
HK0000149861
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-06-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
12
093119975
HK0000150075
CNY
800,000,000.00
800,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-06-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-05-13
12
093170032
HK0000149838
CNY
1,027,000,000.00
1,027,000,000.00
N
N
500,000.00
500,000.00
2013-06-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2014-05-20
2015-05-20
12
093292065
HK0000150406
CNY
335,500,000.00
335,500,000.00
N
N
500,000.00
500,000.00
2013-07-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3.25
2014-09-17
2015-09-17
12
097229848
HK0000164464
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-10-28
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2023-09-25
4.50
2014-09-23
2015-09-23
12
097265895
HK0000164837
HKD
220,000,000.00
220,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-11-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2013-09-19
2023-09-19
4.42
2014-12-19
2015-03-19
3
097249091
HK0000164696
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-10-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-09-25
2023-09-25
4.40
2014-12-29
2015-03-25
3
097295964
HK0000165370
HKD
124,000,000.00
124,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-11-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-09-26
2018-09-26
3.15
2014-12-29
2015-03-26
3
097431159
HK0000165560
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2013-11-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-11-28
2015-11-30
1.35
2014-11-28
2015-02-27
3
099798556
HK0000174240
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-01-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-12-12
2016-12-12
1.78
2014-12-12
2015-03-12
3
100375176
HK0000176567
HKD
108,000,000.00
108,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-01-21
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-01-23
2017-01-23
2.10
2015-01-23
2016-01-25
12
102134338
HK0000182409
HKD
365,000,000.00
365,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-03-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-02-28
2015-03-02
2.75
2015-03-02
12
103967848
HK0000188299
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2014-04-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-02-28
2015-03-03
2.70
2015-03-03
12
103968623
HK0000188307
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-04-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-03-03
2015-03-03
2.70
2015-03-03
12
103969344
HK0000188315
CNY
200,000,000.00
200,000,000.00
N
N
200,000.00
200,000.00
2014-04-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-03-03
2015-03-03
1.40
2015-03-03
12
104002587
HK0000188323
HKD
125,000,000.00
125,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-04-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-03-03
2015-03-03
1.40
2015-03-03
12
104002595
HK0000188331
HKD
125,000,000.00
125,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-04-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-03-03
2015-03-03
1.40
2015-03-03
12
104002609
HK0000188349
HKD
130,000,000.00
130,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-04-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-03-03
2015-03-03
1.40
2015-03-03
12
104002447
HK0000188356
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-04-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
CDBHFC14012
CHN DEVELOPMENT
BANK 1.40%
2015-03-03
CDBHFC14013
CHN DEVELOPMENT
BANK 1.40%
2015-03-03
CDBHFC14014
CHN DEVELOPMENT
BANK 2.70%
2015-03-04
CDBHFC14015
CHN DEVELOPMENT
BANK 2.70%
2015-03-05
CDBHFC14016
CHN DEVELOPMENT
BANK 1.75%
2016-03-05
CDBHFC14017
CHN DEVELOPMENT
BANK 2.70%
2015-03-12
CDBHFC14018
CHN DEVELOPMENT
BANK 2.75%
2015-03-13
CDBHFC14019
CHN DEVELOPMENT
BANK 2.65%
2015-03-17
CDBHFC14020
CHN DEVELOPMENT
BANK 2.44%
2015-03-17
CDBHFC14021
CHN DEVELOPMENT
BANK 2.70%
2015-03-25
CDBHFC14022
CHINA
DEVELOPMENT
BANK 2.45%
2015-04-01
CHINA
DEVELOPMENT
BANK 2.75%
2015-04-08
CHINA
DEVELOPMENT
BANK 2.65%
2015-04-10
CHINA
DEVELOPMENT
BANK 2.75%
2015-04-23
CHINA
DEVELOPMENT
BANK 2.70%
2015-04-24
CHINA
DEVELOPMENT
BANK 2.86%
2018-04-25
CHN DEVELOPMENT
BANK 1.53%
2015-05-08
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CDBHFC14023
CDBHFC14024
CDBHFC14025
CDBHFC14026
CDBHFC14027
CDBHFC14029
CDBHFC14031
CDBHFC14033
CDBHFC14034
CDBHFC14035
CDBHFC14036
CDBHFC14037
CDBHFC14040
CDBHFC14042
CHINA
DEVELOPMENT
BANK 2.40%
2017-05-19
CHINA
DEVELOPMENT
BANK 2.38%
2017-06-13
CHINA
DEVELOPMENT
BANK 2.40%
2017-06-20
CHINA
DEVELOPMENT
BANK 1.55%
2015-06-23
CHINA
DEVELOPMENT
BANK 1.99%
2016-06-24
CHINA
DEVELOPMENT
BANK 2.50%
2017-06-26
CHN DEVELOPMENT
BANK 1.49%
2015-07-22
CHN DEVELOPMENT
BANK 1.08%
2015-11-05
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2014-03-03
2015-03-03
1.40
2015-03-03
12
104002498
HK0000188364
HKD
100,000,000.00
100,000,000.00
N
HKNG
2014-03-03
2015-03-03
1.40
2015-03-03
12
104002510
HK0000188372
HKD
145,000,000.00
145,000,000.00
HKNG
2014-03-04
2015-03-04
2.70
2015-03-04
12
104081355
HK0000188729
CNY
450,000,000.00
HKNG
2014-03-05
2015-03-05
2.70
2015-03-05
12
104166687
HK0000189446
CNY
HKNG
2014-03-05
2016-03-07
1.75
2015-03-05
3
104168663
HK0000189438
HKNG
2014-03-12
2015-03-12
2.70
2015-03-12
12
104448895
HKNG
2014-03-13
2015-03-13
2.75
2015-03-13
12
HKNG
2014-03-17
2015-03-17
2.65
2015-03-17
HKNG
2014-03-18
2015-03-17
2.44
HKNG
2014-03-25
2015-03-25
HKNG
2014-04-01
HKNG
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
N
1,000,000.00
1,000,000.00
2014-04-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
N
N
1,000,000.00
1,000,000.00
2014-04-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
450,000,000.00
N
N
200,000.00
200,000.00
2014-04-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
2014-04-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKD
180,000,000.00
180,000,000.00
N
N
500,000.00
500,000.00
2014-04-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000190345
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2014-04-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
104506593
HK0000190626
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
2014-04-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
12
104619193
HK0000190980
CNY
220,000,000.00
220,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-04-28
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-03-17
12
104669433
HK0000191426
CNY
357,000,000.00
357,000,000.00
N
N
500,000.00
500,000.00
2.70
2015-03-25
12
104849644
HK0000192564
CNY
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-05-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-04-01
2.45
2015-04-01
12
105254130
HK0000193968
CNY
132,000,000.00
132,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-05-12
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2014-04-08
2015-04-08
2.75
2015-04-08
12
105431180
HK0000194982
CNY
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-05-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-04-10
2015-04-10
2.65
2015-04-10
12
105553978
HK0000195369
CNY
268,000,000.00
268,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-05-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-04-23
2015-04-23
2.75
2015-04-23
12
105954557
HK0000196706
CNY
131,000,000.00
131,000,000.00
N
N
200,000.00
200,000.00
2014-06-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-04-24
2015-04-24
2.70
2015-04-24
12
106108323
HK0000196904
CNY
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-06-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-04-25
2018-04-25
2.86
2015-04-27
12
106155933
HK0000197084
HKD
425,000,000.00
425,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-06-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-05-08
2015-05-08
1.53
2015-05-08
12
106473340
HK0000198405
USD
14,000,000.00
14,000,000.00
N
N
100,000.00
100,000.00
2014-06-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-05-20
2017-05-19
2.40
2015-05-20
12
106969213
HK0000200250
HKD
180,000,000.00
180,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-06-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-06-13
2017-06-13
2.38
2015-06-15
12
107705511
HK0000203304
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-07-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-06-20
2017-06-20
2.40
2015-06-22
12
107962603
HK0000204229
HKD
105,000,000.00
105,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-07-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-06-23
2015-06-23
1.55
2015-06-23
12
107986251
HK0000204344
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
2014-08-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-06-24
2016-06-24
1.99
2015-06-24
12
108041994
HK0000204633
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-08-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-06-24
2017-06-26
2.50
2015-06-24
12
108042001
HK0000204641
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-08-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-07-22
2015-07-22
1.49
2015-07-22
12
108981989
HK0000207750
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-09-01
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-11-05
2015-11-05
1.08
2015-11-05
12
113274123
HK0000222940
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-12-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2014-12-05
Common
Code
Bank
Repo
Cat. #
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
CDBHFC15003
CHN DEVELOPMENT
BANK 2.40%
2020-01-22
CDBHFC15005
CHN DEVELOPMENT
BANK 1.00%
2016-01-29
CDBHFC15007
CHN DEVELOPMENT
BANK 2.40%
2020-02-05
CDBHFN15001
CHN DEVELOPMENT
BANK 1.00%
2016-01-06
CDBHLC10007
CHN DEVELOPMENT
BANK FRCD
2015-03-25
CDBHLC10035
CHN DEVELOPMENT
BANK FRCD
2015-12-08
CDBHLC11005
CHN DEVELOPMENT
BANK FRCD
2016-01-18
CDBHLC11006
CHN DEVELOPMENT
BANK FRCD
2016-01-18
CDBHLC11010
CHN DEVELOPMENT
BANK FRCD
2016-01-27
CDBHLC11011
CHN DEVELOPMENT
BANK FRCD
2016-01-27
CDBHLC11012
CHN DEVELOPMENT
BANK FRCD
2016-01-27
CDBHLC12008
CHN DEVELOPMENT
BANK FRCD
2015-02-23
CDBHLC12014
CHN DEVELOPMENT
BANK FRCD
2015-03-13
CDBHLC12017
CHN DEVELOPMENT
BANK FRCD
2015-03-16
CDBHLC12021
CHN DEVELOPMENT
BANK FRCD
2015-03-23
CDBHLC12022
CHN DEVELOPMENT
BANK FRCD
2015-03-22
CDBHLC12025
CHN DEVELOPMENT
BANK FRCD
2015-03-23
CDBHLC12027
CHN DEVELOPMENT
BANK FRCD
2015-04-02
CDBHLC12033
CHN DEVELOPMENT
BANK FRCD
2015-04-17
CDBHLC12041
CHN DEVELOPMENT
BANK FRCD
2015-05-11
CDBHLC12072
CHN DEVELOPMENT
BANK FRCD
2017-09-13
CDBHLC12074
CHN DEVELOPMENT
BANK FRCD
2015-09-21
CDBHLC12075
CHN DEVELOPMENT
BANK FRCD
2015-09-24
CDBHLC12077
CHN DEVELOPMENT
BANK FRCD
2015-09-21
CDBHLC12079
CHN DEVELOPMENT
BANK FRCD
2015-09-21
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2015-01-22
2020-01-22
2.40
2016-01-22
12
117188604
HK0000234168
HKD
100,000,000.00
100,000,000.00
N
HKNG
2015-01-30
2016-01-29
1.00
2016-01-29
12
117901211
HK0000235876
HKD
300,000,000.00
300,000,000.00
HKNG
2015-02-05
2020-02-05
2.40
2015-05-05
3
118364040
HK0000236858
HKD
150,000,000.00
BCMK
2015-01-06
2016-01-06
1.00
2016-01-06
12
116354462
HK0000231610
HKD
HKNG
2010-03-25
2015-03-25
0.00
2014-12-29
2015-03-25
3
049751915
HKNG
2010-12-08
2015-12-08
0.00
2014-12-08
2015-03-09
3
HKNG
2011-01-18
2016-01-18
0.00
2015-01-19
2015-04-20
HKNG
2011-01-18
2016-01-18
0.00
2015-01-19
HKNG
2011-01-27
2016-01-27
0.00
HKNG
2011-01-27
2016-01-27
HKNG
2011-01-27
HKNG
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
1,000,000.00
1,000,000.00
N
N
1,000,000.00
1,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
USD
170,000,000.00
170,000,000.00
N
N
500,000.00
500,000.00
n
056779639
HKD
80,000,000.00
80,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-01-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3
057937726
HKD
190,000,000.00
190,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-02-28
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-04-20
3
057937734
HKD
190,000,000.00
190,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-02-28
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-01-27
2015-04-27
3
058643378
HKD
160,000,000.00
160,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-03-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
0.00
2015-01-27
2015-04-27
3
058643394
HKD
160,000,000.00
160,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-03-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2016-01-27
0.00
2015-01-27
2015-04-27
3
058643343
HKD
180,000,000.00
180,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-03-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2012-02-23
2015-02-23
0.00
2014-11-24
2015-02-23
3
074920063
HK0000103512
USD
12,900,000.00
12,900,000.00
N
N
100,000.00
100,000.00
HKNG
2012-03-13
2015-03-13
0.00
2014-12-15
2015-03-13
3
075672144
HK0000105541
HKD
385,000,000.00
385,000,000.00
N
N
500,000.00
500,000.00
2012-04-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-03-16
2015-03-16
0.00
2014-12-16
2015-03-16
3
075810601
HK0000105657
HKD
800,000,000.00
800,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-04-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-03-22
2015-03-23
0.00
2014-12-22
2015-03-23
3
076221324
HK0000106762
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-05-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-03-22
2015-03-23
0.00
2014-12-22
2015-03-23
3
076221332
HK0000106770
USD
22,000,000.00
22,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-05-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-03-23
2015-03-23
0.00
2014-12-23
2015-03-23
3
076381038
HK0000107000
HKD
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-05-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-04-02
2015-04-02
0.00
2015-01-02
2015-04-02
3
076732515
HK0000108081
USD
20,000,000.00
20,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-05-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-04-17
2015-04-17
0.00
2015-01-19
2015-04-17
3
077325239
HK0000109352
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-05-28
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-05-11
2015-05-11
0.00
2014-11-11
2015-02-11
3
078179759
HK0000111366
HKD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
2012-06-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-09-13
2017-09-13
0.00
2014-12-15
2015-03-13
3
082907378
HK0000123999
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2012-10-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-09-21
2015-09-21
0.00
2014-12-22
2015-03-23
3
083133538
HK0000124641
HKD
155,000,000.00
155,000,000.00
N
N
500,000.00
500,000.00
2012-10-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-09-24
2015-09-24
0.00
2014-12-24
2015-03-24
3
083157402
HK0000124914
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-11-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-09-21
2015-09-21
0.00
2014-12-22
2015-03-23
3
083157461
HK0000124872
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2012-10-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-09-21
2015-09-21
0.00
2014-12-22
2015-03-23
3
083165251
HK0000124864
HKD
371,000,000.00
371,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CNY
2015-03-03
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2015-03-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
CDBHLC12080
CHN DEVELOPMENT
BANK FRCD
2015-09-20
CDBHLC12081
CHN DEVELOPMENT
BANK FRCD
2015-09-21
CDBHLC12083
CHN DEVELOPMENT
BANK FRCD
2015-09-21
CDBHLC12086
CHN DEVELOPMENT
BANK FRCD
2017-10-05
CDBHLC12087
CHN DEVELOPMENT
BANK FRCD
2015-10-30
CDBHLC12088
CHN DEVELOPMENT
BANK FRCD
2017-10-31
CDBHLC12089
CHN DEVELOPMENT
BANK FRCD
2017-11-01
CDBHLC12094
CHN DEVELOPMENT
BANK FRCD
2022-11-07
CDBHLC12096
CHN DEVELOPMENT
BANK FRCD
2015-11-09
CDBHLC12097
CHN DEVELOPMENT
BANK FRCD
2017-11-09
CDBHLC12098
CHN DEVELOPMENT
BANK FRCD
2022-11-09
CDBHLC12099
CHN DEVELOPMENT
BANK FRCD
2017-11-13
CDBHLC12100
CHN DEVELOPMENT
BANK FRCD
2015-11-12
CDBHLC12104
CHN DEVELOPMENT
BANK FRCD
2022-11-21
CDBHLC12106
CHN DEVELOPMENT
BANK FRCD
2015-11-23
CDBHLC12107
CHN DEVELOPMENT
BANK FRCD
2015-11-23
CDBHLC12111
CHN DEVELOPMENT
BANK FRCD
2017-12-04
CDBHLC12114
CHN DEVELOPMENT
BANK FRCD
2015-12-07
CDBHLC12115
CHN DEVELOPMENT
BANK FRCD
2017-12-11
CDBHLC12118
CHN DEVELOPMENT
BANK FRCD
2017-12-12
CDBHLC12122
CHN DEVELOPMENT
BANK FRCD
2015-12-14
CDBHLC12126
CHN DEVELOPMENT
BANK FRCD
2017-12-29
CDBHLC13001
CHN DEVELOPMENT
BANK FRCD
2018-01-09
CDBHLC13007
CHN DEVELOPMENT
BANK FRCD
2016-01-18
CDBHLC13008
CHN DEVELOPMENT
BANK FRCD
2016-01-18
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2012-09-20
HKNG
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2015-09-21
0.00
2014-12-22
2015-03-20
3
083165456
HK0000124849
HKD
840,000,000.00
840,000,000.00
N
2012-09-21
2015-09-21
0.00
2014-12-22
2015-03-23
3
083173904
HK0000124898
HKD
500,000,000.00
500,000,000.00
HKNG
2012-09-21
2015-09-21
0.00
2014-12-22
2015-03-23
3
083298065
HK0000125358
HKD
150,000,000.00
HKNG
2012-10-05
2017-10-05
0.00
2015-01-05
2015-04-08
3
083860065
HK0000126430
HKD
HKNG
2012-10-31
2015-10-30
0.00
2015-01-30
2015-04-30
3
085029843
HK0000128675
HKNG
2012-10-31
2017-10-31
0.00
2015-01-30
2015-04-30
3
085030574
HKNG
2012-11-01
2017-11-01
0.00
2015-02-02
2015-05-04
3
HKNG
2012-11-06
2022-11-07
0.00
2014-11-07
2015-02-09
HKNG
2012-11-09
2015-11-09
0.00
2014-11-10
HKNG
2012-11-09
2017-11-09
0.00
HKNG
2012-11-09
2022-11-09
HKNG
2012-11-13
HKNG
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
100,000.00
100,000.00
2012-10-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
N
N
1,000,000.00
1,000,000.00
2012-10-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
160,000,000.00
160,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-11-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2012-12-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000128683
HKD
600,000,000.00
600,000,000.00
N
N
500,000.00
500,000.00
2012-12-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
085096001
HK0000128899
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-12-11
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3
085254928
HK0000129327
HKD
135,000,000.00
135,000,000.00
N
N
500,000.00
500,000.00
2012-12-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-02-09
3
085257587
HK0000129780
HKD
345,000,000.00
345,000,000.00
N
N
500,000.00
500,000.00
2012-12-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2014-11-10
2015-02-09
3
085281437
HK0000129715
HKD
660,000,000.00
660,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-12-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
0.00
2014-11-10
2015-02-09
3
085314432
HK0000129731
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-12-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2017-11-13
0.00
2014-11-13
2015-02-13
3
085348949
HK0000129921
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-12-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2012-11-12
2015-11-12
0.00
2014-11-12
2015-02-12
3
085355953
HK0000129913
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2012-12-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-11-20
2022-11-21
0.00
2014-11-21
2015-02-23
3
085734270
HK0000130432
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2012-12-31
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-11-23
2015-11-23
0.00
2014-11-24
2015-02-23
3
085760700
HK0000130622
HKD
937,000,000.00
937,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-01-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-11-23
2015-11-23
0.00
2014-11-24
2015-02-23
3
085764047
HK0000130630
HKD
330,000,000.00
330,000,000.00
N
N
500,000.00
500,000.00
2013-01-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-12-03
2017-12-04
0.00
2014-12-04
2015-03-04
3
086081563
HK0000131521
HKD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
2013-01-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-12-07
2015-12-07
0.00
2014-12-08
2015-03-09
3
086183749
HK0000131893
USD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2013-01-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-12-11
2017-12-11
0.00
2014-12-11
2015-03-11
3
086350068
HK0000132230
HKD
345,000,000.00
345,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-01-21
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-12-12
2017-12-12
0.00
2014-12-12
2015-03-12
3
086439611
HK0000132552
HKD
109,000,000.00
109,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-01-21
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-12-14
2015-12-14
0.00
2014-12-15
2015-03-16
3
086522730
HK0000132867
HKD
420,000,000.00
420,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-01-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-12-31
2017-12-29
0.00
2014-12-31
2015-03-31
3
087117758
HK0000134491
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
2013-02-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-01-09
2018-01-09
0.00
2015-01-09
2015-04-09
3
087262928
HK0000135118
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-02-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-01-18
2016-01-18
0.00
2015-01-19
2015-04-20
3
087564479
HK0000136553
HKD
155,000,000.00
155,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-02-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-01-18
2016-01-18
0.00
2015-01-19
2015-04-20
3
087570347
HK0000137080
HKD
155,000,000.00
155,000,000.00
N
N
500,000.00
500,000.00
2013-02-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
CDBHLC13009
CHN DEVELOPMENT
BANK FRCD
2016-01-18
CDBHLC13010
CHN DEVELOPMENT
BANK FRCD
2016-01-18
CDBHLC13013
CHN DEVELOPMENT
BANK FRCD
2016-01-18
CDBHLC13014
CHN DEVELOPMENT
BANK FRCD
2016-01-18
CDBHLC13017
CHN DEVELOPMENT
BANK FRCD
2018-01-17
CDBHLC13019
CHN DEVELOPMENT
BANK FRCD
2016-01-25
CDBHLC13020
CHN DEVELOPMENT
BANK FRCD
2016-10-19
CDBHLC13024
CHN DEVELOPMENT
BANK FRCD
2016-02-01
CDBHLC13026
CHN DEVELOPMENT
BANK FRCD
2016-02-05
CDBHLC13027
CHN DEVELOPMENT
BANK FRCD
2016-02-05
CDBHLC13028
CHN DEVELOPMENT
BANK FRCD
2016-02-05
CDBHLC13029
CHN DEVELOPMENT
BANK FRCD
2016-02-05
CDBHLC13030
CHN DEVELOPMENT
BANK FRCD
2018-02-14
CDBHLC13034
CHN DEVELOPMENT
BANK FRCD
2018-02-26
CDBHLC13036
CHN DEVELOPMENT
BANK FRCD
2018-02-27
CDBHLC13037
CHN DEVELOPMENT
BANK FRCD
2016-03-01
CDBHLC13043
CHN DEVELOPMENT
BANK FRCD
2018-04-10
CDBHLC13048
CHN DEVELOPMENT
BANK FRCD
2020-11-06
CDBHLC13050
CHN DEVELOPMENT
BANK FRCD
2018-05-09
CDBHLC13058
CHN DEVELOPMENT
BANK FRCD
2016-09-16
CDBHLC13069
CHN DEVELOPMENT
BANK FRCD
2016-10-03
CDBHLC13074
CHN DEVELOPMENT
BANK FRCD
2018-10-09
CDBHLC13076
CHN DEVELOPMENT
BANK FRCD
2018-10-23
CDBHLC13078
CHN DEVELOPMENT
BANK FRCD
2018-11-20
CDBHLC14032
CHINA
DEVELOPMENT
BANK FRCD
2015-05-22
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2013-01-18
HKNG
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2016-01-18
0.00
2015-01-19
2015-04-20
3
087570355
HK0000137098
HKD
155,000,000.00
155,000,000.00
N
2013-01-18
2016-01-18
0.00
2015-01-19
2015-04-20
3
087576957
HK0000136561
HKD
155,000,000.00
155,000,000.00
HKNG
2013-01-18
2016-01-18
0.00
2015-01-19
2015-04-20
3
087618196
HK0000136538
HKD
150,000,000.00
HKNG
2013-01-18
2016-01-18
0.00
2015-01-19
2015-04-20
3
087618200
HK0000136546
HKD
HKNG
2013-01-17
2018-01-17
0.00
2015-01-19
2015-04-17
3
087659089
HK0000136827
HKNG
2013-01-25
2016-01-25
0.00
2015-01-26
2015-04-27
3
087747557
HKNG
2013-01-22
2016-10-19
0.00
2015-01-20
2015-04-20
3
HKNG
2013-02-01
2016-02-01
0.00
2015-02-02
2015-05-04
HKNG
2013-02-06
2016-02-05
0.00
2014-11-06
HKNG
2013-02-06
2016-02-05
0.00
HKNG
2013-02-06
2016-02-05
HKNG
2013-02-06
HKNG
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
500,000.00
500,000.00
2013-02-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
N
N
1,000,000.00
1,000,000.00
2013-02-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
150,000,000.00
N
N
500,000.00
500,000.00
2013-02-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2013-02-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKD
215,000,000.00
215,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-02-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000137528
HKD
180,000,000.00
180,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-03-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
087782921
HK0000137312
USD
16,500,000.00
16,500,000.00
N
N
16,500,000.00
16,500,000.00
3
088326105
HK0000138732
HKD
650,000,000.00
650,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-03-13
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-02-06
3
088606990
HK0000139250
HKD
155,000,000.00
155,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-03-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2014-11-06
2015-02-06
3
088607007
HK0000139268
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-03-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
0.00
2014-11-06
2015-02-06
3
088607139
HK0000139276
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-03-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2016-02-05
0.00
2014-11-06
2015-02-06
3
088626630
HK0000139284
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
2013-03-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2013-02-14
2018-02-14
0.00
2014-11-14
2015-02-16
3
088842090
HK0000139763
HKD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
HKNG
2013-02-27
2018-02-26
0.00
2014-11-27
2015-02-27
3
089573068
HK0000140829
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-02-27
2018-02-27
0.00
2014-11-27
2015-02-27
3
089611881
HK0000141207
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2013-03-01
2016-03-01
0.00
2014-12-01
2015-03-02
3
089688728
HK0000141439
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
HKNG
2013-04-10
2018-04-10
0.00
2015-01-12
2015-04-10
3
091429373
HK0000145497
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2013-05-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-05-06
2020-11-06
0.00
2014-11-06
2015-02-06
3
092676170
HK0000148798
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-06-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-05-09
2018-05-09
0.00
2014-11-10
2015-02-09
3
092845982
HK0000150513
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2013-06-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-09-16
2016-09-16
0.00
2014-12-16
2015-03-16
3
097198977
HK0000163847
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-10-28
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-10-03
2016-10-03
0.00
2015-01-05
2015-04-08
3
097580871
HK0000166063
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
2013-11-12
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-10-09
2018-10-09
0.00
2015-01-09
2015-04-09
3
097968209
HK0000166865
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2013-11-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-10-23
2018-10-23
0.00
2015-01-23
2015-04-23
3
098527001
HK0000168473
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-12-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-11-20
2018-11-20
0.00
2014-11-20
2015-02-23
3
099515759
HK0000172665
HKD
137,000,000.00
137,000,000.00
N
N
500,000.00
500,000.00
2013-12-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-05-26
2015-05-22
0.00
2014-11-24
2015-02-23
3
107165517
HK0000201225
HKD
275,000,000.00
275,000,000.00
N
N
1,000,000.00
1,000,000.00
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
n
2013-04-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
CDBHLC14038
CDBHLC14041
Issue Description
Issuer
CHINA
DEVELOPMENT
BANK FRCD
2017-06-27
CHN DEVELOPMENT
BANK FRCD
2017-07-29
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
CHINA
DEVELOPMENT
BANK
CORPORATION
MTR CORPORATION
(C.I.) LTD.
MTR CORPORATION
(C.I.) LTD.
MTR CORPORATION
(C.I.) LTD.
MTR CORPORATION
(C.I.) LTD.
MTR CORPORATION
(C.I.) LTD.
MTR CORPORATION
(C.I.) LTD.
MTR CORPORATION
(C.I.) LTD.
MTR CORPORATION
(C.I.) LTD.
SWIRE PACIFIC MTN
FINANCING LIMITED
SWIRE PACIFIC MTN
FINANCING LIMITED
CDBHLC15006
CHN DEVELOPMENT
BANK FRCD
2018-01-30
CDBHLN15002
CHN DEVELOPMENT
BANK FRN 2016-01-07
CDBHZC14028
CHINA
DEVELOPMENT
BANK 0.00%
2015-04-30
CHINA
DEVELOPMENT
BANK 0.00%
2015-07-17
CHINA
DEVELOPMENT
BANK 0.00%
2016-07-25
MTR CORP (C.I.) 4.9%
2018-06-25
MTR CORP (C.I.) 5.2%
2018-07-18
MTR CORP (C.I.) 5.8%
2018-08-13
MTR CORP (C.I.)
4.95% 2019-10-21
MTR CORP (C.I.)
4.51% 2016-11-10
MTR CORP (C.I.) 4.5%
2015-05-11
MTR CORP (C.I.)
4.75% 2020-05-11
MTR CORP (C.I.)
4.28% 2020-07-06
SWIRE PAC MTN FIN
LTD 4.40% 2018-03-01
SWIRE PAC MTN FIN
LTD 4.625%
2018-06-11
SWIRE PAC MTN FIN
5.05% 2018-08-14
SWIRE PAC MTN FIN
4.236% 2018-09-24
SWIRE PAC MTN FIN
4.2% 2018-12-18
ASIAN
DEVELOPMENT BK
2.85% 2020-10-21
SWIRE PAC MTN FIN
3.9% 2030-11-05
IFC 1.80% 2016-01-27
CDBHZC14039
CDBHZC15004
CIHKFN03007
CIHKFN03009
CIHKFN03012
CIHKFN04005
CIHKFN04009
CIHKFN05004
CIHKFN05005
CIHKFN05006
CIHKFN08002
CIHKFN08005
CIHKFN08008
CIHKFN08009
CIHKFN08011
CIHKFN10002
CIHKFN10003
CIHKFN11002
CIHKFN11005
CIHKFN12001
CIHKFN12002
CIHKFN12004
CIHKFN12005
CIHKFN12006
CIHKFN12007
CIHKFN13001
CIHKFN13002
CIHKFN13003
CIHKFN13004
CIHKFN13005
CIHKFN13006
CIHKFN14001
CILHFB11014
CILHFB13003
CILHFB14006
MTR CORP (C.I.)
2.15% 2016-12-08
SWIRE PAC MTN FIN
3.78% 2022-02-28
MTR CORP (C.I.)
1.68% 2017-03-15
MTR CORP (C.I.)
2.25% 2022-10-12
MTR CORP (C.I.)
1.90% 2020-10-25
SWIRE PAC MTN FIN
3.15% 2022-11-15
SWIRE PAC MTN FIN
3.30% 2027-11-23
SWIRE PAC MTN FIN
2.9% 2023-01-24
MTR CORP (C.I.)
3.25% 2043-01-28
MTR CORP (C.I.)
3.25% 2043-03-12
SWIRE PAC MTN FIN
3% 2023-03-22
SWIRE PAC MTN FIN
4.0% 2023-08-02
SWIRE PAC MTN FIN
4.0% 2023-08-05
SWIRE PAC MTN FIN
LTD 3.68% 2024-05-27
ANSTOCK LTD 4.25%
2016-09-20
21 VIANET GROUP
INC 7.875%
2016-03-22
CHINA MERCHANTS
BK CHINA 4.1%
2017-04-10
SWIRE PACIFIC MTN
FINANCING LIMITED
SWIRE PACIFIC MTN
FINANCING LIMITED
SWIRE PACIFIC MTN
FINANCING LIMITED
ASIAN
DEVELOPMENT
BANK
SWIRE PACIFIC MTN
FINANCING LIMITED
INTERNATIONAL
FINANCE CORP.
MTR CORPORATION
(C.I.) LTD.
SWIRE PACIFIC MTN
FINANCING LIMITED
MTR CORPORATION
(C.I.) LTD.
MTR CORPORATION
(C.I.) LTD.
MTR CORPORATION
(C.I.) LTD.
SWIRE PACIFIC MTN
FINANCING LIMITED
SWIRE PACIFIC MTN
FINANCING LIMITED
SWIRE PACIFIC MTN
FINANCING LIMITED
MTR CORPORATION
(C.I.) LTD.
MTR CORPORATION
(C.I.) LTD.
SWIRE PACIFIC MTN
FINANCING LIMITED
SWIRE PACIFIC MTN
FINANCING LIMITED
SWIRE PACIFIC MTN
FINANCING LIMITED
SWIRE PACIFIC MTN
FINANCING LIMITED
ANSTOCK LIMITED,
CAYMAN ISLANDS
21 VIANET GROUP,
INC., CAYMAN
ISLANDS
CHINA MERCHANTS
BANK CO., LTD,
CHINA
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2014-06-27
HKNG
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2017-06-27
0.00
2014-12-29
2015-03-27
3
108231998
HK0000205028
HKD
300,000,000.00
300,000,000.00
N
2014-07-29
2017-07-31
0.00
2015-01-29
2015-04-29
3
109167037
HK0000208667
HKD
300,000,000.00
300,000,000.00
HKNG
2015-01-30
2018-01-30
0.00
2015-04-30
3
117901696
HK0000235934
HKD
600,000,000.00
BCMK
2015-01-07
2016-01-07
0.00
2015-04-08
3
116359693
HK0000231628
HKD
HKNG
2014-04-30
2015-04-30
0.00
2015-04-30
12
106356050
HK0000197589
HKNG
2014-07-17
2015-07-17
0.00
2015-07-17
12
108885238
HKNG
2015-01-23
2016-07-25
0.00
2016-07-25
18
CIHK
2003-06-25
2018-06-25
4.90
2015-06-25
12
2014-06-25
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
1,000,000.00
1,000,000.00
2014-08-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
N
N
1,000,000.00
1,000,000.00
2014-09-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
600,000,000.00
N
N
1,000,000.00
1,000,000.00
2015-03-11
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
CNY
611,000,000.00
611,000,000.00
N
N
500,000.00
500,000.00
HK0000207180
CNY
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
117249603
HK0000234713
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
017069748
HK0000016938
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
n
2014-06-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2015-03-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
CIHK
2003-07-18
2018-07-18
5.20
2014-07-18
2015-07-20
12
017278134
HK0000016946
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
CIHK
2003-08-12
2018-08-13
5.80
2014-11-12
2015-02-12
3
017438620
HK0000016953
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
HK0000028511
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
CIHK
2004-10-21
2019-10-21
4.95
2015-01-21
2015-04-21
3
020375990
CIHK
2004-11-10
2016-11-10
4.51
2014-11-10
2015-02-10
3
020487046
CIHK
2005-05-09
2015-05-11
4.50
2014-11-10
2015-02-09
3
021805653
HK0000030962
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
CIHK
2005-05-09
2020-05-11
4.75
2014-11-10
2015-02-09
3
021805688
HK0000030970
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
CIHK
2005-07-04
2020-07-06
4.28
2015-01-05
2015-04-08
3
022347411
HK0000031549
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
CIHK
2008-02-29
2018-03-01
4.40
2014-11-28
2015-02-27
3
035033424
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
2017-08-29
CIHK
2008-06-11
2018-06-11
4.63
2014-06-11
2015-06-11
12
036810653
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-07-21
CIHK
2008-08-14
2018-08-14
5.05
2014-11-14
2015-02-16
3
038289756
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
CIHK
2008-09-24
2018-09-24
4.24
2014-09-24
2015-09-24
12
038912950
HKD
385,000,000.00
385,000,000.00
N
N
1,000,000.00
1,000,000.00
CIHK
2008-12-18
2018-12-18
4.20
2014-12-18
2015-03-18
3
040580930
HKD
310,000,000.00
310,000,000.00
N
N
1,000,000.00
1,000,000.00
CIHK
2010-10-21
2020-10-21
2.85
2014-10-21
2015-04-21
6
055256861
CNY
1,200,000,000.00
1,200,000,000.00
N
N
500,000.00
500,000.00
n
CIHK
2010-11-05
2030-11-05
3.90
2015-02-05
2015-05-05
3
055697264
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CIHK
2011-01-27
2016-01-27
1.80
2015-01-27
2015-07-27
6
058589918
CNY
150,000,000.00
150,000,000.00
N
N
1,000,000.00
10,000.00
CIHK
2011-12-08
2016-12-08
2.15
2014-12-08
2015-03-09
3
071709531
HK0000095551
HKD
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-01-17
CIHK
2012-02-28
2022-02-28
3.78
2014-11-28
2015-02-27
3
075026650
HK0000104015
HKD
880,000,000.00
880,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-04-10
CIHK
2012-03-15
2017-03-15
1.68
2014-12-15
2015-03-16
3
075787669
HK0000106101
HKD
500,000,000.00
500,000,000.00
N
N
1,500,000.00
500,000.00
2012-04-24
CIHK
2012-10-12
2022-10-12
2.25
2015-01-12
2015-04-13
3
084266248
HK0000127016
HKD
500,000,000.00
500,000,000.00
N
N
1,500,000.00
500,000.00
2012-11-21
CIHK
2012-10-25
2020-10-26
1.90
2015-01-26
2015-04-27
3
084842923
HK0000128022
HKD
300,000,000.00
300,000,000.00
N
N
1,500,000.00
500,000.00
2012-12-04
CIHK
2012-11-15
2022-11-15
3.15
2014-11-17
2015-11-16
12
085528599
HK0000130309
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-12-27
CIHK
2012-11-23
2027-11-23
3.30
2014-11-24
2015-02-23
3
085739905
HK0000130531
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
CIHK
2013-01-24
2023-01-24
2.90
2015-01-26
2015-04-24
3
087906604
HK0000137866
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
CIHK
2013-01-28
2043-01-28
3.25
2015-01-28
2015-04-28
3
088091205
HK0000138286
HKD
500,000,000.00
500,000,000.00
N
N
2,000,000.00
1,000,000.00
CIHK
2013-03-12
2043-03-12
3.25
2014-12-12
2015-03-12
3
090393669
HK0000142858
HKD
200,000,000.00
200,000,000.00
N
N
2,000,000.00
CIHK
2013-03-22
2023-03-22
3.00
2014-12-22
2015-03-23
3
090844440
HK0000144037
HKD
300,000,000.00
300,000,000.00
N
N
CIHK
2013-08-02
2023-08-02
4.00
2015-02-02
2015-05-04
3
095725082
HK0000158664
HKD
519,000,000.00
519,000,000.00
N
N
CIHK
2013-08-05
2023-08-07
4.00
2014-08-05
2015-08-05
12
095725074
HK0000158672
HKD
231,000,000.00
231,000,000.00
N
N
HK0000114733
HK0000071412
n
ADJ LONG LAST CPN TO
2018-03-01
EXCH PERM NOTE &
CERTIFY NON-US BENE
OWN
n
n
n
n
2009-01-29
EXCH TO PERM NOTES &
CERTIFY NON-US BENE
n
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
n
n
n
2013-03-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
1,000,000.00
2013-04-22
1,000,000.00
1,000,000.00
2013-05-02
1,000,000.00
1,000,000.00
2013-09-11
1,000,000.00
1,000,000.00
2013-09-16
2014-07-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
n
n
CIHK
2014-05-27
2024-05-27
3.68
2014-11-27
2015-02-27
3
107251570
HK0000201449
HKD
700,000,000.00
700,000,000.00
N
N
1,500,000.00
500,000.00
CILH
2011-09-20
2016-09-20
4.25
2014-09-22
2015-03-20
6
067739876
HK0000089000
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
n
n
CILH
2013-03-22
2016-03-22
7.88
2014-09-22
2015-03-23
6
090713205
HK0000143658
CNY
1,000,000,000.00
264,300,000.00
N
N
1,000,000.00
100,000.00
n
CILH
2014-04-10
2017-04-10
4.10
2014-10-10
2015-04-10
6
105405642
HK0000195088
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
List of CMUS Instruments
2015-02-05
Issue
Number
CILHFB14010
CILHFB14013
CILHFB14015
CILHFB14026
CILHFB14028
CILHFN11006
CILHFN11007
CILHFN11014
CILHFN12001
CILHFN12004
CILHFN12005
CILHFN12008
CILHFN12009
CILHFN13001
CILHFN13004
CILHFN13005
CILHFN13008
Issue Description
Issuer
CHINA CHENGTONG
DEV GRP 4.0%
2017-05-09
HK HUAFA
INVESTMENT 4.25%
2017-6-18
21 VIANET GROUP
INC. 6.875%
2017-06-26
YUNNAN ENERGY
INV(OVERSEAS)5.5%
20171021
CHINA CHENGTONG
DEVELOPMENT
GROUP LIMITED
HONG KONG HUAFA
INVESTMENT
HOLDINGS CO. LTD.
21 VIANET GROUP
INC., BEIJING
ORIENT
HONGSHENG LTD
6.5% 2017-11-26
GLOBAL LOGISTIC
PROP 3.375%
2016-05-11
GLOBAL LOGISTIC
PROP 4% 2018-05-11
CATHAY PACIFIC
MTN FIN 3.9%
2018-10-17
LOTTE SHOPPING
BUSINESS 4.00%
2015-02-09
CATHAY PACIFIC
MTN FIN 4.25%
2019-04-18
CATHAY PACIFIC
MTN FIN 3.5%
2017-04-19
SWIRE PROPERTIES
MTN FIN 2.35%
2017-8-23
SWIRE PROPERTIES
MTN FIN 2.8%
2019-08-22
WING TAI PROP (FIN)
LTD 3.95% 2023-01-25
KAISA GROUP
HOLDING LTD
6.875%2016-04-22
UA FINANCE (BVI)
LTD 6.90% 2018-05-02
POWERLONG REAL
EST.HDG.LTD.9.5%20
16-5-27
CILHFN13009
FANTASIA
GP.HDG.CO.LTD.
7.875% 2016-5-27
CILHFN13012
WING TAI PROP (FIN)
LTD 3.80% 2023-05-24
CILHFN13017
CHINA XLX
FERTILISER LTD
8.5% 2015-02-06
MODERN
LAND(CHINA)CO.
LTD 11% 2017-01-22
CILHFN14002
CILHFN14004
CILHFN14005
CILHFN14008
CILHFN14011
CILHFN14012
CILHFN14014
CILHFN14017
CILHFN14018
CILHFN14019
CILHFN14020
CENTRAL PLAZA
DEV LTD 5.75%
2017-02-17
CENTRAL PLAZA
DEV LTD 6.875%
2019-02-17
CHINA UNICOM (HK)
LTD 4.00% 2017-04-16
SINOCHEM
OFFSHORE 3.55%
2017-05-13
MAIKUN
INVESTMENT CO
LTD 4.5% 2017-06-06
EASTERN CREATION
II INV 3.75%
2017-6-27
CHINA UNICOM (HK)
LTD 3.80% 2016-07-24
PING AN INT FIN
LTD 4.4% 2017-6-7
EASTERN CREATION
II INV 2.35%
2017-7-10
HK SCIENCE AND
TECH 2.12%
2019-07-11
YUNNAN ENERGY
INVESTMENT
(OVERSEAS) CO LTD.
BVI
ORIENT
HONGSHENG
LIMITED, BVI
GLOBAL LOGISTIC
PROPERTIES
LIMITED
GLOBAL LOGISTIC
PROPERTIES
LIMITED
CATHAY PACIFIC
MTN FINANCING
LIMITED
LOTTE SHOPPING
BUSINESS
MANAGEMENT
(HONG KONG) LTD
CATHAY PACIFIC
MTN FINANCING
LIMITED
CATHAY PACIFIC
MTN FINANCING
LIMITED
SWIRE PROPERTIES
MTN FINANCING
LIMITED
SWIRE PROPERTIES
MTN FINANCING
LIMITED
WING TAI
PROPERTIES
(FINANCE) LIMITED,
BVI
KAISA GROUP
HOLDINGS LTD.,
CAYMAN ISLANDS
UA FINANCE (BVI)
LIMITED
POWERLONG REAL
ESTATE HOLDINGS
LTD, CAYMAN
ISLANDS
FANTASIA GROUP
HOLDINGS CO.,
LTD., CAYMAN
ISLANDS
WING TAI
PROPERTIES
(FINANCE) LIMITED,
BVI
CHINA XLX
FERTILISER LTD
MODERN LAND
(CHINA) CO.,
LIMITED, CAYMAN
ISLANDS
CENTRAL PLAZA
DEVELOPMENT
LIMITED
CENTRAL PLAZA
DEVELOPMENT
LIMITED
CHINA UNICOM
(HONG KONG) LTD.
SINOCHEM
OFFSHORE CAPITAL
COMPANY LTD.
MAIKUN
INVESTMENT CO.,
LTD. BV ISLANDS
EASTERN CREATION
II INVESTMENT
HOLDINGS LTD.,BVI
CHINA UNICOM
(HONG KONG) LTD.
PING AN
INTERNATIONAL
FINANCE LTD.,
CHINA
EASTERN CREATION
II INVESTMENT
HOLDINGS LTD.,BVI
HONG KONG
SCIENCE AND
TECHNOLOGY
PARKS
CORPORATION
Paying
Agent
Code
Issue
Date
Maturity
Date
CILH
2014-05-09
CILH
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Next
Coupon
Date
2017-05-09
4.00
2014-11-10
2015-05-11
6
106476845
HK0000198496
CNY
600,000,000.00
600,000,000.00
N
N
1,000,000.00
10,000.00
n
2014-06-18
2017-06-19
4.25
2014-12-18
2015-06-18
6
107673636
HK0000203510
CNY
850,000,000.00
850,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2014-06-26
2017-06-26
6.88
2014-12-29
2015-06-26
6
108042265
HK0000204716
CNY
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
100,000.00
n
CILH
2014-10-21
2017-10-23
5.50
2015-04-21
6
112119221
HK0000219714
CNY
600,000,000.00
600,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2014-11-26
2017-11-27
6.50
2015-05-26
6
114031615
HK0000224722
CNY
900,000,000.00
900,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2011-05-11
2016-05-11
3.38
2014-11-11
2015-05-11
6
062559659
HK0000079803
CNY
2,650,000,000.00
2,650,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2011-05-11
2018-05-11
4.00
2014-11-11
2015-05-11
6
062587920
HK0000079811
CNY
350,000,000.00
350,000,000.00
N
N
500,000.00
500,000.00
n
CILH
2011-10-17
2018-10-17
3.90
2015-01-19
2015-04-17
3
069272649
HK0000090511
HKD
658,000,000.00
658,000,000.00
N
N
1,000,000.00
1,000,000.00
CILH
2012-02-09
2015-02-09
4.00
2014-08-11
2015-02-09
6
073447534
HK0000101086
CNY
750,000,000.00
750,000,000.00
N
N
10,000.00
10,000.00
n
CILH
2012-04-18
2019-04-18
4.25
2014-04-22
2015-04-20
12
077331875
HK0000109451
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CILH
2012-04-19
2017-04-19
3.50
2015-01-19
2015-04-20
3
077306692
HK0000109790
HKD
200,000,000.00
200,000,000.00
N
N
1,500,000.00
500,000.00
2012-05-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CILH
2012-08-23
2017-08-23
2.35
2014-11-24
2015-02-23
3
081894574
HK0000122116
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CILH
2012-08-22
2019-08-22
2.80
2014-11-24
2015-02-23
3
081925194
HK0000122124
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CILH
2013-01-25
2023-01-25
3.95
2015-01-26
2015-04-27
3
087903141
HK0000138229
HKD
480,000,000.00
480,000,000.00
N
N
1,500,000.00
500,000.00
2013-03-06
CERTIFY NON-US BENE
n
CILH
2013-04-22
2016-04-22
6.88
2014-10-22
2015-04-22
6
091908786
HK0000146719
CNY
1,800,000,000.00
1,800,000,000.00
N
N
1,000,000.00
100,000.00
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
Subject to
FATCA
Withholding
Tax
Last
Coupon
Date
2011-11-28
Special
Action
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
CILH
2013-05-02
2018-05-02
6.90
2014-11-03
2015-05-04
6
092091368
HK0000148368
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2013-05-27
2016-05-27
9.50
2014-11-27
2015-05-27
6
093560566
HK0000151370
CNY
800,000,000.00
800,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2013-05-27
2016-05-27
7.88
2014-11-27
2015-05-27
6
093560574
HK0000150760
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
100,000.00
n
CILH
2013-05-24
2023-05-24
3.80
2014-11-24
2015-02-24
3
093669843
HK0000151529
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
CILH
2013-08-06
2015-02-06
8.50
2014-08-06
2015-02-06
6
095558348
HK0000157989
CNY
250,000,000.00
250,000,000.00
N
N
1,000,000.00
100,000.00
n
CILH
2014-01-22
2017-01-23
11.00
2015-01-22
2015-07-22
6
101901602
HK0000181773
CNY
1,100,000,000.00
1,100,000,000.00
N
N
1,000,000.00
100,000.00
n
CILH
2014-02-17
2017-02-17
5.75
2014-08-18
2015-02-17
6
103265797
HK0000185816
CNY
3,000,000,000.00
3,000,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2014-02-17
2019-02-18
6.88
2014-08-18
2015-02-17
6
103265819
HK0000185824
CNY
250,000,000.00
250,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2014-04-16
2017-04-17
4.00
2014-10-16
2015-04-16
6
105777787
HK0000196235
CNY
4,000,000,000.00
4,000,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2014-05-13
2017-05-15
3.55
2014-11-13
2015-05-13
6
106663793
HK0000199114
CNY
2,500,000,000.00
2,500,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2014-06-06
2017-06-06
4.50
2014-12-08
2015-06-08
6
107437266
HK0000202389
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2014-06-27
2017-06-27
3.75
2014-12-29
2015-06-29
6
107907815
HK0000203924
CNY
1,200,000,000.00
1,200,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2014-07-24
2016-07-25
3.80
2015-01-26
2015-07-24
6
108049472
HK0000204773
CNY
2,500,000,000.00
2,500,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2014-07-07
2017-06-07
4.40
2014-12-08
2015-06-08
6
108423960
HK0000205572
CNY
445,000,000.00
445,000,000.00
N
N
1,000,000.00
10,000.00
n
CILH
2014-07-09
2017-07-10
2.35
2015-01-09
2015-07-09
6
108504978
HK0000205580
HKD
600,000,000.00
600,000,000.00
N
N
1,000,000.00
100,000.00
n
CILH
2014-07-11
2019-07-11
2.12
2015-01-12
2015-07-13
6
108605928
HK0000206034
HKD
855,000,000.00
855,000,000.00
N
N
1,500,000.00
1,500,000.00
n
2013-07-03
CERTIFY NON-US BENE
n
List of CMUS Instruments
2015-02-05
Issue
Number
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2024-07-11
3.20
2015-01-12
2015-07-13
6
108606061
HK0000206018
HKD
852,000,000.00
852,000,000.00
N
2014-07-17
2024-07-17
3.55
2015-01-19
2015-04-17
3
108885319
HK0000207073
HKD
300,000,000.00
300,000,000.00
CILHFN14029
CILHFN15001
CILHLN12006
CILHLN12010
CILHLN12011
CILHZN14030
CMBCFC10001
CMBCFC13005
CMBCFC13008
CMBCFC13011
CMBCFC13016
CMBCFC14008
CMBCFC14010
CMBCFC14011
CMBCFC14012
CMBCFC14013
CMBCFC14014
CMBCFC14015
CMBCFC14017
CMBCFC14019
CMBCFC14020
CMBCFC14021
CMBCLC12002
CMBCLC12003
CMBCLC12009
SWIRE PROPERTIES
MTN FIN 3.1%
2024-10-24
WING TAI PROP (FIN)
LTD 4.50% 2024-11-27
SWIRE PROPERTIES
MTN FIN 2.90%
2025-1-23
CATHAY PACIFIC
MTN FIN FRN
2017-05-02
CATHAY PACIFIC
MTN FIN FRN
2022-10-17
CATHAY PACIFIC
MTN FIN FRN
2022-12-03
INTERNATIONAL
FINANCE CORP 0%
2015-03-31
CHINA MERCHANTS
BK HK 3.40%
2017-05-12
CHINA MERCHANTS
BK HK 1.25%
2016-03-15
CHINA MERCHANTS
BK HK 2.22%
2018-06-13
CHINA MERCHANTS
BK HK 4.45%
2023-08-23
CHINA MERCHANTS
BK HK 1.42%
2015-11-30
CHINA MERCHANTS
BK HK 1.50%
2015-02-06
CHINA MERCHANTS
BK HK 2.85%
2015-02-27
CHINA MERCHANTS
BK HK 2.85%
2015-02-27
CHINA MERCHANTS
BK HK 3.02%
2015-03-02
CHINA MERCHANTS
BK HK 2.78%
2015-03-11
CHINA MERCHANTS
BK HK 1.50%
2015-04-16
CHINA MERCHANTS
BK HK 3.30%
2019-04-23
CHINA MERCHANTS
BK HK 1.55%
2015-05-05
CHINA MERCHANTS
BK HK 3.10%
2019-05-30
CHINA MERCHANTS
BK HK 1.35%
2016-08-22
CHINA MERCHANTS
BK HK 3.10%
2015-09-04
CHINA MERCHANTS
BK HK FRCD
2015-02-17
CHINA MERCHANTS
BK HK FRCD
2015-03-26
CHINA MERCHANTS
BK HK FRCD
2015-09-14
CILH
CILH
2014-08-08
2021-08-09
4.30
2014-11-10
2015-02-09
3
109838403
HK0000211281
HKD
100,000,000.00
CILH
2014-09-10
2021-09-10
4.00
2015-09-10
12
110763271
HK0000215373
CNY
CILH
2014-10-06
2021-10-06
4.10
2015-01-06
2015-04-08
3
111667888
HK0000218617
CILH
2014-10-24
2024-10-24
3.10
2015-01-26
2015-04-24
3
112951601
CILH
2014-11-27
2024-11-27
4.50
2015-02-27
3
CILH
2015-01-23
2025-01-23
2.90
2015-04-23
CILH
2012-05-02
2017-05-02
2.74
2015-02-02
CILH
2012-10-17
2022-10-17
3.03
CILH
2012-12-03
2022-12-05
3.04
CILH
2014-12-30
2015-03-31
0.00
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2010-05-12
2017-05-12
3.40
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2013-03-15
2016-03-15
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2013-06-13
CHINA MERCHANTS
BANK CO., LTD.
DBAN
CHINA MERCHANTS
BANK CO., LTD.
N
1,500,000.00
500,000.00
2014-08-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
100,000,000.00
N
N
1,500,000.00
500,000.00
2014-09-17
CERTIFY NON-US BENE
n
300,000,000.00
300,000,000.00
N
N
1,000,000.00
10,000.00
HKD
100,000,000.00
100,000,000.00
N
N
1,500,000.00
500,000.00
2014-11-17
CERTIFY NON-US
BENEFICIARIES
n
HK0000221371
HKD
300,000,000.00
300,000,000.00
N
N
1,500,000.00
500,000.00
2014-12-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
114420077
HK0000226164
HKD
100,000,000.00
100,000,000.00
N
N
1,500,000.00
500,000.00
2015-01-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3
117379434
HK0000235009
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
500,000.00
2015-03-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-05-05
3
077757775
HK0000110558
HKD
123,000,000.00
123,000,000.00
N
N
1,500,000.00
500,000.00
n
2015-01-19
2015-04-17
3
084254959
HK0000127495
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2014-12-03
2015-03-03
3
086055333
HK0000131711
HKD
314,000,000.00
314,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-03-31
3
116093642
HK0000231016
CNY
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2014-05-12
2015-05-12
12
050871100
HK0000064359
HKD
42,000,000.00
42,000,000.00
N
N
500,000.00
500,000.00
2010-06-21
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
1.25
2014-03-17
2015-03-16
12
090356755
HK0000142866
HKD
400,000,000.00
400,000,000.00
N
N
500,000.00
500,000.00
2013-04-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2018-06-13
2.22
2014-12-15
2015-03-13
3
094323126
HK0000152998
HKD
110,000,000.00
110,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-07-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2013-08-23
2023-08-23
4.45
2014-08-25
2015-08-24
12
096479662
HK0000160801
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
2013-10-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
DBAN
2013-11-28
2015-11-30
1.42
2014-11-28
2015-02-27
3
099797843
HK0000174398
HKD
107,000,000.00
107,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-01-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-02-06
2015-02-06
1.50
2015-02-06
12
102827864
HK0000184504
HKD
610,000,000.00
610,000,000.00
N
N
500,000.00
500,000.00
2014-03-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-02-27
2015-02-27
2.85
2015-02-27
12
103966299
HK0000188083
CNY
250,000,000.00
250,000,000.00
N
N
500,000.00
500,000.00
2014-04-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-02-27
2015-02-27
2.85
2015-02-27
12
103966442
HK0000188109
CNY
166,000,000.00
166,000,000.00
N
N
500,000.00
500,000.00
2014-04-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-02-28
2015-03-02
3.02
2015-03-02
12
103966469
HK0000188091
CNY
151,000,000.00
151,000,000.00
N
N
500,000.00
500,000.00
2014-04-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-03-11
2015-03-11
2.78
2015-03-11
12
104292712
HK0000190170
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2014-04-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-04-16
2015-04-16
1.50
2015-04-16
12
105774559
HK0000196219
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-05-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-04-23
2019-04-23
3.30
2015-04-23
12
106037736
HK0000196714
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-06-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-05-05
2015-05-05
1.55
2015-05-05
12
106367574
HK0000197837
HKD
285,000,000.00
285,000,000.00
N
N
500,000.00
500,000.00
2014-06-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-05-30
2019-05-30
3.10
2015-05-29
12
107323171
HK0000201951
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-07-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-08-22
2016-08-22
1.35
2015-08-24
12
110160828
HK0000212487
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
2014-10-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-09-04
2015-09-04
3.10
2015-09-04
12
110682719
HK0000214574
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-10-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2012-02-17
2015-02-17
0.00
2014-11-17
2015-02-17
3
074774016
HKD
77,000,000.00
77,000,000.00
N
N
500,000.00
500,000.00
2012-03-28
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2012-03-26
2015-03-26
0.00
2014-12-29
2015-03-26
3
076376468
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-05-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2012-09-14
2015-09-14
0.00
2014-12-15
2015-03-16
3
082907386
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
2012-10-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
SWIRE PROPERTIES
MTN FIN 3.55%
2024-7-17
WING TAI PROP (FIN)
LTD 4.30% 2021-08-09
CILHFN14027
2014-07-11
N
CILHFN14022
CILHFN14025
CILH
1,500,000.00
HONG KONG
SCIENCE AND
TECHNOLOGY
PARKS
CORPORATION
SWIRE PROPERTIES
MTN FINANCING
LIMITED
WING TAI
PROPERTIES
(FINANCE) LIMITED,
BVI
SINOCHEM
OFFSHORE CAPITAL
COMPANY LTD.
WING TAI
PROPERTIES
(FINANCE) LIMITED,
BVI
SWIRE PROPERTIES
MTN FINANCING
LIMITED
WING TAI
PROPERTIES
(FINANCE) LIMITED,
BVI
SWIRE PROPERTIES
MTN FINANCING
LIMITED
CATHAY PACIFIC
MTN FINANCING
LIMITED
CATHAY PACIFIC
MTN FINANCING
LIMITED
CATHAY PACIFIC
MTN FINANCING
LIMITED
INTERNATIONAL
FINANCE CORP.
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
1,500,000.00
HK SCIENCE N TECH
PARKS 3.20%
11-7-2024
Common
Code
Special
Action
Date
N
CILHFN14021
SINOCHEM
OFFSHORE 4.00%
2021-09-10
WING TAI PROP (FIN)
LTD 4.10% 2021-10-06
Maturity
Date
Bank
Repo
Cat. #
Multiple
Tradable Amount
Issuer
CILHFN14024
Issue
Date
Call / Put
Option
Date
Minimum
Tradable Amount
Issue Description
CILHFN14023
Paying
Agent
Code
Int.
Pay.
Freq.
(Mths)
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
CMBCLC13003
CMBCLC13006
CMBCLC13013
CMBCLC13015
CMBCLC14004
CMBCLC14009
CMBCLC14016
CMBCZC14018
CMBCZC14022
CRDHFC07001
CRDHFC07002
CRDHFC08001
DBANFB12014
DBANFB12015
DBANFB12018
DBANFB12021
DBANFB12037
DBANFB13005
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
500,000.00
500,000.00
2013-03-11
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
N
N
1,000,000.00
1,000,000.00
2013-05-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-10-16
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
2013-12-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
HKD
105,000,000.00
105,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-02-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000185766
HKD
154,000,000.00
154,000,000.00
N
N
500,000.00
500,000.00
2014-03-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
106293155
HK0000197522
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
2014-06-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
12
106984573
HK0000200102
HKD
380,000,000.00
380,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-06-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
2015-11-17
12
113827971
HK0000224482
CNY
250,000,000.00
250,000,000.00
N
N
500,000.00
500,000.00
2014-12-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
2014-10-22
2015-10-22
12
032813135
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
4.95
2015-01-30
2015-04-30
3
032926703
HKD
70,000,000.00
70,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2018-06-20
4.55
2014-12-22
2015-03-20
3
037183962
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2022-03-21
6.00
2014-09-22
2015-03-23
6
076135126
HKD
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
2016-01-29
0.00
2015-01-29
2015-04-29
3
088120655
HK0000138336
HKD
600,000,000.00
600,000,000.00
N
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2013-03-28
2016-03-29
0.00
2014-12-29
2015-03-30
3
090950053
HK0000144672
HKD
250,000,000.00
250,000,000.00
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2013-09-06
2018-09-06
0.00
2014-12-08
2015-03-06
3
096922051
HK0000162492
HKD
100,000,000.00
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2013-11-13
2018-11-13
0.00
2014-11-13
2015-02-13
3
099313781
HK0000171527
USD
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-01-14
2016-01-14
0.00
2015-01-14
2015-04-14
3
101490599
HK0000181088
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-02-13
2017-02-13
0.00
2014-11-13
2015-02-13
3
103291968
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-04-30
2015-04-30
0.00
2015-01-30
2015-04-30
3
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-05-20
2015-05-18
0.00
2015-05-18
CHINA MERCHANTS
BANK CO., LTD.
DBAN
2014-11-17
2015-11-17
0.00
UNICREDIT S.P.A.,
ITALY
HKNG
2007-10-22
2017-10-23
5.56
UNICREDIT S.P.A.,
ITALY
HKNG
2007-10-31
2015-10-30
UNICREDIT S.P.A.,
ITALY
HKNG
2008-06-20
DRAGON DAYS
LIMITED
DBAN
2012-03-21
EASTERN AIR
OVERSEAS (HK)4.8%
2017-03-13
DBANFB14017
HUA XIA BANK
CHINA 4.95%
2017-06-30
ITNL INT'L PTE LTD
8.00% 2017-07-17
YIELDKING
INVESTMENT
LTD5.15% 2017-07-31
PROVEN HONOUR
CAPITAL 4.55%
2017-09-25
DEUTSCHE BK AG
5.40% 2017-10-11
DBANFC07023
DEUTSCHE BK AG
4.40% 2017-12-21
DBANFC08001
DEUTSCHE BK AG
4.13% 2018-02-26
DBANFC08002
DEUTSCHE BK AG
3.83% 2018-04-23
DBANFC13011
DEUTSCHE BK AG
3.10% 2025-04-02
DBANFN05009
HK ELECTRIC
FINANCE 4.15%
2015-05-13
ITNL OFFSHORE PTE.
LTD.
CHINA DATANG
OVERSEAS (HONG
KONG) CO., LIMITED
CHEUNG KONG
BOND SECURITIES
(02) LIMITED
POINTER
INVESTMENT (HONG
KONG) LIMITED
FAR EAST
CONSORTIUM
INTERNATIONAL
LIMITED, C.I.
DORSETT
HOSPITALITY
INTERNATIONAL
LTD.,CAYMAN ISLA
CHINA DATANG
CORPORATION, PRC
EASTERN AIR
OVERSEAS (HONG
KONG)
CORPORATION LTD.
EASTERN AIR
OVERSEAS (HONG
KONG)
CORPORATION LTD.
HUA XIA BANK CO .,
LIMITED, CHINA
ITNL
INTERNATIONAL
PTE LTD
YIELDKING
INVESTMENT
LIMITED, BVI
PROVEN HONOUR
CAPITAL LIMITED
DEUTSCHE BANK
AKTIENGESELLSCH
AFT
DEUTSCHE BANK
AKTIENGESELLSCH
AFT
DEUTSCHE BANK
AKTIENGESELLSCH
AFT
DEUTSCHE BANK
AKTIENGESELLSCH
AFT
DEUTSCHE BANK
AKTIENGESELLSCH
AFT
HONGKONG
ELECTRIC FINANCE
LTD.
HK0000175916
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
N
2013-01-29
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
ISIN
Income
Dist. HKD
Bank
Repo
Cat. #
Minimum
Tradable Amount
DBAN
DBANFB14009
DBANFC07017
Common
Code
CHINA MERCHANTS
BANK CO., LTD.
CHINA DATANG
CORP 3.6% 2016-04-25
EASTERN AIR
OVERSEAS(HK)
3.875% 2016-6-5
DBANFB14029
Coupon
Rate
Next
Coupon
Date
CHINA MERCHANTS
BK HK FRCD
2016-01-29
CHINA MERCHANTS
BK HK FRCD
2016-03-29
CHINA MERCHANTS
BK HK FRCD
2018-09-06
CHINA MERCHANTS
BK HK FRCD
2018-11-13
CHINA MERCHANTS
BK HK FRCD
2016-01-14
CHINA MERCHANTS
BK HK FRCD
2017-02-13
CHINA MERCHANTS
BK HK FRCD
2015-04-30
CHINA MERCHANTS
BK HK 0.00%
2015-05-18
CHINA MERCHANTS
BK HK 0.00%
2015-11-17
UNICREDITO
ITALIANO 5.5585%
2017-10-22
UNICREDITO
ITALIANO 4.95%
2015-10-30
UNICREDITO
ITALIANO 4.55%
2018-06-20
DRAGON DAYS
LIMITED 6.0%
2022-03-21
ITNL OFFSHORE PTE.
LTD 5.75% 2015-04-26
CHINA DATANG
OVERSEAS 4.50%
2015-06-15
CHEUNG KONG
BOND SEC (02) VAR
PERPETUAL
POINTER INVEST
(HK) LTD 3.75%
2015-10-08
FAR EAST CON INTL
LTD 5.875%
2016-03-04
DBANFB13014
DBANFB14025
Maturity
Date
Last
Coupon
Date
Issuer
DORSETT
HOSPITALITY INTL
LTD 6% 2018-4-3
DBANFB14021
Issue
Date
Call / Put
Option
Date
Issue Description
DBANFB13010
DBANFB13019
Paying
Agent
Code
Int.
Pay.
Freq.
(Mths)
DBAN
2012-04-26
2015-04-27
5.75
2014-10-27
2015-04-27
6
077617868
HK0000110335
CNY
630,000,000.00
630,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2012-06-15
2015-06-15
4.50
2014-12-15
2015-06-15
6
078179767
HK0000115383
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2012-07-09
2099-12-31
5.25
2015-01-09
2015-07-09
6
080091397
HK0000117363
HKD
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
DBAN
2012-10-08
2015-10-08
3.75
2014-10-08
2015-04-08
6
083881615
HK0000126679
CNY
400,000,000.00
400,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2013-03-04
2016-03-04
5.88
2014-09-04
2015-03-04
6
089755808
HK0000141769
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2013-04-03
2018-04-03
6.00
2014-10-03
2015-04-08
6
090785133
HK0000145042
CNY
850,000,000.00
810,340,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2013-04-25
2016-04-25
3.60
2014-10-27
2015-04-27
6
091853868
HK0000147881
CNY
2,500,000,000.00
2,500,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2013-06-05
2016-06-06
3.88
2014-12-05
2015-06-05
6
094081688
HK0000152543
CNY
2,200,000,000.00
2,200,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2014-03-13
2017-03-13
4.80
2014-09-15
2015-03-13
6
104483305
HK0000190410
CNY
3,300,000,000.00
3,300,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2014-06-30
2017-06-30
4.95
2014-12-30
2015-06-30
6
107908480
HK0000205036
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2014-07-17
2017-07-17
8.00
2015-01-19
2015-07-17
6
108662832
HK0000207057
CNY
575,000,000.00
575,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2014-07-31
2017-07-31
5.15
2015-01-30
2015-07-31
6
109247103
HK0000208956
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2014-09-23
2017-09-25
4.55
2015-03-23
6
111166226
HK0000216777
CNY
1,600,000,000.00
1,600,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2007-10-11
2017-10-11
5.40
2014-10-13
2015-10-12
12
032550843
HK0000040979
HKD
420,000,000.00
420,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2007-12-21
2017-12-21
4.40
2014-12-22
2015-12-21
12
033731817
HK0000042181
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2008-02-26
2018-02-26
4.13
2014-02-26
2015-02-26
12
034979553
HK0000044807
HKD
165,000,000.00
165,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2008-04-23
2018-04-23
3.83
2014-04-23
2015-04-23
12
036028173
HK0000046034
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2013-04-02
2025-04-02
3.10
2014-04-02
2015-04-02
12
091070308
HK0000144656
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2005-05-13
2015-05-13
4.15
2014-11-13
2015-02-13
3
021952729
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
2017-07-10
CPN:5.25%
(9/7/12-17),THEREAFTER
AT 6.25%
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
DBANFN05011
CLP POWER HK FINC
4.15% 2015-06-23
DBANFN06001
CLP POWER HK FINC
4.75% 2016-01-18
DBANFN06004
WHARF FINANCE
(BVI) 4.73%
2016-01-25
HK ELECTRIC
FINANCE 4.55%
2016-11-07
HK ELECTRIC
FINANCE 4.32%
2016-12-07
CLP POWER HK FINC
4.38% 2017-01-11
CLP POWER HONG
KONG FINANCING
LIMITED
CLP POWER HONG
KONG FINANCING
LIMITED
WHARF FINANCE
(BVI) LIMITED
DBANFN06017
DBANFN06020
DBANFN07001
DBANFN08004
CLP POWER HK FINC
4.20% 2015-06-08
DBANFN08012
HYSAN (MTN) 5.25%
2015-08-11
CLP POWER HK FINC
4.75% 2023-08-18
DBANFN08014
DBANFN08015
DBANFN08016
DBANFN09010
DBANFN09011
HYSAN (MTN) 5.10%
2015-08-28
HYSAN (MTN) 5.38%
2020-09-02
HK ELECTRIC
FINANCE 3.28%
2019-04-23
CLP POWER HK FINC
3.90% 2019-07-15
DBANFN09013
CLP POWER HK FINC
3.88% 2019-08-05
DBANFN09014
CLP POWER HK FINC
3.93% 2021-09-20
DBANFN09015
HK ELECTRIC
FINANCE 3.70%
2024-09-30
WHARF FIN (NO.1)
LTD 4.90% 2020-01-21
WHARF FIN (NO.1)
LTD 4.45% 2020-03-16
WHARF FIN (NO.1)
LTD 4.50% 2020-03-31
WHARF FIN (NO.1)
LTD 4.40% 2020-04-30
HK ELECTRIC
FINANCE 3.95%
2030-05-10
WHARF FINANCE
LTD 5.3% 2040-06-25
HK ELECTRIC
FINANCE 3.38%
2025-08-20
HYSAN (MTN) 3.78%
2020-08-31
CLP POWER HK FINC
3.60% 2030-09-13
DBANFN10001
DBANFN10002
DBANFN10003
DBANFN10004
DBANFN10005
DBANFN10006
DBANFN10007
DBANFN10008
DBANFN10009
DBANFN10011
DBANFN10012
HYSAN (MTN) 3.70%
2022-10-21
CLP POWER HK FINC
3.41% 2025-11-04
DBANFN11006
CLP POWER HK FINC
3.97% 2026-03-23
DBANFN11007
CLP POWER HK FINC
4% 2031-04-07
DBANFN11008
HK ELECTRIC
FINANCE LTD 4%
2031-04-15
L-BANK, GERMANY
1.65% 2016-05-23
DBANFN11011
DBANFN11012
CLP POWER HK FINC
4.10% 2041-06-20
DBANFN11013
HK ELECTRIC
FINANCE 3.84%
2029-06-27
RAINBOW DAYS LTD
3.00% 2016-06-30
L-BANK, GERMANY
2.75% 2016-09-28
DBANFN11015
DBANFN11019
HONGKONG
ELECTRIC FINANCE
LTD.
HONGKONG
ELECTRIC FINANCE
LTD.
CLP POWER HONG
KONG FINANCING
LIMITED
CLP POWER HONG
KONG FINANCING
LIMITED
HYSAN (MTN) LTD.
Paying
Agent
Code
Issue
Date
Maturity
Date
DBAN
2005-06-23
DBAN
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2015-06-23
4.15
2014-12-23
2015-03-23
3
022297139
2006-01-16
2016-01-18
4.75
2015-01-16
2015-04-16
3
024040712
DBAN
2006-01-25
2016-01-25
4.73
2015-01-26
2015-04-27
3
024221385
DBAN
2006-11-06
2016-11-07
4.55
2014-11-06
2015-02-06
3
027417442
DBAN
2006-12-07
2016-12-07
4.32
2014-12-08
2015-03-09
3
DBAN
2007-01-11
2017-01-11
4.38
2015-01-12
2015-04-13
DBAN
2008-06-06
2015-06-08
4.20
2014-06-06
2015-06-08
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
HKD
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
HKD
250,000,000.00
250,000,000.00
N
N
500,000.00
500,000.00
n
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
027823998
HKD
400,000,000.00
400,000,000.00
N
N
500,000.00
500,000.00
n
3
028164998
HKD
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
1,000,000.00
12
036719842
HK0000156668
HKD
340,000,000.00
340,000,000.00
N
N
1,000,000.00
1,000,000.00
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000141033
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000162278
HK0000156833
2005-08-02
Special
Action
Subject to
FATCA
Withholding
Tax
2007-02-21
CERT & EXCH TO PERM
NOTE
CERTIFY NON-US BENEF
& EXCH TO PERM NOTE
n
n
n
DBAN
2008-08-11
2015-08-11
5.25
2014-11-11
2015-02-11
3
037996262
CLP POWER HONG
KONG FINANCING
LIMITED
HYSAN (MTN) LTD.
DBAN
2008-08-18
2023-08-18
4.75
2014-11-18
2015-02-18
3
038305417
DBAN
2008-08-28
2015-08-28
5.10
2014-08-28
2015-08-28
12
038433342
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HYSAN (MTN) LTD.
DBAN
2008-09-02
2020-09-02
5.38
2014-09-02
2015-09-02
12
038498240
HKD
165,000,000.00
165,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HONGKONG
ELECTRIC FINANCE
LTD.
CLP POWER HONG
KONG FINANCING
LIMITED
CLP POWER HONG
KONG FINANCING
LIMITED
CLP POWER HONG
KONG FINANCING
LIMITED
HONGKONG
ELECTRIC FINANCE
LTD.
WHARF FINANCE
(NO.1) LTD.
WHARF FINANCE
(NO.1) LTD.
WHARF FINANCE
(NO.1) LTD.
WHARF FINANCE
(NO.1) LTD.
HONGKONG
ELECTRIC FINANCE
LTD.
WHARF FINANCE
LTD.
HONGKONG
ELECTRIC FINANCE
LTD.
HYSAN (MTN) LTD.
DBAN
2009-04-23
2019-04-23
3.28
2014-04-23
2015-04-23
12
042528056
HKD
330,000,000.00
330,000,000.00
N
N
500,000.00
500,000.00
n
DBAN
2009-07-14
2019-07-15
3.90
2015-01-14
2015-04-14
3
043951092
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2009-08-05
2019-08-05
3.88
2015-02-05
2015-05-05
3
044303787
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2009-09-18
2021-09-20
3.93
2014-12-18
2015-03-18
3
045181014
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2009-10-28
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
DBAN
2009-09-29
2024-09-30
3.70
2014-12-29
2015-03-30
3
045468003
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2009-11-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
DBAN
2010-01-21
2020-01-21
4.90
2015-01-21
2015-04-21
3
048007805
HKD
550,000,000.00
550,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2010-03-15
2020-03-16
4.45
2014-12-15
2015-03-16
3
049476400
HKD
180,000,000.00
180,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-04-26
DBAN
2010-03-31
2020-03-31
4.50
2014-12-31
2015-03-31
3
049786557
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-05-10
DBAN
2010-04-30
2020-04-30
4.40
2015-01-30
2015-04-30
3
050509141
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-06-09
DBAN
2010-05-10
2030-05-10
3.95
2014-11-10
2015-02-10
3
050819973
HKD
470,000,000.00
470,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-06-21
2010-08-04
CLP POWER HONG
KONG FINANCING
LIMITED
HYSAN (MTN) LTD.
CLP POWER HONG
KONG FINANCING
LIMITED
CLP POWER HONG
KONG FINANCING
LIMITED
CLP POWER HONG
KONG FINANCING
LIMITED
HONGKONG
ELECTRIC FINANCE
LTD.
LANDESKREDITBAN
K
BADEN-WURTTEMB
ERG-FORDERBAN,
GERM
CLP POWER HONG
KONG FINANCING
LIMITED
HONGKONG
ELECTRIC FINANCE
LTD.
RAINBOW DAYS
LIMITED
LANDESKREDITBAN
K
BADEN-WURTTEMB
ERG-FORDERBAN,
GERM
HK0000180338
HK0000222346
HK0000114584
2009-08-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
DBAN
2010-06-25
2040-06-25
5.30
2014-12-29
2015-03-25
3
052013194
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2010-08-20
2025-08-20
3.38
2014-11-20
2015-02-23
3
053377289
HK0000067535
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2010-08-30
2020-08-31
3.78
2014-11-28
2015-02-27
3
053718329
HK0000067741
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2010-09-13
2030-09-13
3.60
2014-09-15
2015-09-14
12
054066449
HK0000068640
HKD
260,000,000.00
260,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2010-10-21
2022-10-21
3.70
2015-01-21
2015-04-21
3
055170100
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2010-11-04
2025-11-04
3.41
2014-11-04
2015-11-04
12
055503214
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2011-03-22
2026-03-23
3.97
2014-12-22
2015-03-23
3
060624909
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2011-04-07
2031-04-07
4.00
2014-04-07
2015-04-08
12
061354891
HKD
160,000,000.00
160,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2011-04-15
2031-04-15
4.00
2014-04-15
2015-04-15
12
061680985
HKD
110,000,000.00
110,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2011-05-23
2016-05-23
1.65
2014-11-24
2015-05-26
6
063029289
CNY
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-07-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
DBAN
2011-06-20
2041-06-20
4.10
2014-06-20
2015-06-22
12
063941816
HKD
255,000,000.00
255,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-08-01
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
DBAN
2011-06-27
2029-06-27
3.84
2014-12-29
2015-03-27
3
064220853
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-08-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000175833
HK0000081007
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
2010-10-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
2010-12-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
DBAN
2011-06-30
2016-06-30
3.00
2014-12-30
2015-06-30
6
064319728
HK0000083912
CNY
1,600,000,000.00
1,600,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2011-09-28
2016-09-28
2.75
2014-09-29
2015-03-30
6
068481384
HK0000089638
CNY
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
DBANFN11020
L-BANK, GERMANY
3.25% 2018-09-28
DBANFN11024
CLP POWER HK FINC
3.62% 2026-11-02
DBANFN11025
WHARF FINANCE
LTD 3.75% 2016-11-09
WHARF FINANCE
LTD 4.30% 2021-11-16
WHEELOCK FIN LTD
4.125% 2016-12-05
WHARF FIN (NO.1)
LTD 3.60% 2016-12-09
HK ELECTRIC
FINANCE 3.40%
2023-12-19
WHARF FIN (NO.1)
LTD 3.80% 2017-01-06
WHARF FINANCE
LTD 4.35% 2022-01-17
HYSAN (MTN) 4.00%
2022-01-18
KOREA LAND AND
HOUSING 4.20%
2022-01-18
CLP POWER HK FINC
2.00% 2017-01-31
LANDESKREDITBAN
K
BADEN-WURTTEMB
ERG-FORDERBAN,
GERM
CLP POWER HONG
KONG FINANCING
LIMITED
WHARF FINANCE
LTD.
WHARF FINANCE
LTD.
WHEELOCK
FINANCE LIMITED
WHARF FINANCE
(NO.1) LTD.
HONGKONG
ELECTRIC FINANCE
LTD.
WHARF FINANCE
(NO.1) LTD.
WHARF FINANCE
LTD.
HYSAN (MTN) LTD.
DBANFN11026
DBANFN11027
DBANFN11028
DBANFN11029
DBANFN12001
DBANFN12004
DBANFN12005
DBANFN12006
DBANFN12007
DBANFN12008
CLP POWER HK FINC
3.45% 2027-03-01
DBANFN12009
WHARF FINANCE
LTD 4.70% 2027-03-02
HYSAN (MTN) 3.90%
2019-03-08
WHEELOCK FIN LTD
4.90% 2022-03-16
CLP POWER HK FINC
2.50% 2019-05-02
DBANFN12010
DBANFN12011
DBANFN12016
DBANFN12017
DBANFN12020
DBANFN12022
DBANFN12024
DBANFN12025
DBANFN12027
DBANFN12028
DBANFN12029
DBANFN12030
DBANFN12031
DBANFN12032
DBANFN12033
WHEELOCK FIN LTD
4.05% 2017-05-04
KOREA
DEVELOPMENT
BANK 3.30%
2015-06-21
HK ELECTRIC
FINANCE LTD 3.40%
2027-07-16
WHEELOCK FIN LTD
3.60% 2017-08-16
WHEELOCK FIN LTD
4.20% 2022-09-13
WHARF FINANCE
LTD 3.80% 2022-09-14
HK ELECTRIC
FINANCE 1.65%
2017-09-20
WHARF FINANCE
(BVI) 3.80%
2022-09-17
WHEELOCK FIN LTD
3.30% 2017-09-14
CLP POWER HK FINC
2.83% 2022-09-20
WHARF FINANCE
LTD 4.10% 2022-09-20
CLP POWER HK FINC
2.90% 2022-09-26
DBANFN12034
CLP POWER HK FINC
3.30% 2027-10-04
DBANFN12035
WHARF FIN (NO.1)
LTD 4.00% 2018-03-27
WHARF FINANCE
LTD 3.10% 2018-10-03
WHARF FIN (NO.1)
LTD 4.20% 2019-10-11
WHARF FINANCE
LTD 3.0% 2018-10-11
WHARF FINANCE
LTD 3.75% 2022-10-24
WHARF FIN (NO.1)
LTD 2.90% 2018-11-27
KOREA LAND AND
HOUSING 3.05%
2022-11-29
NONGHYUP BANK
1.69% 2015-12-03
WHARF FINANCE
LTD 2.65% 2018-01-11
WHARF FIN (NO.1)
LTD 4.15% 2020-01-17
WHEELOCK FIN LTD
2.70% 2018-01-18
DBANFN12036
DBANFN12038
DBANFN12039
DBANFN12040
DBANFN12041
DBANFN12042
DBANFN12043
DBANFN13001
DBANFN13002
DBANFN13004
KOREA LAND AND
HOUSING
CORPORATION
CLP POWER HONG
KONG FINANCING
LIMITED
CLP POWER HONG
KONG FINANCING
LIMITED
WHARF FINANCE
LTD.
HYSAN (MTN) LTD.
WHEELOCK
FINANCE LIMITED
CLP POWER HONG
KONG FINANCING
LIMITED
WHEELOCK
FINANCE LIMITED
KOREA
DEVELOPMENT
BANK
HONGKONG
ELECTRIC FINANCE
LTD.
WHEELOCK
FINANCE LIMITED
WHEELOCK
FINANCE LIMITED
WHARF FINANCE
LTD.
HONGKONG
ELECTRIC FINANCE
LTD.
WHARF FINANCE
(BVI) LIMITED
WHEELOCK
FINANCE LIMITED
CLP POWER HONG
KONG FINANCING
LIMITED
WHARF FINANCE
LTD.
CLP POWER HONG
KONG FINANCING
LIMITED
CLP POWER HONG
KONG FINANCING
LIMITED
WHARF FINANCE
(NO.1) LTD.
WHARF FINANCE
LTD.
WHARF FINANCE
(NO.1) LTD.
WHARF FINANCE
LTD.
WHARF FINANCE
LTD.
WHARF FINANCE
(NO.1) LTD.
KOREA LAND AND
HOUSING
CORPORATION
NONGHYUP BANK
WHARF FINANCE
LTD.
WHARF FINANCE
(NO.1) LTD.
WHEELOCK
FINANCE LIMITED
Paying
Agent
Code
Issue
Date
Maturity
Date
DBAN
2011-09-28
DBAN
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2018-09-28
3.25
2014-09-29
2015-03-30
6
068481392
2011-11-01
2026-11-02
3.62
2014-11-03
2015-11-02
12
069519083
DBAN
2011-11-09
2016-11-09
3.75
2014-11-10
2015-02-09
3
070486237
DBAN
2011-11-16
2021-11-16
4.30
2014-11-17
2015-02-16
3
070735024
DBAN
2011-12-05
2016-12-05
4.13
2014-12-05
2015-03-05
3
071573460
DBAN
2011-12-09
2016-12-09
3.60
2014-12-09
2015-06-09
6
069243428
DBAN
2011-12-19
2023-12-19
3.40
2014-12-19
2015-03-19
3
072244320
DBAN
2012-01-06
2017-01-06
3.80
2015-01-06
2016-01-06
12
072570766
HK0000097409
HK0000098712
Common
Code
DBAN
2012-01-17
2022-01-17
4.35
2015-01-19
2015-04-17
3
073164303
DBAN
2012-01-18
2022-01-18
4.00
2015-01-19
2015-04-20
3
073247799
DBAN
2012-01-18
2022-01-18
4.20
2015-01-19
2016-01-18
12
073247926
DBAN
2012-01-31
2017-01-31
2.00
2015-01-30
2016-01-29
12
073626480
DBAN
2012-03-01
2027-03-01
3.45
2014-12-01
2015-03-02
3
075051964
DBAN
2012-03-02
2027-03-02
4.70
2014-03-03
2015-03-02
12
075332629
DBAN
2012-03-08
2019-03-08
3.90
2014-12-08
2015-03-09
3
075543697
DBAN
2012-03-16
2022-03-16
4.90
2014-12-16
2015-03-16
3
075672152
DBAN
2012-05-02
2019-05-02
2.50
2015-02-02
2015-05-04
3
077738223
ISIN
HK0000089646
HK0000093689
HK0000095833
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
Special
Action
Subject to
FATCA
Withholding
Tax
CNY
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-12-12
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKD
430,000,000.00
430,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-12-19
345,000,000.00
345,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-12-28
HKD
440,000,000.00
440,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-01-16
CNY
150,000,000.00
150,000,000.00
N
N
1,000,000.00
100,000.00
2012-01-18
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-01-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKD
HKD
113,000,000.00
113,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-02-15
n
2012-02-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
HKD
484,000,000.00
484,000,000.00
N
N
1,000,000.00
1,000,000.00
HKD
331,000,000.00
331,000,000.00
N
N
1,000,000.00
1,000,000.00
n
n
HK0000098910
HKD
600,000,000.00
600,000,000.00
N
N
1,500,000.00
500,000.00
n
HK0000099439
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKD
430,000,000.00
430,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-04-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000104486
HKD
230,000,000.00
230,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-04-11
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-04-17
HK0000105913
HKD
450,000,000.00
450,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-04-25
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-06-11
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HK0000105038
2012-06-13
n
n
n
DBAN
2012-05-04
2017-05-04
4.05
2014-05-05
2015-05-04
12
077888098
HK0000110889
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2012-06-21
2015-06-22
3.30
2014-12-22
2015-06-22
6
079521647
HK0000115573
CNY
1,600,000,000.00
1,600,000,000.00
N
N
1,000,000.00
1,000.00
n
DBAN
2012-07-16
2027-07-16
3.40
2015-01-16
2015-04-16
3
080118341
HK0000117983
HKD
500,000,000.00
500,000,000.00
N
N
1,500,000.00
500,000.00
n
DBAN
2012-08-16
2017-08-16
3.60
2014-11-17
2015-02-16
3
081518386
HK0000121456
HKD
1,100,000,000.00
1,100,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-09-25
DBAN
2012-09-13
2022-09-13
4.20
2014-09-15
2015-09-14
12
082633324
HK0000124039
HKD
445,000,000.00
445,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
DBAN
2012-09-14
2022-09-14
3.80
2014-12-15
2015-03-16
3
082862625
HK0000124310
HKD
312,000,000.00
312,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2012-09-20
2017-09-20
1.65
2014-12-22
2015-03-20
3
082862609
HK0000124385
HKD
300,000,000.00
300,000,000.00
N
N
1,500,000.00
500,000.00
n
DBAN
2012-09-17
2022-09-20
3.80
2014-09-17
2015-09-17
12
082868216
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2012-09-14
2017-09-14
3.30
2014-12-15
2015-03-16
3
082907564
HK0000124054
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2012-09-20
2022-09-20
2.83
2014-12-22
2015-03-20
3
083087129
HK0000140035
HKD
450,000,000.00
450,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2012-09-20
2022-09-20
4.10
2014-09-22
2015-03-20
6
083087587
HK0000125226
USD
60,000,000.00
60,000,000.00
N
N
100,000.00
100,000.00
2012-10-30
DBAN
2012-09-26
2022-09-26
2.90
2014-09-26
2015-09-29
12
083157500
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-11-05
DBAN
2012-10-04
2027-10-04
3.30
2015-01-05
2015-04-08
3
083412321
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2012-09-27
2018-03-27
4.00
2014-09-29
2015-03-27
6
083577878
HK0000126000
CNY
800,000,000.00
800,000,000.00
N
N
1,000,000.00
DBAN
2012-10-03
2018-10-03
3.10
2014-10-03
2015-10-05
12
083642173
HK0000126034
HKD
160,000,000.00
160,000,000.00
N
N
DBAN
2012-10-11
2019-10-11
4.20
2014-10-13
2015-04-13
6
083941707
HK0000126778
CNY
200,000,000.00
200,000,000.00
N
N
DBAN
2012-10-11
2018-10-11
3.00
2014-10-13
2015-10-12
12
084239089
HK0000126885
HKD
326,000,000.00
326,000,000.00
N
N
DBAN
2012-10-24
2022-10-24
3.75
2015-01-26
2015-04-24
3
084715042
HK0000128006
HKD
382,000,000.00
382,000,000.00
N
N
HKD
300,000,000.00
300,000,000.00
N
HK0000131331
HKD
400,000,000.00
400,000,000.00
N
DBAN
2012-11-27
2018-11-27
2.90
2014-11-27
2015-02-27
3
085934015
DBAN
2012-11-29
2022-11-29
3.05
2014-11-28
2015-11-30
12
086042797
2012-10-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENEF
& EXCH TO PERM NOTE
n
2012-11-13
CERT OF NON-US BENE &
EXCH TO PERM NOTES
n
10,000.00
2012-11-06
n
1,000,000.00
1,000,000.00
2012-11-12
1,000,000.00
1,000,000.00
2012-11-20
1,000,000.00
1,000,000.00
2012-11-20
1,000,000.00
1,000,000.00
2012-12-03
N
1,000,000.00
1,000,000.00
2013-01-07
CERTIFY NON-US BENEF
& EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENEF
& EXCH TO PERM NOTE
N
1,500,000.00
500,000.00
n
n
n
n
n
n
n
DBAN
2012-12-03
2015-12-03
1.69
2014-12-03
2015-03-03
3
086077833
HK0000131661
HKD
385,000,000.00
385,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2013-01-11
2018-01-11
2.65
2015-01-12
2015-04-13
3
087353036
HK0000135662
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-01-14
DBAN
2013-01-17
2020-01-17
4.15
2015-01-19
2016-01-18
12
087564363
HK0000136348
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-02-26
DBAN
2013-01-18
2018-01-18
2.70
2015-01-19
2015-04-20
3
087664716
HK0000137072
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-02-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
DBANFN13006
DBANFN13007
DBANFN13008
DBANFN13009
DBANFN13012
DBANFN13013
Issue Description
Issuer
WHARF FINANCE
LTD 3.6% 2023-03-08
WHEELOCK FIN LTD
2.68% 2018-03-19
HK ELECTRIC
FINANCE 3.10%
2028-03-28
R-REIT INTL FIN LTD
4.125% 2018-03-22
WHARF FINANCE
LTD.
WHEELOCK
FINANCE LIMITED
HONGKONG
ELECTRIC FINANCE
LTD.
R-REIT
INTERNATIONAL
FINANCE LIMITED,
BVI
WHARF FINANCE
(NO.1) LTD.
ICICI BANK UK PLC,
ENGLAND AND
WALES
GOLDEN WHEEL
TIANDI HOLDINGS
COMPANY LIMITED,
C.I.
WHARF FINANCE
LTD.
HONGKONG
ELECTRIC FINANCE
LTD.
WHARF FINANCE
(NO.1) LTD.
WHARF FIN (NO.1)
LTD 3.70% 2020-04-09
ICICI BANK UK PLC
2.32% 2016-04-08
DBANFN13016
GOLDEN WHEEL
TIANDI 11.25%
2016-04-25
DBANFN13017
WHARF FINANCE
LTD 3.5% 2023-05-02
HK ELECTRIC
FINANCE LTD 3%
2028-05-16
WHARF FINANCE
(NO.1) LTD 3.75%
2023-6-11
SK GLOBAL
CHEMICAL INV
4.125% 2016-09-26
DBANFN13018
DBANFN13020
DBANFN13022
DBANFN13025
DBANFN13027
DBANFN13030
DBANFN13031
DBANFN13032
DBANFN14001
DBANFN14002
DBANFN14003
DBANFN14004
DBANFN14006
DBANFN14007
DBANFN14008
DBANFN14010
WHARF FINANCE
LIMITED 3.0%
2018-10-23
WHARF FINANCE
LTD 2.65% 2018-11-15
RKI FINANCE(2013)
LTD 6.00% 2016-12-03
PANDA FUNDING
INV 2013 3.95%
2016-12-17
WHARF FINANCE
LTD 2.95% 2018-12-24
CLP POWER HK FINC
4.35% 2026-01-16
STARWAY ASSETS
ENT INC 4.10%
2017-01-22
WHEELOCK FIN LTD
4.30% 2022-01-21
WHARF FINANCE
LTD 4.426%
2024-01-29
EASTERN DRAGON
INT LTD 4.50%
2019-02-19
CLP POWER HK FINC
4.17% 2026-02-24
WHEELOCK FIN
4.06% 2021-02-27
K. WAH INT'L
FINANCIAL 4.73%
2021-03-13
DBANFN14011
K.WAH INT'L
FINANCIAL 4.60%
2021-03-21
DBANFN14012
WHARF FINANCE
LTD 4.25% 2024-04-11
WHARF FINANCE
LTD 4.10% 2024-05-14
WHARLF FINANCE
LTD 3.61% 2021-05-20
WHEELOCK
FINANCE LTD 3.00%
2019-05-23
WHARF FINANCE
LTD 3.90% 2024-06-19
K. WAH INT'L
FINANCIAL 4.38%
2021-07-05
DBANFN14013
DBANFN14014
DBANFN14015
DBANFN14016
DBANFN14018
DBANFN14023
K. WAH INT'L
FINANCIAL 4.35%
2021-07-22
DBANFN14026
CLP POWER HK
FINANCING 3.78%
2029-08-06
K.WAH INT'L
FINANCIAL 4.25%
2021-09-06
DBANFN14028
DBANFN14030
DATANG TELECOM
(HK) HLDG 5.5%
2017-09-29
Paying
Agent
Code
Issue
Date
Maturity
Date
DBAN
2013-03-08
2023-03-08
Call / Put
Option
Date
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
3.60
2014-12-08
2015-03-09
Int.
Pay.
Freq.
(Mths)
3
Common
Code
088360842
ISIN
HK0000142148
Issue
Ccy
HKD
Issue
Size
100,000,000.00
Outstanding
Amount
100,000,000.00
Tender
Allowed
N
Income
Dist. HKD
N
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Special
Action
Date
Minimum
Tradable Amount
Multiple
Tradable Amount
1,000,000.00
1,000,000.00
2013-04-17
2013-04-29
Special
Action
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
DBAN
2013-03-19
2018-03-19
2.68
2014-12-19
2015-03-19
3
090541021
HK0000143245
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2013-03-28
2028-03-28
3.10
2014-12-29
2015-03-30
3
090660047
HK0000144078
HKD
500,000,000.00
500,000,000.00
N
N
2,000,000.00
2,000,000.00
DBAN
2013-03-22
2018-03-22
4.13
2014-12-22
2015-03-23
3
090715747
HK0000144060
HKD
775,000,000.00
775,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-05-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
2013-05-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
Subject to
FATCA
Withholding
Tax
n
n
n
n
DBAN
2013-04-09
2020-04-09
3.70
2014-04-09
2015-04-09
12
090932136
HK0000144482
CNY
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2013-04-08
2016-04-08
2.32
2015-01-08
2015-04-08
3
091382687
HK0000145034
HKD
581,000,000.00
581,000,000.00
N
N
1,750,000.00
250,000.00
n
DBAN
2013-04-25
2016-04-25
11.25
2014-10-27
2015-04-27
6
092134148
HK0000147428
CNY
600,000,000.00
600,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2013-05-02
2023-05-02
3.50
2015-02-02
2015-05-04
3
092344142
HK0000148145
HKD
100,000,000.00
100,000,000.00
N
N
2,000,000.00
1,000,000.00
DBAN
2013-05-16
2028-05-16
3.00
2014-05-16
2015-05-18
12
092869172
HK0000149903
HKD
200,000,000.00
200,000,000.00
N
N
2,000,000.00
2,000,000.00
2013-06-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
DBAN
2013-06-11
2023-06-12
3.75
2014-06-11
2015-06-11
12
094186749
HK0000152774
CNY
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-07-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
SK GLOBAL
CHEMICAL
INVESTMENT HONG
KONG LIMITED
WHARF FINANCE
LTD.
DBAN
2013-09-26
2016-09-26
4.13
2014-09-26
2015-03-26
6
097272786
HK0000165248
CNY
950,000,000.00
950,000,000.00
N
N
1,000,000.00
10,000.00
DBAN
2013-10-23
2018-10-23
3.00
2015-01-23
2015-04-23
3
098519548
HK0000168507
HKD
300,000,000.00
300,000,000.00
N
N
1,500,000.00
500,000.00
WHARF FINANCE
LTD.
RKI FINANCE (2013)
LIMITED
PANDA FUNDING
INVESTMENT 2013,
CAYMAN
WHARF FINANCE
LTD.
CLP POWER HONG
KONG FINANCING
LIMITED
STARWAY ASSETS
ENTERPRISES INC.
BVI
WHEELOCK
FINANCE LIMITED
WHARF FINANCE
LTD.
DBAN
2013-11-15
2018-11-15
2.65
2014-11-17
2015-02-16
3
099465816
HK0000171964
HKD
100,000,000.00
100,000,000.00
N
N
1,500,000.00
500,000.00
n
DBAN
2013-12-03
2016-12-05
6.00
2014-12-03
2015-06-03
6
099798157
HK0000174448
CNY
2,200,000,000.00
2,200,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2013-12-18
2016-12-19
3.95
2014-12-17
2015-03-17
3
100515342
HK0000176591
CNY
910,000,000.00
910,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2013-12-24
2018-12-24
2.95
2014-12-24
2015-03-24
3
100961580
HK0000178076
HKD
150,000,000.00
150,000,000.00
N
N
1,500,000.00
500,000.00
2014-02-04
DBAN
2014-01-16
2026-01-16
4.35
2015-01-16
2016-01-18
12
101490637
HK0000180692
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-02-25
DBAN
2014-01-22
2017-01-23
4.10
2015-01-22
2015-07-22
6
099852984
HK0000181906
CNY
2,500,000,000.00
2,500,000,000.00
N
N
1,000,000.00
10,000.00
DBAN
2014-01-21
2022-01-21
4.30
2015-01-21
2015-04-21
3
101757641
HK0000181757
HKD
100,000,000.00
100,000,000.00
N
N
1,500,000.00
500,000.00
2014-03-03
DBAN
2014-01-29
2024-01-29
4.43
2015-01-29
2015-04-29
3
102339258
HK0000183464
HKD
500,000,000.00
500,000,000.00
N
N
1,500,000.00
500,000.00
2014-03-10
DBAN
2014-02-19
2019-02-19
4.50
2014-08-19
2015-02-23
6
103362580
HK0000186236
CNY
405,000,000.00
405,000,000.00
N
N
1,000,000.00
10,000.00
DBAN
2014-02-24
2026-02-24
4.17
2015-02-24
12
103450497
HK0000186509
HKD
600,000,000.00
600,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-04-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
2014-04-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
EASTERN DRAGON
INTERNATIONAL
LIMITED, CHINA
CLP POWER HONG
KONG FINANCING
LIMITED
WHEELOCK
FINANCE LIMITED
K.WAH
INTERNATIONAL
FINANCIAL
SERVICES LTD, BVI
K.WAH
INTERNATIONAL
FINANCIAL
SERVICES LTD, BVI
WHARF FINANCE
LTD.
WHARF FINANCE
LTD.
WHARF FINANCE
LTD.
WHEELOCK
FINANCE LIMITED
WHARF FINANCE
LTD.
K.WAH
INTERNATIONAL
FINANCIAL
SERVICES LTD, BVI
K.WAH
INTERNATIONAL
FINANCIAL
SERVICES LTD, BVI
CLP POWER HONG
KONG FINANCING
LIMITED
K.WAH
INTERNATIONAL
FINANCIAL
SERVICES LTD, BVI
DATANG TELECOM
(HONG KONG)
HOLDINGS CO. LTD
n
n
n
2013-12-02
CERTIFY NON-US BENEF
& EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
DBAN
2014-02-27
2021-02-26
4.06
2014-11-27
2015-02-27
3
103969476
HK0000188059
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2014-03-13
2021-03-15
4.73
2014-12-15
2015-03-13
3
104507174
HK0000190659
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2014-03-21
2021-03-22
4.60
2014-12-22
2015-03-23
3
104748317
HK0000191798
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2014-04-11
2024-04-11
4.25
2015-01-12
2015-04-13
3
105628200
HK0000195435
HKD
195,000,000.00
195,000,000.00
N
N
1,000,000.00
500,000.00
2014-05-21
DBAN
2014-05-14
2024-05-14
4.10
2014-11-14
2015-02-16
3
106661600
HK0000199148
HKD
177,000,000.00
177,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-06-23
DBAN
2014-05-20
2021-05-20
3.61
2014-11-20
2015-05-20
6
106814953
HK0000199437
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
2014-06-30
DBAN
2014-05-23
2019-05-23
3.00
2014-11-24
2015-02-23
3
107100288
HK0000200656
HKD
300,000,000.00
300,000,000.00
N
N
1,500,000.00
500,000.00
DBAN
2014-06-19
2024-06-19
3.90
2014-12-19
2015-03-19
3
107673890
HK0000203619
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2014-07-04
2021-07-05
4.38
2015-01-05
2015-04-08
3
108395508
HK0000205309
HKD
200,000,000.00
200,000,000.00
N
N
1,500,000.00
500,000.00
n
DBAN
2014-07-22
2021-07-22
4.35
2015-01-22
2015-04-22
3
108995009
HK0000207602
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2014-08-06
2029-08-06
3.78
2015-08-06
12
109458635
HK0000209533
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2014-09-04
2021-09-06
4.25
2015-03-04
3
110688717
HK0000214442
HKD
150,000,000.00
150,000,000.00
N
N
1,500,000.00
500,000.00
n
DBAN
2014-09-29
2017-09-29
5.50
2015-03-30
6
111281289
HK0000217817
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
2014-12-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
n
n
n
n
2014-07-29
2014-09-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
Paying
Agent
Code
Issue
Date
Maturity
Date
Call / Put
Option
Date
Coupon
Rate
Issue Description
Issuer
DBANFN14031
HK XIANG LONG CO
LTD 4.5% 2017-10-09
DBAN
2014-10-09
2017-10-09
4.50
DBANFN14032
WHARF FINANCE
LIMITED 3.75%
2024-10-24
TENCENT HOLDINGS
LTD 2.90% 2020-04-21
YUFU ETERNITY
LIMITED 5.625%
2017-11-26
CLP POWER HK FINC
3.50% 2029-11-28
HONG KONG XIANG
LONG COMPANY
LIMITED
WHARF FINANCE
LTD.
DBAN
2014-10-24
2024-10-24
3.75
TENCENT HOLDINGS
LIMITED
YUFU ETERNITY
LIMITED
DBAN
2014-10-21
2020-04-21
DBAN
2014-11-26
DBAN
DBANFN14033
DBANFN14035
DBANFN14036
DBANFN14037
CLP POWER HK FINC
3.25% 2026-12-04
DBANFN14039
GOLDEN WHEEL
TIANDI 10.8%
2017-12-16
DBANLC10013
DEUTSCHE BK AG
FRCD 2015-11-23
DBANLC10014
DEUTSCHE BK AG
FRCD 2015-11-23
DBANLN12013
CLP POWER HK FINC
FRN 2017-03-22
DBANLN13003
WHARF FINANCE
LTD FRN 2018-01-18
BNZ INTL FUNDING,
LONDON FRN
2016-07-12
DBANLN13021
DBANLN13024
DBANLN13028
ASB FINANCE
LIMITED FRN
2016/10/25
EXPORT-IMPORT BK
OF KOREA FRN
2016-11-27
DBANLN13029
EXPORT-IMPORT BK
OF KOREA FRN
2016-11-27
DBANLN13033
WHARF FINANCE
LTD FRN 2020-12-31
WHARF FINANCE
LIMITED FRN
2019-02-11
NATIONAL
AUSTRALIA BK FRN
2018-07-11
COMMONWEALTH
BK OF AUST FRN
2018-07-11
DBANLN14005
DBANLN14019
DBANLN14020
DBANLN14022
ANZ BANK FRN
2018-07-17
DBANLN14034
ICICI BANK UK PLC
FRN 2016-10-29
DBANLN14038
WOORI BANK
KOREA FRN
2016-12-09
COMMONWEALTH
BK OF AUST FRN
2018-12-23
DBANLN14040
DBANZC07006
DEUTSCHE BK AG
0% 2017-06-20
DBANZC07007
DEUTSCHE BK AG
0% 2022-06-20
DBANZC07021
DEUTSCHE BK AG
0% 2022-10-31
DBANZN05005
HYSAN (MTN) 0%
2020-02-07
DBS BANK (HK)
4.05% 2018-08-28
DBS BANK (HK)
4.22% 2018-08-22
DBS BANK (HK)
4.07% 2018-08-27
DBS BANK (HK)
4.20% 2018-08-26
DBS BANK (HK)
3.98% 2018-09-04
DBS BANK (HK)
3.48% 2018-10-17
DBS BANK (HK)
3.95% 2020-01-20
DBS BANK (HK)
3.86% 2020-01-20
DHHKFC08004
DHHKFC08005
DHHKFC08007
DHHKFC08008
DHHKFC08010
DHHKFC08013
DHHKFC10001
DHHKFC10002
CLP POWER HONG
KONG FINANCING
LIMITED
CLP POWER HONG
KONG FINANCING
LIMITED
GOLDEN WHEEL
TIANDI HOLDINGS
COMPANY LIMITED,
C.I.
DEUTSCHE BANK
AKTIENGESELLSCH
AFT
DEUTSCHE BANK
AKTIENGESELLSCH
AFT
CLP POWER HONG
KONG FINANCING
LIMITED
WHARF FINANCE
LTD.
BNZ
INTERNATIONAL
FUNDING LIMITED,
LONDON BRANCH
ASB FINANCE
LIMITED, LONDON,
UK
THE
EXPORT-IMPORT
BANK OF KOREA,
KOREA
THE
EXPORT-IMPORT
BANK OF KOREA,
KOREA
WHARF FINANCE
LTD.
WHARF FINANCE
LTD.
NATIONAL
AUSTRALIA BANK
LTD., AUSTRALIA
COMMONWEALTH
BANK OF
AUSTRALIA,
AUSTRALIA
AUSTRALIA AND
NEW ZEALAND BKG
GROUP
LTD.,AUSTRALIA
ICICI BANK UK PLC,
ENGLAND AND
WALES
WOORI BANK,
KOREA
COMMONWEALTH
BANK OF
AUSTRALIA,
AUSTRALIA
DEUTSCHE BANK
AKTIENGESELLSCH
AFT
DEUTSCHE BANK
AKTIENGESELLSCH
AFT
DEUTSCHE BANK
AKTIENGESELLSCH
AFT
HYSAN (MTN) LTD.
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
Special
Action
Subject to
FATCA
Withholding
Tax
2015-04-09
6
111749647
HK0000218799
CNY
400,000,000.00
400,000,000.00
N
N
1,000,000.00
10,000.00
2015-04-24
3
112290559
HK0000220647
HKD
185,000,000.00
185,000,000.00
N
N
500,000.00
500,000.00
2014-12-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
2.90
2015-10-22
12
112423885
HK0000220423
HKD
1,200,000,000.00
1,200,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-12-01
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
2017-11-27
5.63
2015-05-26
6
114080845
HK0000226065
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
2014-11-28
2029-11-28
3.50
2015-02-27
3
114381837
HK0000225851
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2015-01-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
DBAN
2014-12-04
2026-12-04
3.25
2015-03-04
3
114798061
HK0000226511
HKD
200,000,000.00
200,000,000.00
N
N
1,500,000.00
500,000.00
2015-01-13
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
DBAN
2014-12-16
2017-12-18
10.80
2015-06-16
6
115370863
HK0000229184
CNY
300,000,000.00
300,000,000.00
N
N
1,000,000.00
10,000.00
n
DBAN
2010-11-23
2015-11-23
0.00
2014-11-24
2015-02-23
3
056228381
HK0000072725
USD
25,000,000.00
25,000,000.00
N
N
100,000.00
100,000.00
n
DBAN
2010-11-23
2015-11-23
0.00
2014-11-24
2015-02-23
3
056228446
HK0000072733
USD
25,000,000.00
25,000,000.00
N
N
100,000.00
100,000.00
n
DBAN
2012-03-22
2017-03-22
0.00
2014-12-22
2015-03-23
3
075896069
HK0000107364
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-05-02
CERTIFY NON-US BENEF
& EXCH TO PERM NOTE
2013-02-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
2015-01-26
n
n
n
DBAN
2013-01-18
2018-01-18
0.00
2015-01-19
2015-04-20
3
087664708
HK0000137064
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
DBAN
2013-07-12
2016-07-12
0.00
2015-01-12
2015-04-13
3
095041698
HK0000155736
HKD
775,000,000.00
775,000,000.00
N
N
2,000,000.00
500,000.00
n
DBAN
2013-10-25
2016-10-25
0.00
2015-01-27
2015-04-28
3
098123342
HK0000169034
HKD
850,000,000.00
850,000,000.00
N
N
2,000,000.00
1,000,000.00
n
DBAN
2013-11-27
2016-11-28
0.00
2014-11-28
2015-02-27
3
099669594
HK0000173184
HKD
387,500,000.00
387,500,000.00
N
N
2,000,000.00
500,000.00
n
DBAN
2013-11-27
2016-11-28
0.00
2014-11-28
2015-02-27
3
099729058
HK0000173192
HKD
387,500,000.00
387,500,000.00
N
N
2,000,000.00
500,000.00
n
DBAN
2013-12-31
2020-12-31
0.00
2014-12-31
2015-03-31
3
101196321
HK0000178597
USD
20,000,000.00
20,000,000.00
N
N
200,000.00
200,000.00
DBAN
2014-02-11
2019-02-11
0.00
2014-11-12
2015-02-11
3
103244056
HK0000185204
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
DBAN
2014-07-11
2018-07-11
0.00
2015-01-12
2015-04-13
3
108502347
HK0000206331
AUD
50,000,000.00
50,000,000.00
N
N
2,000,000.00
100,000.00
n
DBAN
2014-07-11
2018-07-11
0.00
2015-01-12
2015-04-13
3
108531690
HK0000205861
AUD
25,000,000.00
25,000,000.00
N
N
2,000,000.00
500,000.00
n
DBAN
2014-07-17
2018-07-17
0.00
2015-01-19
2015-04-17
3
108680709
HK0000206349
AUD
25,000,000.00
25,000,000.00
N
N
2,000,000.00
100,000.00
n
DBAN
2014-10-29
2016-10-31
0.00
2015-01-29
2015-04-29
3
HK0000222098
USD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2014-12-09
2016-12-09
0.00
2015-03-09
3
HK0000227790
HKD
387,500,000.00
387,500,000.00
N
N
2,000,000.00
500,000.00
n
DBAN
2014-12-23
2018-12-24
0.00
2015-03-23
3
115653075
HK0000229796
AUD
50,000,000.00
50,000,000.00
N
N
2,000,000.00
100,000.00
n
DBAN
2007-06-20
2017-06-20
0.00
2017-06-20
99
030724151
HK0000038551
HKD
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2007-06-20
2022-06-20
0.00
2022-06-20
99
030724313
HK0000038569
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2007-10-31
2022-10-31
0.00
2022-10-31
99
032910416
HK0000041324
HKD
296,000,000.00
296,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-02-09
0.00
2014-02-10
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
DBAN
2005-02-07
2015-02-09
2015-02-09
99
HK0000030103
HKD
430,000,000.00
430,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBSH
2008-08-28
2018-08-28
4.05
2014-08-28
2015-08-28
12
038451405
HK0000048766
HKD
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
DBSH
2008-08-22
2018-08-22
4.22
2014-11-24
2015-02-23
3
038451421
HK0000048774
HKD
400,000,000.00
400,000,000.00
N
N
500,000.00
500,000.00
n
DBSH
2008-08-27
2018-08-27
4.07
2014-08-27
2015-08-27
12
038451383
HK0000048790
HKD
169,000,000.00
169,000,000.00
N
N
500,000.00
500,000.00
n
DBSH
2008-08-26
2018-08-27
4.20
2014-08-26
2015-08-26
12
038499572
HK0000048865
HKD
25,000,000.00
25,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBSH
2008-09-04
2018-09-04
3.98
2014-12-04
2015-03-04
3
038626108
HK0000048964
HKD
132,000,000.00
132,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBSH
2008-10-17
2018-10-17
3.48
2015-01-19
2015-04-17
3
039453975
HK0000049913
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBSH
2010-01-20
2020-01-20
3.95
2015-01-20
2015-04-20
3
048073824
HK0000059961
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBSH
2010-01-20
2020-01-20
3.86
2015-01-20
2015-04-20
3
048044999
HK0000059938
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
List of CMUS Instruments
2015-02-05
Issue
Number
DHHKFC10003
DHHKFC10014
DHHKFC11001
DHHKFC11002
DHHKFC11015
DHHKFC11043
DHHKFC11055
DHHKFC13001
DHHKFC14003
DHHKFC15004
DHHKLC15001
DHHKLC15003
DHHKZC15002
DSFXFC10007
DSFXFC11010
DSFXFC13002
DSFXFC13010
DSFXFC13016
DSFXFC13027
DSFXFC13028
DSFXFC14001
DSFXFC14004
DSFXFC14005
DSFXFC14006
DSFXFC14007
DSFXFC14008
DSFXFC14009
DSFXFC14010
DSFXFC14011
DSFXFC14012
DSFXFC14013
DSFXFC14014
DSFXFC14016
DSFXFC14018
DSFXFC14019
DSFXFC15002
DSFXFC15003
DSFXLC14015
DSFXLC14017
DSFXLC14020
DSFXLC14021
DSFXLC15001
DSFXLC15004
EVERFC14017
EVERFC14019
EVERFC14022
EVERFC14023
Issue Description
DBS BANK (HK)
3.92% 2020-01-21
DBS BANK (HK)
2.90% 2017-08-16
DBS BANK (HK)
3.80% 2021-03-16
DBS BANK (HK)
3.83% 2021-03-16
DBS BANK (HK)
2.55% 2016-06-30
DBS BANK (HK)
2.25% 2016-10-20
DBS BANK (HK)
2.50% 2016-12-08
DBS BANK (HK)
1.20% 2015-09-30
DBS BANK (HK) LTD
0.20% 2015-06-24
DBS BANK (HK) LTD
0.70% 2016-01-15
DBS BANK (HK) LTD
FRCD 2016-01-06
DBS BANK (HK) LTD
FRCD 2016-01-15
DBS BANK (HK) LTD
0.00% 2015-04-15
DAH SING BANK
3.55% 2017-05-12
DAH SING BANK
3.03% 2016-03-10
DAH SING BANK
1.12% 2016-01-18
DAH SING BANK
1.13% 2016-03-21
DAH SING BANK
1.2% 2016-05-03
DAH SING BANK
2.30% 2018-11-06
DAH SING BANK
2.28% 2018-11-07
DAH SING BANK
1.85% 2017-01-16
DAH SING BANK
1.20% 2015-02-10
DAH SING BANK
1.21% 2015-02-17
DAH SING BANK
1.22% 2015-03-10
DAH SING BANK
1.25% 2015-03-16
DAH SING BANK
1.25% 2015-03-19
DAH SING BANK
1.26% 2015-04-17
DAH SING BANK
1.30% 2015-05-04
DAH SING BANK
2.20% 2017-05-22
DAH SING BANK
1.28% 2015-06-03
DAH SING BANK
2.80% 2019-06-04
DAH SING BANK
1.45% 2015-07-03
DAH SING BANK
1.42% 2015-08-04
DAH SING BANK
1.05% 2015-08-28
DAH SING BANK
0.94% 2015-11-06
DAH SING BANK
1.095% 2016-01-19
DAH SING BANK
1.085% 2016-01-21
DAH SING BANK
FRCD 2015-07-16
DAH SING BANK
FRCD 2015-08-27
DAH SING BANK
FRCD 2015-11-12
DAH SING BANK
FRCD 2015-12-14
DAH SING BANK
FRCD 2016-01-11
DAH SING BANK
FRCD 2016-01-21
CHN EVERBRIGHT
BK CO LTD
1.40%2015-09-08
CHN EVERBRIGHT
BK CO LTD
1.50%2015-10-06
CHN EVERBRIGHT
BK CO LTD
3.20%2015-10-29
CHN EVERBRIGHT
BK CO LTD
3.30%2015-05-06
Issuer
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DBS BANK (HONG
KONG) LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
DAH SING BANK
LIMITED
CHINA EVERBRIGHT
BANK CO., LTD.
Paying
Agent
Code
Issue
Date
Maturity
Date
DBSH
2010-01-21
2020-01-21
Call / Put
Option
Date
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
3.92
2015-01-21
2015-04-21
Int.
Pay.
Freq.
(Mths)
3
Common
Code
048073832
ISIN
HK0000059979
Issue
Ccy
HKD
Issue
Size
300,000,000.00
Outstanding
Amount
300,000,000.00
Tender
Allowed
N
Income
Dist. HKD
N
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
1,000,000.00
1,000,000.00
Special
Action
Date
Special
Action
Subject to
FATCA
Withholding
Tax
n
DBSH
2010-08-16
2017-08-16
2.90
2014-08-18
2015-08-17
12
053362095
HK0000067345
HKD
80,000,000.00
80,000,000.00
N
N
500,000.00
500,000.00
n
DBSH
2011-03-16
2021-03-16
3.80
2014-03-17
2015-03-16
12
060625905
HK0000077435
HKD
155,000,000.00
155,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBSH
2011-03-16
2021-03-16
3.83
2014-03-17
2015-03-16
12
060625964
HK0000077443
HKD
62,000,000.00
62,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBSH
2011-06-30
2016-06-30
2.55
2014-06-30
2015-06-30
12
064429566
HK0000083961
HKD
700,000,000.00
700,000,000.00
N
N
500,000.00
500,000.00
n
DBSH
2011-10-20
2016-10-20
2.25
2015-01-20
2015-04-20
3
069535933
HK0000090602
HKD
320,000,000.00
320,000,000.00
N
N
500,000.00
500,000.00
n
DBSH
2011-12-08
2016-12-08
2.50
2014-12-08
2015-12-08
12
071767426
HK0000095676
HKD
202,000,000.00
202,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBSH
2013-09-30
2015-09-30
1.20
2014-09-30
2015-09-30
12
097585482
HK0000165859
HKD
503,000,000.00
503,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBSH
2014-12-24
2015-06-24
0.20
2015-06-24
6
116129205
HK0000230851
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
n
DBSH
2015-01-15
2016-01-15
0.70
2016-01-15
12
117007669
HK0000233590
USD
30,000,000.00
30,000,000.00
N
N
100,000.00
100,000.00
n
DBSH
2015-01-06
2016-01-06
0.00
2015-04-08
3
116469383
HK0000231875
HKD
387,000,000.00
387,000,000.00
N
N
500,000.00
500,000.00
n
DBSH
2015-01-15
2016-01-15
0.00
2015-04-15
3
117007642
HK0000233582
HKD
250,000,000.00
250,000,000.00
N
N
500,000.00
500,000.00
n
DBSH
2015-01-15
2015-04-15
0.00
2015-04-15
3
117007626
HK0000233574
HKD
140,000,000.00
140,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2010-05-12
2017-05-12
3.55
2014-05-12
2015-05-12
12
050881172
HK0000064045
HKD
50,000,000.00
50,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2011-03-10
2016-03-10
3.03
2014-12-10
2015-03-10
3
060352453
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-01-16
2016-01-18
1.12
2015-01-16
2015-04-16
3
087570029
HK0000136637
HKD
310,000,000.00
310,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-03-21
2016-03-21
1.13
2014-12-22
2015-03-23
3
090766350
HK0000143591
HKD
280,000,000.00
280,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-05-03
2016-05-03
1.20
2015-02-03
2015-05-04
3
092676218
HK0000148632
HKD
450,000,000.00
450,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-11-06
2018-11-06
2.30
2014-11-06
2015-11-06
12
099043237
HK0000170503
HKD
435,000,000.00
435,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-11-07
2018-11-07
2.28
2014-11-07
2015-02-09
3
099073276
HK0000170743
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-01-15
2017-01-16
1.85
2015-01-15
2015-04-15
3
101579379
HK0000180783
HKD
550,000,000.00
550,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-02-10
2015-02-10
1.20
2015-02-10
12
102837746
HK0000184413
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-02-17
2015-02-17
1.21
2015-02-17
12
103292034
HK0000185535
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-03-10
2015-03-10
1.22
2015-03-10
12
104219861
HK0000189487
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-03-18
2015-03-16
1.25
2015-03-16
12
104645496
HK0000191111
HKD
340,000,000.00
340,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-03-19
2015-03-19
1.25
2015-03-19
12
104669301
HK0000191186
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-04-17
2015-04-17
1.26
2015-04-17
12
105779518
HK0000195948
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-05-02
2015-05-04
1.30
2015-05-04
12
106368317
HK0000197571
HKD
175,000,000.00
175,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-05-22
2017-05-22
2.20
HKNG
2014-06-03
2015-06-03
1.28
2014-11-24
2015-02-23
3
107002839
HK0000200268
HKD
142,000,000.00
142,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-06-03
12
107402098
HK0000201928
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-06-04
2019-06-04
2.80
2015-06-04
12
107432540
HK0000202082
HKD
170,000,000.00
170,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-07-04
2015-07-03
1.45
2015-07-03
12
108453842
HK0000205515
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-08-04
2015-08-04
1.42
2015-08-04
12
109380407
HK0000209848
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-08-29
2015-08-28
1.05
2015-08-28
12
110411936
HK0000213980
HKD
180,000,000.00
180,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-11-06
2015-11-06
0.94
2015-11-06
12
113429046
HK0000223088
USD
20,000,000.00
20,000,000.00
N
N
250,000.00
250,000.00
n
HKNG
2015-01-20
2016-01-19
1.10
2016-01-19
12
117142876
HK0000233947
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2015-01-22
2016-01-21
1.09
2016-01-21
12
117247201
HK0000234366
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-07-18
2015-07-16
0.00
2015-01-16
2015-04-16
3
108913410
HK0000207081
HKD
620,000,000.00
620,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-08-27
2015-08-27
0.00
2014-11-27
2015-02-27
3
110332769
HK0000213675
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-11-12
2015-11-12
0.00
2015-02-12
3
113653264
HK0000223740
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-12-16
2015-12-14
0.00
2015-03-16
3
115512218
HK0000229382
HKD
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2015-01-13
2016-01-11
0.00
2015-04-13
3
116599830
HK0000232873
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2015-01-23
2016-01-21
0.00
2015-04-23
3
117350525
HK0000234705
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-09-08
2015-09-08
1.40
2015-09-08
12
110760914
HK0000215027
USD
17,000,000.00
17,000,000.00
N
N
200,000.00
200,000.00
n
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-10-06
2015-10-06
1.50
2015-10-06
12
111735581
HK0000218575
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-10-29
2015-10-29
3.20
2015-10-29
12
112950486
HK0000221801
CNY
291,000,000.00
291,000,000.00
N
N
500,000.00
500,000.00
n
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-11-06
2015-05-06
3.30
2015-05-06
6
113333804
HK0000223070
CNY
320,500,000.00
320,500,000.00
N
N
500,000.00
500,000.00
n
List of CMUS Instruments
2015-02-05
Issue
Number
EVERFC14027
EVERFC15002
EVERLC14012
EVERLC14016
EVERLC14026
EVERZC14018
EVERZC14024
EVERZC14025
EVERZC14028
EVERZC14029
EVERZC14030
EVERZC14031
EVERZC14032
EVERZC14033
EVERZC15001
FJBHFC14003
HKMCFN03034
Paying
Agent
Code
Issue
Date
Maturity
Date
Call / Put
Option
Date
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
N
500,000.00
500,000.00
n
N
N
1,000,000.00
1,000,000.00
n
150,000,000.00
N
N
500,000.00
500,000.00
n
30,000,000.00
30,000,000.00
N
N
100,000.00
100,000.00
n
HKD
340,000,000.00
340,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000217965
USD
39,000,000.00
39,000,000.00
N
N
100,000.00
100,000.00
n
113433990
HK0000223096
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
12
113434856
HK0000223104
USD
40,000,000.00
40,000,000.00
N
N
100,000.00
100,000.00
n
2015-06-04
6
114820164
HK0000226784
USD
5,000,000.00
5,000,000.00
N
N
1,000,000.00
1,000,000.00
n
0.00
2015-06-05
6
114822523
HK0000226792
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-06-05
0.00
2015-06-05
6
114822558
HK0000226800
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2014-12-23
2015-06-23
0.00
2015-06-23
6
115816438
HK0000230414
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
250,000.00
n
HKNG
2014-12-23
2015-03-23
0.00
2015-03-23
3
115827740
HK0000230422
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
250,000.00
n
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-12-23
2015-04-23
0.00
2015-04-23
4
115827774
HK0000230430
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2015-01-22
2016-01-22
0.00
2016-01-22
12
117146952
HK0000233962
USD
40,000,000.00
40,000,000.00
N
N
1,000,000.00
1,000,000.00
n
MIZUHO BANK, LTD.
HKNG
2014-08-15
2016-08-15
1.23
2015-08-17
12
109878278
HK0000211646
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
DBAN
2003-06-23
2018-06-25
5.00
2014-06-23
2015-06-23
12
HK0000019650
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
DBAN
2003-07-08
2018-07-09
4.85
2015-01-08
2015-04-08
3
039386585
HK0000019676
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
DBAN
2003-07-15
2018-07-16
5.20
2014-07-15
2015-07-15
12
039362139
HK0000019700
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
DBAN
2004-02-20
2016-02-22
4.70
2014-02-20
2015-02-23
12
049307454
HK0000020013
HKD
45,000,000.00
45,000,000.00
N
N
500,000.00
500,000.00
n
DBAN
2004-04-21
2016-04-21
4.82
2015-01-21
2015-04-21
3
HK0000020088
HKD
50,000,000.00
50,000,000.00
N
N
500,000.00
500,000.00
n
DBAN
2005-06-17
2015-06-17
4.02
2014-12-17
2015-03-17
3
045851575
HKD
60,000,000.00
60,000,000.00
N
N
500,000.00
500,000.00
n
DBAN
2005-07-27
2015-07-27
4.25
2015-01-27
2015-07-27
6
022583964
HKD
40,000,000.00
40,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2005-09-02
2020-09-02
4.53
2014-12-02
2015-03-02
3
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
DBAN
2005-09-23
2015-09-23
4.55
2014-09-23
2015-09-23
12
HKD
70,000,000.00
70,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2005-11-10
2020-11-10
5.00
2014-11-10
2015-11-10
12
HKD
44,000,000.00
44,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2005-11-28
2017-11-28
4.82
2014-11-28
2015-02-27
3
HKD
70,000,000.00
70,000,000.00
N
N
500,000.00
500,000.00
n
DBAN
2005-12-05
2020-12-07
4.91
2014-12-05
2015-12-07
12
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
DBAN
2005-12-30
2015-12-30
4.80
2014-12-30
2015-12-30
12
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
CHN EVERBRIGHT
BK CO LTD
1.55%2015-11-17
CHN EVERBRIGHT
BK CO LTD 1.3%
2016-01-22
CHN EVERBRIGHT
BK CO LTD FRCD
2016-07-18
CHN EVERBRIGHT
BK CO LTD FRCD
2017-08-13
CHN EVERBRIGHT
BK CO LTD FRCD
2016-11-07
CHN EVERBRIGHT
BK CO LTD
0.00%2015-03-27
CHN EVERBRIGHT
BK CO LTD 0%
2015-11-06
CHN EVERBRIGHT
BK CO LTD 0%
2015-11-06
CHN EVERBRIGHT
BK CO LTD 0%
2015-06-04
CHN EVERBRIGHT
BK CO LTD 0%
2015-06-05
CHN EVERBRIGHT
BK CO LTD 0%
2015-06-05
CHN EVERBRIGHT
BK CO LTD 0%
2015-06-23
CHN EVERBRIGHT
BK CO LTD 0%
2015-03-23
CHN EVERBRIGHT
BK CO LTD 0%
2015-04-23
CHN EVERBRIGHT
BK CO LTD 0%
2016-01-22
MIZUHO BANK, LTD.
1.23% 2016-08-15
HK MORTGAGE
CORP 5% 2018-06-25
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-11-17
2015-11-17
1.55
2015-11-17
12
113858516
HK0000224417
USD
50,000,000.00
50,000,000.00
N
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2015-01-23
2016-01-22
1.30
2016-01-22
12
117249123
HK0000234697
HKD
154,000,000.00
154,000,000.00
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-07-18
2016-07-18
0.00
2015-01-19
2015-04-20
3
108686154
HK0000206463
HKD
150,000,000.00
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-08-13
2017-08-14
0.00
2014-11-13
2015-02-13
3
109829013
HK0000211398
USD
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-11-07
2016-11-07
0.00
2015-02-09
3
113449454
HK0000223401
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-09-30
2015-03-27
0.00
2015-03-27
6
111520844
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-11-06
2015-11-06
0.00
2015-11-06
12
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-11-06
2015-11-06
0.00
2015-11-06
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-12-04
2015-06-04
0.00
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-12-05
2015-06-05
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
2014-12-05
CHINA EVERBRIGHT
BANK CO., LTD.
HKNG
CHINA EVERBRIGHT
BANK CO., LTD.
HKMCFN03036
HK MORTGAGE
CORP 4.85%
2018-07-09
HKMCFN03039
HK MORTGAGE
CORP 5.2% 2018-07-16
HKMCFN04020
HK MORTGAGE
CORP 4.7% 2016-02-22
HKMCFN04027
HK MORTGAGE
CORP 4.817%
2016-04-21
HKMCFN05014
HK MORTGAGE
CORP 4.02%
2015-06-17
HKMCFN05021
HK MORTGAGE
CORP 4.25%
2015-07-27
HKMCFN05024
HK MORTGAGE
CORP 4.525%
2020-09-02
HKMCFN05025
HK MORTGAGE
CORP 4.55%
2015-09-23
HKMCFN05031
HK MORTGAGE
CORP 5% 2020-11-10
HKMCFN05032
HK MORTGAGE
CORP 4.82%
2017-11-28
HKMCFN05033
HK MORTGAGE
CORP 4.91%
2020-12-07
HKMCFN05034
HK MORTGAGE
CORP 4.795%
2015-12-30
086410915
092743888
ISIN
HK0000132222
CNY
2003-08-25
2006-01-16
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
Issuer
Repo Cat. *
USD
EUR
Special
Action
Date
Minimum
Tradable Amount
Issue Description
Income
Dist. HKD
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERT & EXCH TO PERM
NOTE
n
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
HKMCFN06004
HK MORTGAGE
CORP 4.62%
2016-01-20
HKMCFN06027
HK MORTGAGE
CORP 5.4% 2021-05-31
HKMCFN06039
HK MORTGAGE
CORP 5.25%
2018-08-06
HKMCFN07003
HK MORTGAGE
CORP 4.15%
2015-10-12
HKMCFN07005
HK MORTGAGE
CORP 4.56%
2019-02-04
HKMCFN07032
HK MORTGAGE
CORP 4.80%
2022-05-30
HKMCFN07040
HK MORTGAGE
CORP 5.28%
2022-06-20
HKMCFN07041
HK MORTGAGE
CORP 5.34%
2017-06-26
HKMCFN07054
HK MORTGAGE
CORP 5.01%
2017-10-09
HKMCFN07055
HK MORTGAGE
CORP 5.056%
2022-10-05
HKMCFN07057
HK MORTGAGE
CORP 5.265%
2022-10-25
HKMCFN08008
HK MORTGAGE
CORP 4.03%
2017-12-29
HKMCFN08026
HK MORTGAGE
CORP 3.84%
2020-03-09
HKMCFN08029
HK MORTGAGE
CORP 3.805% DUE
2018-03-12
HKMCFN08041
HK MORTGAGE
CORP 3.397%
2018-04-17
HKMCFN08042
HK MORTGAGE
CORP 3.62%
2018-04-23
HKMCFN08049
HK MORTGAGE
CORP 3.84%
2023-05-16
HKMCFN08053
HK MORTGAGE
CORP 3.65%
2016-05-30
HKMCFN08064
HK MORTGAGE
CORP 4.07%
2023-06-12
HKMCFN08070
HK MORTGAGE
CORP 4.51%
2017-06-26
HKMCFN08074
HK MORTGAGE
CORP 4.565%
2020-07-07
HKMCFN08076
HK MORTGAGE
CORP 4.47%
2018-07-18
HKMCFN08077
HK MORTGAGE
CORP 4.555%
2018-07-25
HKMCFN09058
HK MORTGAGE
CORP 3.475%
2019-09-17
HKMCFN11001
HK MORTGAGE
CORP 2.00%
2016-01-11
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
Paying
Agent
Code
Issue
Date
Maturity
Date
DBAN
2006-01-20
DBAN
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2016-01-20
4.62
2015-01-20
2016-01-20
12
2006-05-30
2021-05-31
5.40
2014-05-30
2015-05-29
DBAN
2006-08-04
2018-08-06
5.25
2014-08-04
HKNG
2007-01-12
2015-10-12
4.15
HKNG
2007-02-02
2019-02-04
HKNG
2007-05-29
HKNG
Common
Code
ISIN
035010815
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
Special
Action
Subject to
FATCA
Withholding
Tax
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
12
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2015-08-04
12
HKD
50,000,000.00
50,000,000.00
N
N
500,000.00
500,000.00
n
2014-10-13
2015-10-12
12
HKD
50,000,000.00
50,000,000.00
N
N
500,000.00
500,000.00
n
4.56
2015-02-02
2016-02-02
12
HKD
50,000,000.00
50,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2022-05-30
4.80
2014-11-28
2015-02-27
3
HKD
80,000,000.00
80,000,000.00
N
N
1,000,000.00
1,000,000.00
2007-07-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2007-06-18
2022-06-20
5.28
2014-12-18
2015-03-18
3
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2007-07-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2007-06-26
2017-06-26
5.34
2014-06-26
2015-06-26
12
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2007-10-09
2017-10-09
5.01
2015-01-09
2015-04-09
3
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2007-10-12
2022-10-05
5.06
2014-10-06
2015-04-08
6
HKD
57,500,000.00
57,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2007-10-25
2022-10-25
5.27
2014-10-27
2015-10-26
12
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2008-01-15
2017-12-29
4.03
2015-01-15
2016-01-15
12
HKD
50,000,000.00
50,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-02-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
HKNG
2008-03-07
2020-03-09
3.84
2014-03-07
2015-03-09
12
HKD
70,000,000.00
70,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-04-16
CERT NON-US BENE &
EXCH TO PERM NOTE
n
HKNG
2008-03-12
2018-03-12
3.81
2014-03-12
2015-03-12
12
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-04-21
CERTIFY NON-US BENE &
EXCHANGE PERM NOTE
n
HKNG
2008-04-17
2018-04-17
3.40
2015-01-19
2015-04-17
3
HKD
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-05-27
EXCH TO PERM NOTE &
CERT NON-US BENE OWN
n
HKNG
2008-04-23
2018-04-23
3.62
2015-01-23
2015-04-23
3
HKD
50,000,000.00
50,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-06-02
EXCH PERM NOTE &
CERTIFY NON-US BENE
OWN
n
HKNG
2008-05-16
2023-05-16
3.84
2014-11-17
2015-02-16
3
036434694
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2008-05-30
2016-05-30
3.65
2014-05-30
2015-05-29
12
036689056
HKD
270,000,000.00
270,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-07-09
EXCH PERM NOTE &
CERTIFY NON-US BENE
OWN
n
HKNG
2008-06-12
2023-06-12
4.07
2014-12-12
2015-03-12
3
036970308
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-07-22
EXCH PERM NOTE &
CERTIFY NON-US BENE
OWN
n
HKNG
2008-06-26
2017-06-26
4.51
2014-06-26
2015-06-26
12
HKD
290,000,000.00
290,000,000.00
N
N
500,000.00
500,000.00
HKNG
2008-07-07
2020-07-07
4.57
2014-07-07
2015-07-07
12
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-08-18
EXCH PERM NOTE &
CERTIFY NON-US BENE
OWN
n
HKNG
2008-07-18
2018-07-18
4.47
2015-01-19
2015-04-20
3
HKD
305,000,000.00
305,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-08-27
EXCH PERM NOTE &
CERTIFY NON-US BENE
OWN
n
HKNG
2008-07-25
2018-07-25
4.56
2014-07-25
2015-07-27
12
HKD
50,000,000.00
50,000,000.00
N
N
500,000.00
500,000.00
CIHK
2009-09-17
2019-09-17
3.48
2014-09-17
2015-09-17
12
045285154
HKD
173,000,000.00
173,000,000.00
N
N
500,000.00
500,000.00
2009-10-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-01-11
2016-01-11
2.00
2015-01-12
2015-04-13
3
057594721
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-02-21
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
045232140
033718942
HK0000185212
050046931
052381185
HK0000127271
n
2016-05-31
PAYMENT ON THE 31ST
DAY OF EACH MAY
n
n
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
HKMCFN11041
HK MORTGAGE
CORP 1.85%
2016-08-11
HKMCFN11058
HK MORTGAGE
CORP 2.40%
2021-09-27
HKMCFN11066
HK MORTGAGE
CORP 1.85%
2016-12-14
HKMCFN12006
HK MORTGAGE
CORP 1.70%
2017-01-27
HKMCFN13004
HK MORTGAGE
CORP 1.04%
2018-01-31
HKMCFN13006
HK MORTGAGE
CORP 1.1125%
2018-02-05
HKMCFN13019
HK MORTGAGE
CORP 0.46%
2015-06-03
HKMCFN13020
HK MORTGAGE
CORP 0.68%
2016-06-03
HKMCFN14003
HK MORTGAGE
CORP 1.065%
2017-03-27
HKMCFN14004
HK MORTGAGE
CORP 1.15%
2017-03-28
HKMCFN14005
HK MORTGAGE
CORP 1.18%
2017-04-18
HKMCFN14011
HK MORTGAGE
CORP 1.33%
2017-08-14
HKMCFN15001
HK MORTGAGE
CORP 1.45%
2018-01-12
HKMCFN15004
HK MORTGAGE
CORP 3.00%
2045-01-23
HKMCLN13021
HK MORTGAGE
CORP FRN 2015-06-19
HKMCLN13022
HK MORTGAGE
CORP FRN 2015-07-17
HKMCLN13023
HK MORTGAGE
CORP FRN 2015-10-16
HKMCLN14001
HK MORTGAGE
CORP FRN 2017-01-23
HKMCLN14009
HK MORTGAGE
CORP FRN 2016-07-22
HKMCLN14017
HK MORTGAGE
CORP FRN 2015-10-30
HKMCLN14020
HK MORTGAGE
CORP FRN 2015-11-18
HKMCZN06042
HK MORTGAGE
CORP 0% 2016-09-19
HKMCZN10005
HK MORTGAGE
CORP 0% 2025-01-29
HKMCZN14018
HK MORTGAGE
CORP 0% 2015-05-12
HKMCZN14019
HK MORTGAGE
CORP 0.00%
2015-05-18
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2011-08-11
CIHK
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2016-08-11
1.85
2014-08-11
2015-08-11
12
066111849
HKD
108,000,000.00
108,000,000.00
N
2011-09-27
2021-09-27
2.40
2014-09-29
2015-09-29
12
068292930
HKD
215,000,000.00
215,000,000.00
CIHK
2011-12-14
2016-12-14
1.85
2014-12-15
2015-03-16
3
071844536
HKD
1,450,000,000.00
CIHK
2012-01-27
2017-01-27
1.70
2015-01-27
2015-04-27
3
073579708
HKD
CIHK
2013-01-31
2018-01-31
1.04
2015-01-30
2015-07-31
6
088243625
HK0000138724
CIHK
2013-02-05
2018-02-05
1.11
2015-02-05
2015-08-05
6
088473582
CIHK
2013-06-03
2015-06-03
0.46
2014-06-03
2015-06-03
12
CIHK
2013-06-03
2016-06-03
0.68
2014-06-03
2015-06-03
CIHK
2014-03-27
2017-03-27
1.07
2014-12-29
CIHK
2014-03-28
2017-03-27
1.15
CIHK
2014-04-16
2017-04-18
CIHK
2014-08-13
CIHK
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
N
1,000,000.00
1,000,000.00
2011-09-20
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
N
N
1,000,000.00
1,000,000.00
2011-11-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
1,450,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-01-26
CERT OF NON-US BENE &
EXCH TO PERM NOTES
n
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-03-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
HK0000139227
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-03-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
093991583
HK0000152253
HKD
775,000,000.00
775,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-07-15
CERTIFY NON-US BENE &
EXG TO PERM NOTE
n
12
093991796
HK0000152238
HKD
775,000,000.00
775,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-07-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-03-27
3
104946771
HK0000193018
HKD
300,000,000.00
300,000,000.00
N
N
1,500,000.00
500,000.00
2014-05-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2014-12-29
2015-03-30
3
104948189
HK0000193026
HKD
150,000,000.00
150,000,000.00
N
N
1,500,000.00
500,000.00
2014-05-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
1.18
2015-01-16
2015-04-16
3
105753250
HK0000196383
HKD
160,000,000.00
160,000,000.00
N
N
1,500,000.00
500,000.00
2014-05-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2017-08-14
1.33
2014-11-13
2015-02-13
3
109850039
HK0000211661
HKD
550,000,000.00
550,000,000.00
N
N
1,500,000.00
500,000.00
2014-09-22
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-01-12
2018-01-12
1.45
2015-04-13
3
116479249
HK0000232816
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
500,000.00
2015-02-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CIHK
2015-01-23
2045-01-23
3.00
2016-01-25
12
117214010
HK0000234689
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2015-03-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CIHK
2013-06-19
2015-06-19
0.39
2014-12-19
2015-03-19
3
094482399
HK0000153954
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CIHK
2013-07-17
2015-07-17
0.38
2015-01-19
2015-04-17
3
095377513
HK0000156304
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CIHK
2013-10-16
2015-10-16
0.33
2015-01-16
2015-04-16
3
098258485
HK0000167632
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CIHK
2014-01-23
2017-01-23
0.49
2015-01-23
2015-04-23
3
102064992
HK0000182110
HKD
700,000,000.00
700,000,000.00
N
N
500,000.00
500,000.00
n
CIHK
2014-07-22
2016-07-22
0.38
2015-01-22
2015-04-22
3
108981555
HK0000207776
HKD
700,000,000.00
700,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CIHK
2014-10-31
2015-10-30
0.33
2015-01-30
2015-04-30
3
113244089
HK0000222635
HKD
750,000,000.00
750,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-12-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CIHK
2014-11-18
2015-11-18
0.32
2015-02-18
3
113928212
HK0000224706
HKD
230,000,000.00
230,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-12-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BCHK
2006-09-18
2016-09-19
0.00
2016-09-19
99
HK0000035649
HKD
205,200,000.00
205,200,000.00
N
N
50,000.00
50,000.00
HKNG
2010-01-29
2025-01-29
0.00
2025-01-29
99
048314490
HKD
184,000,000.00
184,000,000.00
N
N
1,000,000.00
1,000,000.00
CIHK
2014-11-12
2015-05-12
0.00
2015-05-12
6
113678542
HK0000223930
CNY
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CIHK
2014-11-17
2015-05-18
0.00
2015-05-18
6
113889128
HK0000224672
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2020-01-29
Common
Code
Bank
Repo
Cat. #
n
n
2010-03-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
Paying
Agent
Code
Issue
Date
Maturity
Date
CIHK
2014-11-27
2015-02-27
0.00
2015-02-27
3
114494674
HK0000226396
HKD
200,000,000.00
200,000,000.00
N
CIHK
2015-01-09
2015-04-09
0.00
2015-04-09
3
116479338
HK0000232337
HKD
350,000,000.00
350,000,000.00
CIHK
2015-01-14
2015-04-14
0.00
2015-04-14
3
116774674
HK0000233202
HKD
380,000,000.00
HLBB
2014-12-22
2017-12-22
1.87
2015-03-23
3
115760823
HK0000229804
HKD
HKNG
2011-12-01
2016-12-01
4.38
2014-12-01
2015-06-01
6
071456790
HK0000094968
HKNG
2011-12-21
2016-12-21
6.95
2014-12-22
2015-06-22
6
072241568
HKNG
2012-04-11
2015-04-13
8.50
2014-10-13
2015-04-13
6
PROVEN HONOUR
CAPITAL LIMITED
HKNG
2012-05-18
2015-05-18
5.30
2014-11-18
2015-05-18
AVIC
INTERNATIONAL
FINANCE AND
INVESTMENT
LIMITED
CHINA
CONSTRUCTION
BANK
CORPORATION,
CHINA
GEMDALE
INTERNATIONAL
HOLDING LIMITED
CHINA GENERAL
NUCLEAR POWER
CORPORATION
CENTRAL PLAZA
DEVELOPMENT
LIMITED
NEW WORLD CHINA
LAND LIMITED
HKNG
2012-07-09
2015-07-09
4.80
2015-01-09
HKNG
2012-06-28
2015-06-29
3.25
HKNG
2012-07-26
2015-07-27
HKNG
2012-11-01
HKNG
Issue Description
Issuer
HKMCZN14021
HK MORTGAGE
CORP 0% 2015-02-27
HKMCZN15002
HK MORTGAGE
CORP 0% 2015-04-09
HKMCZN15003
HK MORTGAGE
CORP 0% 2015-04-14
HLBBFN14001
HK INTERBANK
CLEARING 1.87%
2017-12-22
BAOSTEEL GROUP
CORP 4.375%
2016-12-01
FAR EAST HORIZON
LTD 6.95% 2016-12-21
NEW WORLD CHINA
LAND LTD 8.5%
2015-04-11
PROVEN HON
CAPITAL LTD 5.3%
2015-05-18
AVIC INT FIN & INV
LTD 4.8% 2015-07-09
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
HONG KONG
INTERBANK
CLEARING LIMITED
BAOSTEEL GROUP
CORPORATION, PRC
HSBCFB11035
HSBCFB11036
HSBCFB12002
HSBCFB12003
HSBCFB12004
HSBCFB12006
CHINA CON BK
CORP CHINA 3.25%
2015-06-28
HSBCFB12008
GEMDALE INTL
HOLD LTD 9.15%
2015-07-26
CHINA GENERAL
NUCLEAR 3.75%
2015-11-01
CENTRAL PLAZA
DEV LTD 7.6%
2015-11-29
NEW WORLD CHINA
LAND LTD 5.5%
2018-02-06
CHINA MINMETALS
CORP 3.65%
2016-03-28
CHN CITIC BK CORP
LTD 4.125%
2017-02-27
CHN POWER INTL
DEVELOPMENT 4.5%
2017-5-9
SINOTRANS SAILING
LTD,BVI 4.5%
2017-6-10
CHINA MINMETALS
CORP 4.25%
2017-06-16
VAST EXPAND
LIMITED 5.20%
2017-09-11
WANHUA CHEMICAL
INT'L 4.50%
2017-11-19
HSBCFB12015
HSBCFB12019
HSBCFB13005
HSBCFB13009
HSBCFB14004
HSBCFB14011
HSBCFB14013
HSBCFB14016
HSBCFB14022
HSBCFB14027
HSBCFB14030
HSBCFC14006
HSBCFC14014
HSBCFC14015
HSBCFC14019
HSBCFC14020
HSBCFC14021
HSBCFC14024
ZHUHAI DA HENG
QIN INV. 4.75%
2017-12-11
SHINHAN BANK
0.60% 2015-03-16
BK OF
COMMUNICATIONS,
MACAU2.95%2015-6-1
7
BK OF
COMMUNICATIONS,
MACAU1.65%2015-6-1
2
BK OF
COMMUNICATIONS,
MACAU
2.8%2015-7-14
BK OF
COMMUNICATIONS,
MACAU 3%
2015-07-24
BK OF
COMMUNICATIONS,
MACAU 3%
2015-08-14
BK OF
COMMUNICATIONS,
MACAU3.1%2015-10-2
3
FAR EAST HORIZON
LTD.
NEW WORLD CHINA
LAND LIMITED
CHINA MINMETALS
CORPORATION,
CHINA
CHINA CITIC BANK
CORPORATION
LIMITED
CHINA POWER
INTERNATIONAL
DEVELOPMENT LTD.
SINOTRANS SAILING
LTD, BVI
CHINA MINMETALS
CORPORATION,
CHINA
VAST EXPAND
LIMITED
WANHUA CHEMICAL
INTERNATIONAL
HOLDING
CO.,LTD.,BVI
ZHUHAI DA HENG
QIN INVESTMENT
CO.,LTD.
SHINHAN BANK
Call / Put
Option
Date
Next
Coupon
Date
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
N
1,000,000.00
1,000,000.00
n
N
N
1,000,000.00
1,000,000.00
n
380,000,000.00
N
N
1,000,000.00
1,000,000.00
n
540,000,000.00
540,000,000.00
N
N
500,000.00
10,000.00
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
n
HK0000096856
CNY
750,000,000.00
750,000,000.00
N
N
1,000,000.00
10,000.00
n
076952264
HK0000108776
CNY
4,300,000,000.00
4,300,000,000.00
N
N
1,000,000.00
10,000.00
n
6
077657401
HK0000111952
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
2015-07-09
6
079258989
HK0000117355
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
100,000.00
n
2014-12-29
2015-06-29
6
079893846
HK0000116662
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
n
9.15
2015-01-26
2015-07-27
6
080979282
HK0000119567
CNY
1,200,000,000.00
1,200,000,000.00
N
N
1,000,000.00
10,000.00
n
2015-11-02
3.75
2014-11-03
2015-05-04
6
085101919
HK0000128865
CNY
3,000,000,000.00
3,000,000,000.00
N
N
1,000,000.00
10,000.00
n
2012-11-29
2015-11-30
7.60
2014-11-28
2015-05-29
6
085875116
HK0000131141
CNY
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2013-02-06
2018-02-06
5.50
2014-08-06
2015-02-06
6
088540271
HK0000139235
CNY
3,000,000,000.00
3,000,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2013-03-28
2016-03-28
3.65
2014-09-29
2015-03-30
6
091023229
HK0000144615
CNY
2,500,000,000.00
2,500,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-02-27
2017-02-27
4.13
2014-08-27
2015-02-27
6
102792432
HK0000188166
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-05-09
2017-05-09
4.50
2014-11-10
2015-05-11
6
106072736
HK0000198041
CNY
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-06-10
2017-06-12
4.50
2014-12-10
2015-06-10
6
107081739
HK0000202736
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-06-16
2017-06-16
4.25
2014-12-16
2015-06-16
6
107763635
HK0000203353
CNY
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-09-11
2017-09-11
5.20
2015-03-11
6
110214367
HK0000214830
CNY
1,800,000,000.00
1,800,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-11-19
2017-11-20
4.50
2015-05-19
6
113740345
HK0000223831
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-12-11
2017-12-11
4.75
2015-06-11
6
114820555
HK0000228368
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
CNY
2016-11-23
2014-04-23
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
Minimum
Tradable Amount
2016-12-22
Coupon
Rate
Last
Coupon
Date
Int.
Pay.
Freq.
(Mths)
MIN.NOTICE, IF NOT
CALL, STEP UP1.0%P.A.
n
HKNG
2014-03-14
2015-03-16
0.60
2015-03-16
12
104334466
HK0000189727
USD
24,000,000.00
24,000,000.00
N
N
100,000.00
100,000.00
BANK OF
COMMUNICATIONS,
MACAU
HKNG
2014-06-17
2015-06-17
2.95
2015-06-17
12
107677810
HK0000203478
CNY
320,000,000.00
320,000,000.00
N
N
500,000.00
500,000.00
n
BANK OF
COMMUNICATIONS,
MACAU
HKNG
2014-06-12
2015-06-12
1.65
2015-06-12
12
107708910
HK0000203213
USD
20,000,000.00
20,000,000.00
N
N
200,000.00
200,000.00
n
BANK OF
COMMUNICATIONS,
MACAU
HKNG
2014-07-14
2015-07-14
2.80
2015-07-14
12
108794216
HK0000206455
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BANK OF
COMMUNICATIONS,
MACAU
HKNG
2014-07-24
2015-07-24
3.00
2015-07-24
12
108981784
HK0000207842
CNY
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BANK OF
COMMUNICATIONS,
MACAU
HKNG
2014-08-14
2015-08-14
3.00
2015-08-14
12
109827452
HK0000211653
CNY
113,000,000.00
113,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BANK OF
COMMUNICATIONS,
MACAU
HKNG
2014-10-23
2015-10-23
3.10
2015-10-23
12
112432540
HK0000220928
CNY
130,000,000.00
130,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
HSBCFC14026
HSBCFC14028
HSBCFN05026
Maturity
Date
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Common
Code
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
200,000.00
100,000.00
n
N
N
200,000.00
100,000.00
n
500,000,000.00
N
N
500,000.00
500,000.00
n
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
024302229
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
3
025027981
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
2015-04-22
3
035971157
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-06-02
EXCH PERM NOTE &
CERTIFY NON-US BENE
OWN
n
2014-08-13
2015-08-13
12
HKD
600,000,000.00
600,000,000.00
N
N
500,000.00
500,000.00
2008-09-22
EXCH PERM NOTE &
CERT NON-US BENE
OWNER
n
5.05
2014-08-14
2015-08-14
12
038218638
HKD
425,000,000.00
425,000,000.00
N
N
1,000,000.00
1,000,000.00
2008-09-23
EXCH PERM NOTE &
CERT NON-US BENE
OWNER
n
2018-08-14
4.88
2014-11-14
2015-02-16
3
038262556
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2009-06-02
2019-06-03
4.03
2014-12-02
2015-03-02
3
043133454
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2009-09-17
2019-09-17
3.88
2014-09-17
2015-09-17
12
095258891
HKD
198,000,000.00
198,000,000.00
N
N
500,000.00
500,000.00
HKNG
2009-09-28
2019-09-30
3.78
2014-12-29
2015-03-30
3
045459071
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2009-11-02
2016-11-02
3.28
2015-02-02
2015-05-04
3
046024699
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2010-01-20
2020-01-20
4.35
2015-01-20
2015-04-20
3
048004555
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-03-01
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
CHEUNG KONG
FINANCE (MTN) LTD.
HKNG
2010-04-23
2017-04-24
3.36
2015-01-23
2015-04-23
3
050421970
HKD
113,000,000.00
113,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-06-02
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2010-04-28
2017-04-28
3.30
2015-01-28
2015-04-28
3
050509150
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-06-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2010-04-29
2020-04-29
3.90
2015-01-29
2015-04-29
3
050542254
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-06-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
HKNG
2010-07-20
2020-07-20
3.65
2015-01-20
2015-04-20
3
052720427
HK0000066420
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2010-08-30
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2010-10-20
2020-10-20
3.45
2015-01-20
2015-04-20
3
055052786
HK0000070463
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
2010-11-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-02-24
2021-02-24
4.05
2014-11-24
2015-02-24
3
059611712
HKD
600,000,000.00
600,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-04-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-03-18
2021-03-18
3.90
2014-12-18
2015-03-18
3
060725209
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-04-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-04-20
2021-04-20
4.10
2015-01-20
2015-04-20
3
062023678
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2011-05-06
2021-05-06
3.94
2014-11-06
2015-02-06
3
062335530
HKD
160,000,000.00
160,000,000.00
N
N
1,000,000.00
1,000,000.00
BANK OF
COMMUNICATIONS,
MACAU
HKNG
2014-11-03
2015-11-03
1.20
2015-11-03
12
113036508
HK0000222593
USD
10,000,000.00
10,000,000.00
N
BANK OF
COMMUNICATIONS,
MACAU
CHEUNG KONG
BOND FINANCE
LIMITED
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
CHEUNG KONG
BOND FINANCE
LIMITED
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
CHEUNG KONG
BOND FINANCE
LIMITED
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
CHEUNG KONG
FINANCE (MTN) LTD.
HKNG
2014-11-17
2015-11-17
1.25
2015-11-17
12
113827602
HK0000224383
USD
36,000,000.00
36,000,000.00
HKNG
2005-07-20
2015-04-20
4.40
2014-07-21
2015-04-20
12
022468430
HKD
500,000,000.00
HKNG
2005-11-01
2015-09-30
4.88
2014-11-03
2015-09-30
12
023318679
HKD
HKNG
2005-11-02
2015-11-02
4.90
2014-11-03
2015-11-02
12
023367408
HK0000209566
HKNG
2006-01-19
2016-01-19
4.65
2015-01-19
2015-04-20
3
024083926
HK0000128477
HKNG
2006-02-09
2016-02-09
4.67
2014-11-10
2015-02-09
3
HKNG
2006-04-07
2016-04-07
5.10
2015-01-07
2015-04-08
HKNG
2008-04-22
2015-04-22
3.86
2015-01-22
HKNG
2008-08-13
2018-08-13
5.15
HKNG
2008-08-14
2018-08-14
HKNG
2008-08-14
HKNG
HSBCFN05040
SHK PROP (CAP
MKT) 4.9% 2015-11-02
HSBCFN06003
SHK PROP (CAP
MKT) 4.65%
2016-01-19
HSBCFN06004
SHK PROP (CAP
MKT) 4.67%
2016-02-09
HSBCFN06016
CHEUNG KONG BD
FIN 5.1% 2016-04-07
HSBCFN08006
SHK PROP (CAP
MKT) 3.86%
2015-04-22
HSBCFN08012
SHK PROP (CAP
MKT) 5.15%
2018-08-13
HSBCFN08013
SHK PROP (CAP
MKT) 5.05%
2018-08-14
HSBCFN08014
CHEUNG KONG BD
FIN 4.88% 2018-08-14
HSBCFN09016
SHK PROP (CAP
MKT) 4.03%
2019-06-03
HSBCFN09020
SHK PROP (CAP
MKT) 3.875%
2019-09-17
HSBCFN09021
SHK PROP (CAP
MKT) 3.78%
2019-09-30
HSBCFN09022
SHK PROP (CAP
MKT) 3.28%
2016-11-02
HSBCFN10002
CHEUNG KONG FIN
(MTN) 4.35%
2020-01-20
SHK PROP (CAP
MKT) 3.36%
2017-04-24
HSBCFN10004
SHK PROP (CAP
MKT) 3.30%
2017-04-28
HSBCFN10005
CHEUNG KONG FIN
(MTN) 3.90%
2020-04-29
SHK PROP (CAP
MKT) 3.65%
2020-07-20
HSBCFN10012
SHK PROP (CAP
MKT) 3.45%
2020-10-20
HSBCFN11005
SHK PROP (CAP
MKT) 4.05%
2021-02-24
HSBCFN11007
SHK PROP (CAP
MKT) 3.90%
2021-03-18
HSBCFN11011
SHK PROP (CAP
MKT) 4.1% 2021-04-20
HSBCFN11013
SHK PROP (CAP
MKT) 3.94%
2021-05-06
HK0000176096
HK0000145471
HK0000148137
CNY
2005-12-12
2006-03-21
Special
Action
Subject to
FATCA
Withholding
Tax
N
BK OF
COMMUNICATIONS,
MACAU1.2%2015-11-0
3
BK OF COMMUN.
MACAU 1.25%
2015-11-17
CHEUNG KONG BD
FIN 4.4% 2015-04-20
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
ISIN
Income
Dist. HKD
Bank
Repo
Cat. #
Minimum
Tradable Amount
Issuer
SHK PROP (CAP
MKT) 4.88%
2015-09-30
HSBCFN10006
Issue
Date
Call / Put
Option
Date
Issue Description
HSBCFN05039
HSBCFN10003
Paying
Agent
Code
Int.
Pay.
Freq.
(Mths)
CERT OF NON-US BENE &
EXCH TO PERM NOTES
CERT OF NON-US BENE &
EXCH TO PERM NOTE
n
n
n
n
2009-07-13
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
2009-11-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
2011-06-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
Paying
Agent
Code
Issue
Date
Maturity
Date
Call / Put
Option
Date
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue Description
Issuer
HSBCFN11014
SHK PROP (CAP
MKT) 3.90%
2021-06-01
HKNG
2011-06-01
2021-06-01
3.90
2014-12-01
2015-03-02
3
063205524
HSBCFN11016
SHK PROP (CAP
MKT) 3.92%
2026-06-22
HKNG
2011-06-20
2026-06-22
3.92
2014-12-22
2015-03-20
3
064032526
HSBCFN11020
SHK PROP (CAP
MKT) 3.98%
2026-08-03
HKNG
2011-08-03
2026-08-03
3.98
2015-02-03
2015-05-04
3
HSBCFN11022
SHK PROP (CAP
MKT) 2.25%
2016-09-15
HKNG
2011-09-15
2016-09-15
2.25
2014-12-15
2015-03-16
HSBCFN11023
SHK PROP (CAP
MKT) 3.45%
2021-09-27
HKNG
2011-09-26
2021-09-27
3.45
2014-12-29
HSBCFN11024
CHEUNG KONG FIN
(MTN) 2.45%
2016-09-27
CHEUNG KONG FIN
(MTN) 2.56%
2016-10-03
CHEUNG KONG FIN
(MTN) 3.45%
2021-10-20
SHK PROP (CAP
MKT) 4.00%
2021-10-27
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
CHEUNG KONG
FINANCE (MTN) LTD.
HKNG
2011-09-27
2016-09-27
2.45
CHEUNG KONG
FINANCE (MTN) LTD.
HKNG
2011-10-03
2016-10-03
CHEUNG KONG
FINANCE (MTN) LTD.
HKNG
2011-10-20
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
CHEUNG KONG
FINANCE (MTN) LTD.
HKNG
HSBCFN11026
HSBCFN11028
HSBCFN11029
HSBCFN11033
HSBCFN12001
HSBCFN12007
HSBCFN12009
HSBCFN12010
HSBCFN12011
CHEUNG KONG FIN
(MTN) 3.35%
2021-11-24
CHEUNG KONG
INFRASTRUCTURE
4% 2027-03-09
MALAYAN BK
BER,MALAYSIA
3.25% 2022-07-20
NAN FUNG
TREASURY LTD
4.425% 2022-08-29
HLP FINANCE
LIMITED 3.7%
2022-09-07
SHK PROP (CAP
MKT) 1.75%
2015-09-19
HSBCFN12012
SHK PROP (CAP
MKT) 3.45%
2022-09-19
HSBCFN12013
NAN FUNG
TREASURY LTD
4.125% 2022-10-10
FAR EAST HORIZON
LTD 5.50% 2015-10-18
NAN FUNG
TREASURY LTD
3.95% 2022-11-08
SHK PROP (CAP
MKT) 3.25%
2022-12-05
HSBCFN12014
HSBCFN12016
HSBCFN12018
HSBCFN12020
SHK PROP (CAP
MKT) 3.25%
2022-12-05
HSBCFN13002
FAR EAST HORIZON
LTD 5.75% 2017-10-07
SHK PROP (CAP
MKT) 3.23%
2023-01-10
HSBCFN13003
HSBCFN13004
HSBCFN13008
HSBCFN13011
NAN FUNG
TREASURY LTD
3.85% 2023-01-30
FAR EAST HORIZON
LTD 4.5% 2016-03-22
ASIA STANDARD
INTL GP LTD 6.5%
2018-4-17
HSBCFN13012
SHK PROP (CAP
MKT) 2.95%
2023-05-08
HSBCFN13013
HLP FINANCE
LIMITED 2.95%
2020-06-03
NWD (MTN) LIMITED
6% 2023-09-18
NWD (MTN) LIMITED
5.9% 2023-09-18
HSBCFN13014
HSBCFN13015
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
Special
Action
Subject to
FATCA
Withholding
Tax
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-07-11
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
HKD
450,000,000.00
450,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-08-01
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
065551225
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-09-12
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
3
067716035
HKD
167,000,000.00
167,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-10-25
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2015-03-26
3
068342031
HK0000089562
HKD
305,000,000.00
305,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-11-07
CERT OF NON-US BENE &
EXCH TO PERM NOTES
n
2014-12-29
2015-03-27
3
068342279
HK0000089695
HKD
330,000,000.00
330,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-11-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2.56
2014-10-03
2015-10-05
12
068654793
HKD
377,000,000.00
377,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-11-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2021-10-20
3.45
2015-01-20
2015-04-20
3
069427626
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-11-29
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
2011-10-27
2021-10-27
4.00
2015-01-27
2015-04-27
3
069513808
HK0000091014
HKD
342,000,000.00
342,000,000.00
N
N
500,000.00
500,000.00
2011-12-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2011-11-24
2021-11-24
3.35
2014-11-24
2015-02-24
3
070973456
HK0000121993
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2012-03-09
2027-03-09
4.00
2014-03-10
2015-03-09
12
075291922
HK0000105020
HKD
260,000,000.00
260,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2012-07-20
2022-07-20
3.25
2015-01-20
2015-04-20
3
080626444
HKD
600,000,000.00
600,000,000.00
N
N
1,000,000.00
1,000,000.00
NAN FUNG
TREASURY LIMITED,
HK
HLP FINANCE
LIMITED
HKNG
2012-08-29
2022-08-29
4.43
2014-11-28
2015-02-27
3
082168192
HKD
800,000,000.00
800,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-09-07
2022-09-07
3.70
2014-09-08
2015-09-07
12
082605851
HKD
408,000,000.00
408,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
NAN FUNG
TREASURY LIMITED,
HK
FAR EAST HORIZON
LTD.
NAN FUNG
TREASURY LIMITED,
HK
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
FAR EAST HORIZON
LTD.
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
NAN FUNG
TREASURY LIMITED,
HK
FAR EAST HORIZON
LTD.
ASIA STANDARD
INTERNATIONAL
GROUP LIMITED,
BERMUDA
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
HLP FINANCE
LIMITED
HKNG
2012-09-19
2015-09-21
1.75
2014-12-19
2015-03-19
3
083124695
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-29
CERT OF NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-09-19
2022-09-19
3.45
2014-12-19
2015-03-19
3
083124709
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-10-29
EXCH PERM NOTE &
CERT NON-US BENE
OWNER
n
HKNG
2012-10-10
2022-10-10
4.13
2015-01-12
2015-04-10
3
084121541
HK0000126687
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-11-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-10-18
2015-10-19
5.50
2014-10-20
2015-04-20
6
084552569
HK0000127461
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
HKNG
2012-11-08
2022-11-08
3.95
2014-11-10
2015-02-09
3
085275585
HK0000129558
HKD
110,000,000.00
110,000,000.00
N
N
1,000,000.00
1,000,000.00
2012-12-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-12-03
2022-12-05
3.25
2014-12-03
2015-03-03
3
085874764
HK0000130945
HKD
450,000,000.00
450,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-01-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-12-05
2022-12-05
3.25
2014-12-05
2015-03-05
3
086124343
HK0000131679
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-01-14
CERT OF NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-01-07
2017-10-09
5.75
2014-10-07
2015-04-08
6
087157377
HK0000134780
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
HKNG
2013-01-10
2023-01-10
3.23
2015-01-12
2015-04-10
3
087262936
HK0000135134
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-02-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-01-30
2023-01-30
3.85
2015-01-30
2015-04-30
3
088103904
HK0000138211
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-03-11
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
CHEUNG KONG
INFRASTRUCTURE
FINANCE (BVI)
LIMITED
MALAYAN BANKING
BERHAD, MALAYSIA
NWD (MTN)
LIMITED, BVI
NWD (MTN)
LIMITED, BVI
HK0000082757
HK0000123205
n
2012-04-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
HKNG
2013-03-22
2016-03-22
4.50
2014-09-22
2015-03-23
6
090723626
HK0000143336
CNY
800,000,000.00
800,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2013-04-17
2018-04-17
6.50
2014-10-17
2015-04-17
6
091831171
HK0000146537
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2013-05-08
2023-05-08
2.95
2014-11-10
2015-02-09
3
092863611
HK0000149028
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-06-17
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-06-03
2020-06-03
2.95
2014-12-03
2015-06-03
6
093910613
HK0000151776
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-07-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-09-18
2023-09-18
6.00
2014-09-18
2015-03-18
6
097147884
HKD
2,000,000,000.00
2,000,000,000.00
N
N
2,000,000.00
500,000.00
n
HKNG
2013-09-18
2023-09-18
5.90
2014-09-18
2015-03-18
6
097266034
HKD
350,000,000.00
350,000,000.00
N
N
2,000,000.00
500,000.00
n
List of CMUS Instruments
2015-02-05
Issue
Number
HSBCFN13016
HSBCFN13017
HSBCFN13018
HSBCFN13019
HSBCFN13020
HSBCFN13021
HSBCFN13022
HSBCFN14001
HSBCFN14002
HSBCFN14003
HSBCFN14005
HSBCFN14007
HSBCFN14010
Issue Description
Issuer
NWD (MTN) LIMITED
5.9% 2023-09-18
VALUE SUCCESS
INTL LTD 4.75%
2018-11-04
VALUE SUCCESS
INTL LTD 4.00%
2016-11-21
BESTGAIN REAL
EST. LYRA 4.5%
2018-12-04
FAR EAST HORIZON
LTD 5.45% 2016-12-11
BESTGAIN REAL
EST. LYRA 4.05%
2016-12-16
FAR EAST HORIZON
LTD 4.00% 2015-12-20
NWD (MTN) LIMITED
5.90% 2024-01-24
VALUE SUCCESS
INTL LTD 4.95%
2019-01-29
VALUE SUCCESS
INTL LTD 4.15%
2017-01-29
NWD (MTN) LIMITED
5.50% 2024-02-28
NWD (MTN) LIMITED
5.25% 2024-03-19
SHK PROP (CAP
MKT) 4.00%
2024-04-16
NWD (MTN)
LIMITED, BVI
VALUE SUCCESS
INTERNATIONAL
LIMITED
VALUE SUCCESS
INTERNATIONAL
LIMITED
BESTGAIN REAL
ESTATE LYRA
LIMITED
FAR EAST HORIZON
LTD.
BESTGAIN REAL
ESTATE LYRA
LIMITED
FAR EAST HORIZON
LTD.
NWD (MTN)
LIMITED, BVI
VALUE SUCCESS
INTERNATIONAL
LIMITED
VALUE SUCCESS
INTERNATIONAL
LIMITED
NWD (MTN)
LIMITED, BVI
NWD (MTN)
LIMITED, BVI
SUN HUNG KAI
PROPERTIES
(CAPITAL MARKET)
LTD.
POWER
CONSTRUCTION
CORPORATION OF
CHINA
HANG SENG BANK
(CHINA) LIMITED,
CHINA
ASIA STANDARD
INTERNATIONAL
GROUP LIMITED,
BERMUDA
YUEXIU PROPERTY
COMPANY LTD.
HSBCFN14012
POWER CONSTR
CORP OF CHN 4.2%
2017-05-15
HSBCFN14017
HANG SENG BK
(CHINA) 3.25%
2017-07-03
ASIA STANDARD
INTL GP LTD 4.8%
2019-7-09
HSBCFN14018
HSBCFN14029
HSBCFN15001
HSBCLN13001
HSBCZC14023
HSHKFC14001
HSHKFC14004
HSHKLC14002
HSHKLC14003
HSHKZC14005
HYPHFC07002
IBAXFC14017
IBAXFC14020
IBAXFC14021
IBAXFC15003
IBAXFC15004
IBAXFC15005
IBAXLC13006
IBAXLC13007
IBAXLC14032
IBAXZC14006
IBAXZC14022
IBAXZC14024
IBAXZC14026
IBAXZC14027
IBAXZC14028
IBAXZC14030
YUEXIU PROPERTY
CO. LTD. 6.1%
2029-11-28
NEW WORLD CHINA
LAND LTD 5%
2022-01-28
FCT WATER
DRAGON, FRANCE
FRN 2016-01-11
SHINHAN BANK 0%
2015-09-24
HANG SENG BANK
0.15% 2015-05-20
HANG SENG BANK
1.75% 2017-10-16
HANG SENG BANK
FRCD 2017-06-19
HANG SENG BANK
FRCD 2017-06-23
HANG SENG BANK
0.00% 2015-06-05
UNICREDIT BANK
AG 4.785% 2017-02-15
FUBON BANK (HK)
2.15% 2017-06-05
FUBON BANK (HK)
2.40% 2017-08-04
FUBON BANK (HK)
1.00% 2015-08-20
FUBON BANK (HK)
1.00% 2015-07-10
FUBON BANK (HK)
1.08% 2015-12-31
FUBON BANK (HK)
1.00% 2015-07-13
FUBON BANK (HK)
LTD FRCD 2016-06-24
FUBON BANK (HK)
LTD FRCD 2016-06-24
FUBON BANK (HK)
FRCD 2017-12-15
FUBON BANK (HK)
0.00% 2015-02-18
FUBON BANK (HK)
0.00% 2015-03-23
FUBON BANK (HK)
0.00% 2015-03-31
FUBON BANK (HK)
0.00% 2015-04-08
FUBON BANK (HK)
0.00% 2015-04-15
FUBON BANK (HK)
0.00% 2015-04-22
FUBON BANK (HK)
0.00% 2015-05-12
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2013-09-18
HKNG
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2023-09-18
5.90
2014-09-18
2015-03-18
6
097266069
HK0000164472
HKD
1,150,000,000.00
1,150,000,000.00
N
2013-11-04
2018-11-05
4.75
2014-11-04
2015-05-04
6
098855220
HK0000170461
CNY
2,100,000,000.00
2,100,000,000.00
HKNG
2013-11-21
2016-11-21
4.00
2014-11-21
2015-05-21
6
099495430
HK0000172426
CNY
1,500,000,000.00
HKNG
2013-12-04
2018-12-04
4.50
2014-12-04
2015-06-04
6
100078368
HK0000175114
CNY
1,000,000,000.00
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Bank
Repo
Cat. #
Special
Action
Date
Minimum
Tradable Amount
Multiple
Tradable Amount
N
2,000,000.00
500,000.00
n
N
N
1,000,000.00
10,000.00
n
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
HKNG
2013-12-11
2016-12-12
5.45
2014-12-11
2015-06-11
6
100165287
HK0000176187
CNY
700,000,000.00
700,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2013-12-16
2016-12-16
4.05
2014-12-16
2015-06-16
6
100514958
HK0000176583
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2013-12-20
2015-12-21
4.00
2014-12-22
2015-03-20
3
100621568
HK0000177375
HKD
88,800,000.00
88,800,000.00
N
N
500,000.00
100,000.00
HKNG
2014-01-24
2024-01-24
5.90
2015-01-26
2015-07-24
6
102032055
HK0000182102
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2014-01-29
2019-01-29
4.95
2015-01-29
2015-07-29
6
102135300
HK0000182946
CNY
750,000,000.00
750,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-01-29
2017-01-30
4.15
2015-01-29
2015-07-29
6
102338855
HK0000182953
CNY
850,000,000.00
850,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-02-28
2024-02-28
5.50
2014-08-28
2015-02-27
6
103565391
HK0000187226
HKD
600,000,000.00
600,000,000.00
N
N
1,000,000.00
1,000,000.00
2014-04-09
HKNG
2014-03-19
2024-03-19
5.25
2014-09-19
2015-03-19
6
104483283
HK0000190113
HKD
445,000,000.00
445,000,000.00
N
N
2,000,000.00
500,000.00
2014-04-28
HKNG
2014-04-16
2024-04-16
4.00
2015-01-16
2015-04-16
3
105660928
HK0000195922
HKD
300,000,000.00
300,000,000.00
N
N
1,500,000.00
500,000.00
2014-05-26
HKNG
2014-05-15
2017-05-15
4.20
2014-11-17
2015-05-15
6
106478660
HK0000199361
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-07-03
2017-07-03
3.25
2015-01-05
2015-07-03
6
108197684
HK0000205267
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-07-09
2019-07-09
4.80
2015-01-09
2015-07-09
6
108592354
HK0000206000
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-11-28
2029-11-28
6.10
2015-02-27
3
114560871
HK0000226404
HKD
2,300,000,000.00
2,300,000,000.00
N
N
1,500,000.00
500,000.00
2015-01-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
NEW WORLD CHINA
LAND LIMITED
HKNG
2015-01-28
2022-01-28
5.00
2015-07-28
6
117565351
HKD
800,000,000.00
800,000,000.00
N
N
1,000,000.00
500,000.00
2015-03-09
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
FCT WATER
DRAGON, FRANCE
HKNG
2013-01-10
2016-01-11
0.00
2015-04-13
3
USD
340,000,000.00
340,000,000.00
N
N
50,000.00
1,000.00
SHINHAN BANK
HKNG
2014-09-23
2015-09-24
0.00
2015-09-24
12
35,000,000.00
35,000,000.00
N
N
100,000.00
100,000.00
2015-05-20
12
2015-04-16
3
HANG SENG BANK
LTD
HANG SENG BANK
LTD
HANG SENG BANK
LTD
HANG SENG BANK
LTD
HANG SENG BANK
LTD
UNICREDIT BANK
AG
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
HSHK
2014-05-19
2015-05-20
0.15
HSHK
2014-10-16
2017-10-16
1.75
2015-01-13
2015-01-16
n
2014-03-05
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERT OF NON-US BENE &
EXCH TO PERM NOTES
n
n
n
n
n
111317879
HK0000216751
USD
2014-11-03
HKD
10,032,000.00
10,032,000.00
N
N
1,000.00
1,000.00
n
112282521
HK0000219706
HKD
3,000,000,000.00
3,000,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HSHK
2014-06-17
2017-06-19
0.00
2014-12-17
2015-03-17
3
107871357
HK0000203528
HKD
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HSHK
2014-06-23
2017-06-23
0.00
2014-12-23
2015-03-23
3
107871250
HK0000203536
HKD
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HSHK
2014-12-05
2015-06-05
0.00
2015-06-05
6
114967769
HK0000226990
HKD
2,500,000,000.00
2,500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKD
80,000,000.00
80,000,000.00
N
N
500,000.00
500,000.00
HK0000202124
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2007-02-15
2017-02-15
4.79
IBAX
2014-06-05
2017-06-05
2.15
2014-11-17
2015-02-16
3
028737572
2015-06-05
12
107458352
2007-03-27
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
IBAX
2014-08-04
2017-08-04
2.40
2015-08-04
12
109459607
HK0000209517
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2014-08-20
2015-08-20
1.00
2015-08-20
12
110206887
HK0000212321
HKD
6,650,000.00
6,650,000.00
N
N
50,000.00
50,000.00
n
IBAX
2015-01-16
2015-07-10
1.00
2015-07-10
6
117007723
HK0000233558
HKD
450,000,000.00
450,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2015-01-16
2015-12-31
1.08
2015-12-31
12
116958295
HK0000233525
HKD
80,000,000.00
80,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2015-01-19
2015-07-13
1.00
IBAX
2013-06-24
2016-06-24
1.29
2014-12-24
2014-12-24
2015-07-13
6
117007731
HK0000233566
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-03-24
3
094770785
HK0000154382
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2013-06-24
2016-06-24
1.38
2015-03-24
3
094714648
HK0000154267
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2014-12-15
2017-12-15
1.62
2015-03-16
3
115549731
HK0000228988
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2014-02-18
2015-02-18
0.00
2015-02-18
12
103565235
HK0000186319
USD
11,200,000.00
11,200,000.00
N
N
100,000.00
100,000.00
n
IBAX
2014-09-24
2015-03-23
0.00
2015-03-23
6
111407665
HK0000216975
HKD
370,000,000.00
370,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2014-10-03
2015-03-31
0.00
2015-03-31
6
111668086
HK0000218195
HKD
445,000,000.00
445,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2014-10-06
2015-04-08
0.00
2015-04-08
6
111668108
HK0000218179
HKD
180,000,000.00
180,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2014-10-15
2015-04-15
0.00
2015-04-15
6
112175610
HK0000219557
HKD
115,000,000.00
115,000,000.00
N
N
500,000.00
500,000.00
n
IBAX
2014-10-24
2015-04-22
0.00
2015-04-22
6
112805435
HK0000221058
HKD
180,000,000.00
180,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2014-11-13
2015-05-12
0.00
2015-05-12
6
113829834
HK0000223864
HKD
360,000,000.00
360,000,000.00
N
N
1,000,000.00
1,000,000.00
n
List of CMUS Instruments
2015-02-05
Issue
Number
IBAXZC14031
IBAXZC15001
IBAXZC15002
IBAXZC15006
IBHKFC14001
IBHKFC15001
IBHKFC15002
IBHKZC14003
IBHKZC14004
KWHKFC10021
Issue Description
Issuer
FUBON BANK (HK)
0.00% 2015-02-24
FUBON BANK (HK)
0.00% 2015-04-09
FUBON BANK (HK)
0.00% 2015-04-09
FUBON BANK (HK)
0.00% 2015-08-03
INDUSTRIAL BANK
CO LTD 1.85%
2015-06-16
INDUSTRIAL BANK
CO LTD 1.35%
2016-01-21
INDUSTRIAL BANK
CO LTD 0.95%
2015-07-22
INDUSTRIAL BANK
CO LTD 0.00%
2015-08-12
INDUSTRIAL BANK
CO LTD 0.00%
2015-12-07
CITIC BK INTL LTD
3.58% 2017-03-31
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
FUBON BANK (HONG
KONG) LIMITED
INDUSTRIAL BANK
CO., LTD.
KWHKFC10023
CITIC BK INTL LTD
3.62% 2017-04-03
KWHKFC10042
CITIC BK INTL LTD
3.20% 2015-05-06
KWHKFC10045
CITIC BK INTL LTD
3.16% 2015-05-12
KWHKFC10050
CITIC BK INTL LTD
3.26% 2017-09-14
KWHKFC10054
CITIC BK INTL LTD
3.08% 2015-06-22
KWHKFC11003
CITIC BK INTL LTD
3.02% 2016-01-13
KWHKFC13034
CHINA CITIC BK
INTL LTD 2.19%
2016-09-05
CHINA CITIC BK
INTL LTD 1.45%
2015-02-12
CHINA CITIC BK
INTL LTD 2.95%
2015-02-18
CHINA CITIC BK
INTL LTD 2.85%
2015-02-18
CHINA CITIC BK
INTL LTD 3.02%
2015-02-17
CHINA CITIC BK
INTL LTD 3.02%
2015-02-26
CHINA CITIC BK
INTL LTD 2.95%
2015-03-05
CHINA CITIC BK
INT'L 2.85%
2015-03-17
CHINA CITIC BK
INT'L 2.8% 2015-03-27
KWHKFC14002
KWHKFC14003
KWHKFC14004
KWHKFC14005
KWHKFC14006
KWHKFC14007
KWHKFC14008
KWHKFC14009
KWHKFC14010
KWHKFC14011
KWHKFC14012
KWHKFC14013
KWHKFC14014
KWHKFC14016
KWHKFC14017
KWHKFC14018
KWHKFC14019
CHINA CITIC BK
INT'L 1.45%
2015-03-31
CHINA CITIC BK
INT'L 1.52%
2015-04-23
CHINA CITIC BK
INT'L 1.65%
2015-05-04
CHINA CITIC BK
INT'L 1.50%
2015-07-31
CHINA CITIC BK
INT'L 1.45%
2015-08-06
CHINA CITIC BK
INT'L 1.30%
2015-08-24
CHINA CITIC BK
INT'L 1.35%
2015-09-25
CHINA CITIC BK
INT'L 1.36%
2015-10-08
CHINA CITIC BK
INT'L 1.30%
2015-12-16
Paying
Agent
Code
Issue
Date
Maturity
Date
IBAX
2014-11-24
2015-02-24
Call / Put
Option
Date
Coupon
Rate
Last
Coupon
Date
0.00
Next
Coupon
Date
2015-02-24
Int.
Pay.
Freq.
(Mths)
3
Common
Code
114327948
ISIN
HK0000225489
Issue
Ccy
HKD
Issue
Size
300,000,000.00
Outstanding
Amount
300,000,000.00
Tender
Allowed
N
Income
Dist. HKD
N
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
1,000,000.00
1,000,000.00
Special
Action
Date
Special
Action
Subject to
FATCA
Withholding
Tax
n
IBAX
2015-01-09
2015-04-09
0.00
2015-04-09
3
116554437
HK0000232279
HKD
20,000,000.00
20,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2015-01-09
2015-04-09
0.00
2015-04-09
3
116554429
HK0000232287
HKD
230,000,000.00
230,000,000.00
N
N
1,000,000.00
1,000,000.00
n
IBAX
2015-02-03
2015-08-03
0.00
2015-08-03
6
118271769
HK0000236486
HKD
440,000,000.00
440,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BNYH
2014-06-16
2015-06-16
1.85
2015-06-16
12
107501525
HK0000203049
USD
30,000,000.00
30,000,000.00
N
N
200,000.00
200,000.00
n
INDUSTRIAL BANK
CO., LTD.
BNYH
2015-01-22
2016-01-21
1.35
2016-01-21
12
117188833
HK0000234630
HKD
154,000,000.00
154,000,000.00
N
N
500,000.00
500,000.00
n
INDUSTRIAL BANK
CO., LTD.
BNYH
2015-01-22
2015-07-22
0.95
2015-07-22
6
117247228
HK0000234648
HKD
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
INDUSTRIAL BANK
CO., LTD.
BNYH
2014-08-12
2015-08-12
0.00
2015-08-12
12
109667021
HK0000211109
CNY
1,240,000,000.00
1,240,000,000.00
N
N
1,000,000.00
1,000,000.00
n
INDUSTRIAL BANK
CO., LTD.
BNYH
2014-12-05
2015-12-07
0.00
2015-12-07
12
114965561
HK0000227477
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CCFL
2010-03-31
2017-03-31
3.58
2014-03-31
2015-03-31
12
049890834
HK0000062544
HKD
51,000,000.00
51,000,000.00
N
N
500,000.00
500,000.00
n
CCFL
2010-04-01
2017-04-03
3.62
2015-01-02
2015-04-01
3
049986505
HK0000062700
HKD
62,000,000.00
62,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CCFL
2010-05-06
2015-05-06
3.20
2014-05-07
2015-05-06
12
050728129
HK0000063732
HKD
50,000,000.00
50,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CCFL
2010-05-12
2015-05-12
3.16
2014-05-12
2015-05-12
12
050862771
HK0000064243
HKD
77,000,000.00
77,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CCFL
2010-06-14
2017-09-14
3.26
2014-09-15
2015-09-14
12
051708474
HK0000065398
HKD
67,000,000.00
67,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CCFL
2010-06-22
2015-06-22
3.08
2014-06-23
2015-06-22
12
051982339
HK0000065604
HKD
80,000,000.00
80,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CCFL
2011-01-13
2016-01-13
3.02
2015-01-13
2016-01-13
12
057725591
HK0000074713
HKD
125,000,000.00
125,000,000.00
N
N
500,000.00
500,000.00
n
CCFL
2013-09-05
2016-09-05
2.19
2014-12-05
2015-03-05
3
096885741
HK0000162120
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CCFL
2014-02-12
2015-02-12
1.45
2015-02-12
12
103240140
HK0000185527
HKD
701,000,000.00
701,000,000.00
N
N
500,000.00
500,000.00
n
CCFL
2014-02-18
2015-02-18
2.95
2015-02-18
12
103268362
HK0000185709
CNY
114,500,000.00
114,500,000.00
N
N
500,000.00
500,000.00
n
CCFL
2014-02-18
2015-02-18
2.85
2015-02-18
12
103296145
HK0000186293
CNY
396,000,000.00
396,000,000.00
N
N
50,000.00
50,000.00
n
CCFL
2014-02-20
2015-02-17
3.02
2015-02-17
12
103564921
HK0000186533
CNY
166,500,000.00
166,500,000.00
N
N
500,000.00
500,000.00
n
CCFL
2014-02-27
2015-02-26
3.02
2015-02-26
12
103925690
HK0000187903
CNY
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
CCFL
2014-03-05
2015-03-05
2.95
2015-03-05
12
104082700
HK0000189214
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CCFL
2014-03-17
2015-03-17
2.85
2015-03-17
12
104526187
HK0000190956
CNY
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
CCFL
2014-03-27
2015-03-27
2.80
2015-03-27
12
104909400
HK0000193000
CNY
700,000,000.00
700,000,000.00
N
N
50,000.00
50,000.00
n
CCFL
2014-03-31
2015-03-31
1.45
2015-03-31
12
105024622
HK0000193190
HKD
91,000,000.00
91,000,000.00
N
N
50,000.00
50,000.00
n
CCFL
2014-04-23
2015-04-23
1.52
2015-04-23
12
105961421
HK0000196490
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
CCFL
2014-05-02
2015-05-04
1.65
2015-05-04
12
106339856
HK0000197423
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
CCFL
2014-07-31
2015-07-31
1.50
2015-07-31
12
109215473
HK0000208659
USD
13,000,000.00
13,000,000.00
N
N
100,000.00
100,000.00
n
CCFL
2014-08-06
2015-08-06
1.45
2015-08-06
12
109469718
HK0000210127
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
CCFL
2014-08-22
2015-08-24
1.30
2015-08-24
12
110206534
HK0000212644
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
CCFL
2014-09-26
2015-09-25
1.35
2015-09-25
12
111388083
HK0000217007
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
CCFL
2014-10-08
2015-10-08
1.36
2015-10-08
12
111646341
HK0000218427
USD
8,000,000.00
8,000,000.00
N
N
100,000.00
100,000.00
n
CCFL
2014-12-16
2015-12-16
1.30
2015-12-16
12
115370952
HK0000229390
USD
15,000,000.00
15,000,000.00
N
N
100,000.00
100,000.00
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
KWHKLC12038
CITIC BK INTL LTD
FRCD 2015-08-24
KWHKLC12047
CITIC BK INTL LTD
FRCD 2015-10-05
KWHKLC13036
CHINA CITIC BK
INTL LTD FRCD
2016-09-06
CHINA CITIC BK
INT'L FRCD
2016-08-22
LLOYDS BANK PLC
FRN 2016-03-29
CHONG HING BANK
LIMITED 1.40%
2015-02-24
CHONG HING BANK
LIMITED 1.60%
2015-05-26
CHONG HING BANK
LIMITED 1.60%
2015-05-28
CHONG HING BANK
LIMITED FRCD
2015-11-24
XIAMEN INTL BANK,
XIAMEN FRCD
2017-04-20
XIAMEN INTL BANK,
XIAMEN FRCD
2018-11-26
MALAYAN BKG
BERHAD 2.5%
2017-06-05
MALAYAN BKG
BERHAD 1.1%
2015-04-22
MALAYAN BKG
BERHAD 1.1%
2015-04-22
MALAYAN BKG
BERHAD 1.75%
2016-07-12
MALAYAN BKG
BERHAD 2.5%
2018-08-06
MALAYAN BKG
BERHAD 1.25%
2015-12-23
MALAYAN BKG
BERHAD 1.15%
2015-03-06
MALAYAN BKG
BERHAD FRCD
2015-08-13
MALAYAN BKG
BERHAD FRCD
2015-07-09
MALAYAN BKG
BERHAD FRN
2016-09-23
CHINA MINSHENG
BKG CORP 1.55%
2015-02-18
CHINA MINSHENG
BKG CORP 1.25%
2015-02-09
CHINA MINSHENG
BKG CORP 0.00%
2015-03-25
NATIONAL BK OF
ABU DHABI 4.6%
2021-01-29
NATIONAL BK OF
ABU DHABI 3.08%
2018-8-10
NATIONAL BK OF
ABU DHABI 4%
2015-03-24
NATIONAL BK OF
ABU DHABI 4.1%
2015-03-23
CHINA ELEC. CORP
HLDGS 4.70 %
2017-01-16
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
CHINA CITIC BANK
INTERNATIONAL
LIMITED
LLOYDS BANK PLC
KWHKLC14015
LBHKFN12001
LCHBFC14002
LCHBFC14004
LCHBFC14005
LCHBLC14006
LUSOLC12001
LUSOLC13001
MBBHFC12002
MBBHFC13002
MBBHFC13003
MBBHFC13007
MBBHFC13009
MBBHFC13012
MBBHFC14002
MBBHLC12004
MBBHLC13008
MBBHLN13010
MSBCFC14004
MSBCFC14005
MSBCZC14006
NBADFC11001
NBADFC11002
NBADFC14003
NBADFC14004
PARBFB14001
PARBFB14002
CHINA CITY
CONSTRUCTION
5.35% 2017-07-03
PCBCFC10001
CHN CONSTR BK
4.05% 2020-01-15
PCBCFC11002
CHN CONSTR BK
3.00% 2016-03-31
Paying
Agent
Code
Issue
Date
Maturity
Date
CCFL
2012-08-24
CCFL
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2015-08-24
1.57
2014-11-24
2015-02-24
3
081969272
HK0000122595
HKD
200,000,000.00
200,000,000.00
N
2012-10-05
2015-10-05
1.48
2015-01-05
2015-04-08
3
083644273
HK0000126026
HKD
400,000,000.00
400,000,000.00
CCFL
2013-09-06
2016-09-06
1.58
2014-12-08
2015-03-06
3
096910436
HK0000162146
HKD
100,000,000.00
CCFL
2014-08-21
2016-08-22
1.47
2014-11-21
2015-02-23
3
110183348
HK0000212636
HKD
2014-12-29
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Bank
Repo
Cat. #
Special
Action
Date
Minimum
Tradable Amount
Multiple
Tradable Amount
N
1,000,000.00
1,000,000.00
n
N
N
1,000,000.00
1,000,000.00
n
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
CNY
2016-03-29
Special
Action
Subject to
FATCA
Withholding
Tax
CILH
2012-03-29
2016-03-29
3.09
2015-03-30
3
075788843
HK0000108586
HKD
7,850,000,000.00
4,316,000,000.00
N
N
2,000,000.00
2,000,000.00
CHONG HING BANK
LIMITED
HKNG
2014-02-24
2015-02-24
1.40
2015-02-24
12
103481759
HK0000187200
HKD
110,000,000.00
110,000,000.00
N
N
2,000,000.00
2,000,000.00
n
CHONG HING BANK
LIMITED
HKNG
2014-05-26
2015-05-26
1.60
2015-05-26
12
107132724
HK0000201209
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CHONG HING BANK
LIMITED
HKNG
2014-05-28
2015-05-28
1.60
2015-05-28
12
107264558
HK0000201704
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CHONG HING BANK
LIMITED
HKNG
2014-11-26
2015-11-24
0.00
2015-02-24
3
114374776
HK0000225877
HKD
320,000,000.00
320,000,000.00
N
N
1,000,000.00
1,000,000.00
n
XIAMEN
INTERNATIONAL
BANK, CHINA
XIAMEN
INTERNATIONAL
BANK, CHINA
MALAYAN BANKING
BERHAD (TDG AS
MAYBANK)
MALAYAN BANKING
BERHAD (TDG AS
MAYBANK)
MALAYAN BANKING
BERHAD (TDG AS
MAYBANK)
MALAYAN BANKING
BERHAD (TDG AS
MAYBANK)
MALAYAN BANKING
BERHAD (TDG AS
MAYBANK)
MALAYAN BANKING
BERHAD (TDG AS
MAYBANK)
MALAYAN BANKING
BERHAD (TDG AS
MAYBANK)
MALAYAN BANKING
BERHAD (TDG AS
MAYBANK)
MALAYAN BANKING
BERHAD (TDG AS
MAYBANK)
MALAYAN BANKING
BERHAD (TDG AS
MAYBANK)
CHINA MINSHENG
BANKING CORP.,
LTD.
CHINA MINSHENG
BANKING CORP.,
LTD.
CHINA MINSHENG
BANKING CORP.,
LTD.
NATIONAL BANK OF
ABU DHABI
LUSO
2012-04-20
2017-04-20
0.00
2014-04-22
2015-04-20
12
077583599
HK0000109956
USD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
LUSO
2013-11-26
2018-11-26
0.00
2014-11-26
2015-02-26
3
099798165
HK0000173903
USD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2012-06-05
2017-06-05
2.50
2014-12-05
2015-03-05
3
078957077
HKD
500,000,000.00
500,000,000.00
N
N
1,500,000.00
500,000.00
n
HKNG
2013-04-22
2015-04-22
1.10
2015-01-22
2015-04-22
3
092016161
HK0000146834
HKD
285,000,000.00
285,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-06-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-04-22
2015-04-22
1.10
2015-01-22
2015-04-22
3
092016501
HK0000146842
HKD
115,000,000.00
115,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-06-03
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-07-12
2016-07-12
1.75
2015-01-12
2015-04-13
3
095293107
HK0000155868
HKD
380,000,000.00
380,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-08-21
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-08-06
2018-08-06
2.50
2014-11-06
2015-02-06
3
095848222
HK0000166584
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2013-12-23
2015-12-23
1.25
2014-12-23
2015-12-23
12
100862719
HK0000177359
HKD
167,000,000.00
167,000,000.00
N
N
500,000.00
500,000.00
2014-02-04
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2014-03-06
2015-03-06
1.15
2015-03-06
12
104166229
HK0000189289
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2014-04-15
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2012-08-13
2015-08-13
0.00
2014-11-13
2015-02-13
3
081611602
HK0000121159
HKD
178,000,000.00
178,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2013-07-16
2015-07-09
0.00
2015-01-09
2015-04-09
3
095353100
HK0000156130
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2013-09-23
2016-09-23
0.00
2014-12-23
2015-03-23
3
097267553
HK0000164829
HKD
1,550,000,000.00
1,550,000,000.00
N
N
2,000,000.00
500,000.00
n
DBAN
2014-02-19
2015-02-18
1.55
2015-02-18
12
103450535
HK0000186749
HKD
255,000,000.00
255,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2014-08-08
2015-02-09
1.25
2015-02-09
6
109600849
HK0000210705
HKD
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
n
DBAN
2014-09-25
2015-03-25
0.00
2015-03-25
6
111419370
HK0000217478
CNY
250,000,000.00
250,000,000.00
N
N
1,000,000.00
1,000,000.00
n
NBAD
2011-01-31
2021-01-29
4.60
2015-01-30
2015-04-30
3
058703486
HK0000075637
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
2011-02-14
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
NATIONAL BANK OF
ABU DHABI
NBAD
2011-08-10
2018-08-10
3.08
2014-08-11
2015-08-10
12
066098494
HK0000086543
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2011-09-19
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
NATIONAL BANK OF
ABU DHABI
NBAD
2014-12-24
2015-03-24
4.00
2015-03-24
3
115721011
HK0000229689
CNY
302,000,000.00
302,000,000.00
N
N
1,000,000.00
1,000,000.00
n
NATIONAL BANK OF
ABU DHABI
NBAD
2014-12-23
2015-03-23
4.10
2015-03-23
3
115755943
HK0000229754
CNY
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CHINA
ELECTRONICS
CORPORATION
HOLDINGS
COMPANY LTD
CHINA CITY
CONSTRUCTION
(INTERNATIONAL)
CO. LTD
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
PARB
2014-01-16
2017-01-16
4.70
2015-01-16
2015-07-16
6
101345963
HK0000179140
CNY
2,750,000,000.00
2,750,000,000.00
N
N
1,000,000.00
10,000.00
n
PARB
2014-07-03
2017-07-03
5.35
2015-01-05
2015-07-03
6
107762434
HK0000203254
CNY
2,500,000,000.00
2,500,000,000.00
N
N
1,000,000.00
10,000.00
n
HSHK
2010-01-15
2020-01-15
4.05
2015-01-15
2016-01-15
12
047949602
HK0000059490
HKD
638,000,000.00
638,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2011-03-31
2016-03-31
3.00
2014-03-31
2015-03-31
12
061291563
HK0000078177
HKD
105,000,000.00
105,000,000.00
N
N
500,000.00
500,000.00
n
THIS ISSUE SHOULD BE
FLOATING RATE NOTES
n
n
n
2013-08-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
PCBCFC11003
CHN CONSTR BK
4.10% 2021-04-01
PCBCFC11004
CHINA
CONSTRUCTION BK
3.10% 2016-04-06
PCBCFC11019
CHN CONSTR BK
1.70% 2016-06-17
PCBCFC11046
CHN CONSTR BK
2.20% 2016-08-30
PCBCFC12123
CHN CONSTR BK 3%
2015-10-12
PCBCFC12129
CHN CONSTR BK
3.3% 2015-11-09
PCBCFC12131
CHN CONSTR BK
3.2% 2015-11-30
PCBCFC13047
CHN CONSTR BK 3%
2016-03-21
PCBCFC13050
CHN CONSTR BK 3%
2016-03-21
PCBCFC13086
CHN CONSTR BK
1.05% 2015-05-22
PCBCFC13092
CHN CONSTR BK
2.9% 2016-05-31
PCBCFC13094
CHN CONSTR BK
2.8% 2016-06-20
PCBCFC13095
CHN CONSTR BK
2.85% 2015-06-17
PCBCFC13101
CHN CONSTR BK
1.4% 2016-06-27
PCBCFC13126
CHN CONSTR BK
1.60% 2015-09-03
PCBCFC13127
CHN CONSTR BK
2.13% 2016-09-12
PCBCFC13153
CHN CONSTR BK
1.90% 2016-11-11
PCBCFC14006
CHN CONSTR BK
2.80% 2015-02-16
PCBCFC14007
CHN CONSTR BK
2.75% 2015-02-18
PCBCFC14008
CHN CONSTR BK
2.80% 2015-02-24
PCBCFC14009
CHN CONSTR BK
2.80% 2015-02-25
PCBCFC14010
CHN CONSTR BK
2.88% 2015-02-26
PCBCFC14011
CHN CONSTR BK
2.75% 2015-02-27
PCBCFC14012
CHINA
CONSTRUCTION BK
2.70% 2015-03-04
PCBCFC14013
CHN CONSTR BK
2.80% 2015-03-03
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2011-04-01
HKNG
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2021-04-01
4.10
2014-04-01
2015-04-01
12
061225137
HK0000078219
HKD
80,000,000.00
80,000,000.00
N
2011-04-06
2016-04-06
3.10
2014-04-07
2015-04-08
12
061354948
HK0000078334
HKD
178,500,000.00
178,500,000.00
HKNG
2011-06-17
2016-06-17
1.70
2014-12-17
2015-06-17
6
063946583
HK0000082823
CNY
406,500,000.00
HKNG
2011-08-30
2016-08-30
2.20
2014-08-29
2015-08-31
12
067100751
HKD
HKNG
2012-10-11
2015-10-12
3.00
2014-10-13
2015-04-13
6
084168220
HK0000126737
HKNG
2012-11-09
2015-11-09
3.30
2014-11-10
2015-11-09
12
085293788
HK0000129723
HKNG
2012-11-29
2015-11-30
3.20
2014-11-28
2015-05-29
6
085984918
HKNG
2013-03-21
2016-03-21
3.00
2014-03-21
2015-03-23
12
090654233
HKNG
2013-03-21
2016-03-21
3.00
2014-03-21
2015-03-23
12
HKNG
2013-05-22
2015-05-22
1.05
2014-11-24
2015-02-23
HKNG
2013-05-31
2016-05-31
2.90
2014-05-30
HKNG
2013-06-20
2016-06-20
2.80
HKNG
2013-06-17
2015-06-17
HKNG
2013-06-27
HKNG
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
500,000.00
500,000.00
n
N
N
500,000.00
500,000.00
n
406,500,000.00
N
N
500,000.00
500,000.00
n
196,500,000.00
196,500,000.00
N
N
500,000.00
500,000.00
n
CNY
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CNY
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
CNY
60,000,000.00
60,000,000.00
N
N
500,000.00
500,000.00
n
HK0000143666
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
1,000,000.00
n
090699121
HK0000143674
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
1,000,000.00
n
3
093503287
HK0000150653
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-05-29
12
093991842
HK0000152071
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2014-06-20
2015-06-22
12
094373123
HK0000153921
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2.85
2014-06-17
2015-06-17
12
094422841
HK0000153459
CNY
106,000,000.00
106,000,000.00
N
N
500,000.00
500,000.00
n
2016-06-27
1.40
2014-12-29
2015-03-27
3
094772869
HK0000154705
HKD
669,000,000.00
669,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2013-09-03
2015-09-03
1.60
2014-09-03
2015-09-03
12
096852029
HK0000161874
HKD
233,000,000.00
233,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2013-09-12
2016-09-12
2.13
2014-12-12
2015-03-12
3
097104026
HK0000163128
HKD
260,000,000.00
260,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-11-11
2016-11-11
1.90
2014-11-11
2015-02-11
3
099188235
HK0000171246
HKD
450,000,000.00
450,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-02-14
2015-02-16
2.80
2015-02-16
12
103275601
HK0000185725
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-02-20
2015-02-18
2.75
2015-02-18
12
103607973
HK0000186814
CNY
320,000,000.00
320,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-02-24
2015-02-24
2.80
2015-02-24
12
103692733
HK0000187192
CNY
1,200,000,000.00
1,200,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-02-25
2015-02-25
2.80
2015-02-25
12
103830974
HK0000187663
CNY
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-02-26
2015-02-26
2.88
2015-02-26
12
103899109
HK0000187853
CNY
3,000,000,000.00
3,000,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-02-27
2015-02-27
2.75
2015-02-27
12
103969743
HK0000187895
CNY
600,000,000.00
600,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-04
2015-03-04
2.70
2015-03-04
12
104040292
HK0000188745
CNY
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-03-03
2015-03-03
2.80
2015-03-03
12
104043739
HK0000188489
CNY
626,500,000.00
626,500,000.00
N
N
500,000.00
500,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
PCBCFC14014
CHINA
CONSTRUCTION BK
2.60% 2015-03-04
PCBCFC14015
CHINA
CONSTRUCTION BK
2.60% 2015-03-10
PCBCFC14016
CHINA
CONSTRUCTION BK
1.30% 2015-03-10
PCBCFC14017
CHINA
CONSTRUCTION BK
2.51% 2015-03-10
PCBCFC14018
CHINA
CONSTRUCTION BK
2.80% 2015-03-13
PCBCFC14019
CHINA
CONSTRUCTION BK
1.30% 2015-03-17
PCBCFC14020
CHINA
CONSTRUCTION BK
2.75% 2015-03-17
PCBCFC14021
CHINA
CONSTRUCTION BK
2.80% 2015-03-18
PCBCFC14022
CHINA
CONSTRUCTION BK
2.53% 2015-03-24
PCBCFC14023
CHINA
CONSTRUCTION BK
2.75% 2015-03-27
PCBCFC14024
CHINA
CONSTRUCTION BK
2.88% 2015-03-30
PCBCFC14026
CHINA
CONSTRUCTION BK
2.80% 2015-04-08
PCBCFC14027
CHINA
CONSTRUCTION BK
2.68% 2015-04-09
PCBCFC14028
CHINA
CONSTRUCTION BK
2.70% 2015-04-10
PCBCFC14029
CHINA
CONSTRUCTION BK
2.80% 2015-04-13
PCBCFC14030
CHINA
CONSTRUCTION BK
2.85% 2015-04-10
PCBCFC14031
CHINA
CONSTRUCTION BK
2.81% 2015-04-16
PCBCFC14032
CHINA
CONSTRUCTION BK
2.75% 2015-04-17
PCBCFC14033
CHINA
CONSTRUCTION BK
2.45% 2015-04-28
PCBCFC14035
CHINA
CONSTRUCTION BK
2.70% 2015-04-21
PCBCFC14036
CHINA
CONSTRUCTION BK
2.70% 2015-05-12
PCBCFC14038
CHINA
CONSTRUCTION BK
2.83% 2015-05-14
PCBCFC14040
CHINA
CONSTRUCTION BK
2.80% 2015-05-22
PCBCFC14041
CHINA
CONSTRUCTION BK
2.28% 2017-05-30
PCBCFC14042
CHINA
CONSTRUCTION BK
3.00% 2015-06-03
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2014-03-04
2015-03-04
2.60
2015-03-04
12
104043704
HK0000188752
CNY
300,000,000.00
300,000,000.00
N
HKNG
2014-03-10
2015-03-10
2.60
2015-03-10
12
104301614
HK0000189735
CNY
122,000,000.00
122,000,000.00
HKNG
2014-03-10
2015-03-10
1.30
2015-03-10
12
104301096
HK0000189743
HKD
1,400,000,000.00
HKNG
2014-03-10
2015-03-10
2.51
2015-03-10
12
104348513
HK0000189867
CNY
HKNG
2014-03-13
2015-03-13
2.80
2015-03-13
12
104507166
HK0000190618
HKNG
2014-03-17
2015-03-17
1.30
2015-03-17
12
104618553
HKNG
2014-03-17
2015-03-17
2.75
2015-03-17
12
HKNG
2014-03-18
2015-03-18
2.80
2015-03-18
HKNG
2014-03-25
2015-03-24
2.53
HKNG
2014-03-27
2015-03-27
HKNG
2014-03-28
HKNG
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
N
500,000.00
500,000.00
n
N
N
500,000.00
500,000.00
n
1,400,000,000.00
N
N
1,000,000.00
1,000,000.00
n
125,000,000.00
125,000,000.00
N
N
500,000.00
500,000.00
n
CNY
600,000,000.00
600,000,000.00
N
N
500,000.00
500,000.00
n
HK0000190972
HKD
466,000,000.00
466,000,000.00
N
N
500,000.00
500,000.00
n
104645526
HK0000191129
CNY
2,600,000,000.00
2,600,000,000.00
N
N
500,000.00
500,000.00
n
12
104669298
HK0000191400
CNY
139,000,000.00
139,000,000.00
N
N
500,000.00
500,000.00
n
2015-03-24
12
104863680
HK0000192572
CNY
206,000,000.00
206,000,000.00
N
N
500,000.00
500,000.00
n
2.75
2015-03-27
12
104980228
HK0000193257
CNY
491,000,000.00
491,000,000.00
N
N
500,000.00
500,000.00
n
2015-03-30
2.88
2015-03-30
12
105073704
HK0000193505
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
2014-04-08
2015-04-08
2.80
2015-04-08
12
105548265
HK0000195039
CNY
395,000,000.00
395,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-04-09
2015-04-09
2.68
2015-04-09
12
105548354
HK0000195112
CNY
124,000,000.00
124,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-04-10
2015-04-10
2.70
2015-04-10
12
105628234
HK0000195377
CNY
316,500,000.00
316,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-04-11
2015-04-13
2.80
2015-04-13
12
105628269
HK0000195419
CNY
900,000,000.00
900,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-04-11
2015-04-10
2.85
2015-04-10
12
105636687
HK0000195567
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-04-16
2015-04-16
2.81
2015-04-16
12
105774630
HK0000196250
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-04-17
2015-04-17
2.75
2015-04-17
12
105870272
HK0000196268
CNY
125,000,000.00
125,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-04-28
2015-04-28
2.45
2015-04-28
12
106165858
HK0000197233
CNY
102,500,000.00
102,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-04-30
2015-04-21
2.70
2015-04-21
12
106292876
HK0000197555
CNY
1,800,000,000.00
1,800,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-05-05
2015-05-12
2.70
2015-05-12
12
106339961
HK0000198017
CNY
450,000,000.00
450,000,000.00
N
N
500,000.00
500,000.00
HKNG
2014-05-14
2015-05-14
2.83
2015-05-14
12
106812268
HK0000199387
CNY
141,500,000.00
141,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-05-22
2015-05-22
2.80
2015-05-22
12
107132694
HK0000201035
CNY
102,000,000.00
102,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-05-30
2017-05-30
2.28
2015-02-27
3
107263969
HK0000201761
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-06-03
2015-06-03
3.00
2015-06-03
12
107323244
HK0000202116
CNY
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
CNY
2014-05-07
2014-06-16
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2014-11-28
Common
Code
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
PCBCFC14044
CHINA
CONSTRUCTION BK
1.50% 2015-06-04
PCBCFC14045
CHINA
CONSTRUCTION BK
1.52% 2015-06-05
PCBCFC14047
CHINA
CONSTRUCTION BK
3.13% 2016-06-27
PCBCFC14048
CHINA
CONSTRUCTION BK
1.48% 2015-06-30
PCBCFC14049
CHINA
CONSTRUCTION BK
2.00% 2016-06-27
PCBCFC14050
CHINA
CONSTRUCTION BK
2.50% 2017-07-03
PCBCFC14051
CHINA
CONSTRUCTION BK
2.85% 2015-07-06
PCBCFC14052
CHINA
CONSTRUCTION BK
1.70% 2015-07-23
PCBCFC14054
CHN CONSTR BK
1.58% 2015-07-29
PCBCFC14056
CHINA
CONSTRUCTION BK
1.195% 2015-08-21
PCBCFC14057
CHINA
CONSTRUCTION BK
3.25% 2015-09-01
PCBCFC14058
CHINA
CONSTRUCTION BK
3.15% 2015-09-04
PCBCFC14059
CHINA
CONSTRUCTION BK
3.25% 2015-09-11
PCBCFC14062
CHINA
CONSTRUCTION BK
0.98% 2015-06-30
PCBCFC14063
CHINA
CONSTRUCTION BK
1.28% 2015-10-07
PCBCFC14064
CHINA
CONSTRUCTION BK
0.85% 2015-04-16
PCBCFC14065
CHINA
CONSTRUCTION BK
0.85% 2015-04-16
PCBCFC14066
CHINA
CONSTRUCTION BK
1.40% 2015-10-20
PCBCFC14067
CHINA
CONSTRUCTION BK
3.37% 2016-10-21
PCBCFC14068
CHINA
CONSTRUCTION BK
1.30% 2015-10-27
PCBCFC14069
CHINA
CONSTRUCTION BK
1.25% 2015-11-06
PCBCFC14070
CHINA
CONSTRUCTION BK
1.20% 2015-11-12
PCBCFC14071
CHINA
CONSTRUCTION BK
3.30% 2015-11-13
PCBCFC14073
CHINA
CONSTRUCTION BK
1.36% 2015-11-16
PCBCFC14074
CHINA
CONSTRUCTION BK
1.05% 2015-08-14
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2014-06-04
2015-06-04
1.50
2015-06-04
12
107411470
HK0000202090
HKD
215,000,000.00
215,000,000.00
N
HKNG
2014-06-05
2015-06-05
1.52
2015-06-05
12
107435450
HK0000202314
USD
10,000,000.00
10,000,000.00
HKNG
2014-06-25
2016-06-27
3.13
2015-06-25
12
108103337
HK0000204690
CNY
100,000,000.00
HKNG
2014-06-30
2015-06-30
1.48
2015-06-30
12
108188596
HK0000205119
HKD
HKNG
2014-06-26
2016-06-27
2.00
2015-03-27
3
108224533
HK0000204914
HKNG
2014-07-03
2017-07-03
2.50
2015-07-03
12
108303956
HKNG
2014-07-07
2015-07-06
2.85
2015-07-06
12
HKNG
2014-07-23
2015-07-23
1.70
2015-07-23
HKNG
2014-07-29
2015-07-29
1.58
HKNG
2014-08-21
2015-08-21
1.20
HKNG
2014-09-02
2015-09-01
HKNG
2014-09-04
HKNG
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
N
500,000.00
500,000.00
n
N
N
100,000.00
100,000.00
n
100,000,000.00
N
N
500,000.00
500,000.00
n
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
USD
36,500,000.00
36,500,000.00
N
N
100,000.00
100,000.00
n
HK0000205457
HKD
180,000,000.00
180,000,000.00
N
N
500,000.00
500,000.00
n
108453591
HK0000205606
CNY
101,500,000.00
101,500,000.00
N
N
500,000.00
500,000.00
n
12
109021334
HK0000207826
USD
35,000,000.00
35,000,000.00
N
N
100,000.00
100,000.00
n
2015-07-29
12
109213179
HK0000208675
USD
294,000,000.00
294,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-02-23
3
110164980
HK0000212669
HKD
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
1,000,000.00
n
3.25
2015-09-01
12
110552998
HK0000214350
CNY
275,000,000.00
275,000,000.00
N
N
500,000.00
500,000.00
n
2015-09-04
3.15
2015-09-04
12
110660235
HK0000214434
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
2014-09-11
2015-09-11
3.25
2015-09-11
12
110847041
HK0000215407
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-09-30
2015-06-30
0.98
2015-06-30
9
111545456
HK0000217981
HKD
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-10-07
2015-10-07
1.28
2015-10-07
12
111619433
HK0000218161
HKD
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-10-16
2015-04-16
0.85
2015-04-16
6
112190716
HK0000219870
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-10-16
2015-04-16
0.85
2015-04-16
6
112181423
HK0000219862
HKD
700,000,000.00
700,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-10-20
2015-10-20
1.40
2015-10-20
12
112423907
HK0000220415
HKD
700,000,000.00
700,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-10-21
2016-10-21
3.37
2015-10-22
12
112431861
HK0000220662
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-10-27
2015-10-27
1.30
2015-10-27
12
112966358
HK0000221355
HKD
210,000,000.00
210,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-11-06
2015-11-06
1.25
2015-11-06
12
113272481
HK0000223062
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-11-12
2015-11-12
1.20
2015-11-12
12
113653051
HK0000223757
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-11-13
2015-11-13
3.30
2015-11-13
12
113741554
HK0000223914
CNY
900,000,000.00
900,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-11-14
2015-11-16
1.36
2015-11-16
12
113749148
HK0000224367
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-11-17
2015-08-14
1.05
2015-08-14
9
113829826
HK0000224656
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
2014-11-21
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2014-12-29
Common
Code
Bank
Repo
Cat. #
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
PCBCFC14075
CHINA
CONSTRUCTION BK
1.35% 2015-11-19
PCBCFC14076
CHINA
CONSTRUCTION BK
3.3% 2015-11-20
PCBCFC14077
CHINA
CONSTRUCTION BK
1.33% 2015-11-23
PCBCFC14078
CHINA
CONSTRUCTION BK
1.28% 2015-11-26
PCBCFC15001
CHINA
CONSTRUCTION BK
3.70% 2016-01-28
PCBCFC15002
CHINA
CONSTRUCTION BK
3.90% 2016-01-22
PCBCFC15003
CHINA
CONSTRUCTION BK
3.30% 2016-01-29
PCBCFC15004
CHINA
CONSTRUCTION BK
1.10% 2016-01-29
PCBCFC15005
CHINA
CONSTRUCTION BK
1.04% 2016-01-29
PCBCFC15006
CHINA
CONSTRUCTION BK
3.80% 2016-01-29
PCBCFC15007
CHINA
CONSTRUCTION BK
4.00% 2016-01-29
PCBCFC15008
CHINA
CONSTRUCTION BK
3.75% 2016-01-29
PCBCFC15009
CHINA
CONSTRUCTION BK
1.15% 2016-02-01
PCBCFC15010
CHINA
CONSTRUCTION BK
1.15% 2016-02-04
PCBCFC15011
CHINA
CONSTRUCTION BK
1.10% 2016-02-03
PCBCLC12127
CHN CONSTR BK
FRCD 2017-10-26
PCBCLC13097
CHN CONSTR BK
FRCD 2015-06-18
PCBCLC13107
CHN CONSTR BK
FRCD 2016-07-25
PCBCLC13111
CHN CONSTR BK
FRCD 2016-07-29
PCBCLC13125
CHN CONSTR BK
FRCD 2016-09-05
PCBCLC13164
CHN CONSTR BK
FRCD 2015-12-07
PCBCLC14043
CHINA
CONSTRUCTION BK
FRCD 2015-06-03
PCBCLC14055
CHINA
CONSTRUCTION BK
FRCD 2015-08-21
PCBCLC14072
CHINA
CONSTRUCTION BK
FRCD 2015-11-13
PCBCLC15012
CHINA
CONSTRUCTION BK
FRCD 2016-02-02
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2014-11-19
2015-11-19
1.35
2015-11-19
12
114030856
HK0000225117
HKD
775,000,000.00
775,000,000.00
N
HKNG
2014-11-20
2015-11-20
3.30
2015-11-20
12
114045438
HK0000225224
CNY
600,000,000.00
600,000,000.00
HKNG
2014-11-21
2015-11-23
1.33
2015-11-23
12
114085308
HK0000225216
HKD
350,000,000.00
HKNG
2014-11-26
2015-11-26
1.28
2015-11-26
12
114374245
HK0000225869
HKD
HKNG
2015-01-28
2016-01-28
3.70
2016-01-28
12
117247627
HK0000234788
HKNG
2015-01-22
2016-01-22
3.90
2016-01-22
12
117350410
HKNG
2015-01-29
2016-01-29
3.30
2016-01-29
12
HKNG
2015-01-30
2016-01-29
1.10
2016-01-29
HKNG
2015-01-30
2016-01-29
1.04
HKNG
2015-01-30
2016-01-29
HKNG
2015-01-29
HKNG
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
1,000,000.00
1,000,000.00
n
N
N
1,000,000.00
1,000,000.00
n
350,000,000.00
N
N
500,000.00
500,000.00
n
550,000,000.00
550,000,000.00
N
N
500,000.00
500,000.00
n
CNY
371,500,000.00
371,500,000.00
N
N
500,000.00
500,000.00
n
HK0000234374
CNY
1,000,000,000.00
1,000,000,000.00
N
N
500,000.00
500,000.00
n
117636828
HK0000235397
CNY
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
12
117726606
HK0000235884
HKD
800,000,000.00
800,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2016-01-29
12
117726550
HK0000235892
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
3.80
2016-01-29
12
117747042
HK0000235900
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
2016-01-29
4.00
2016-01-29
12
117901084
HK0000235751
CNY
2,000,000,000.00
2,000,000,000.00
N
N
500,000.00
500,000.00
n
2015-01-30
2016-01-29
3.75
2016-01-29
12
117917568
HK0000235942
CNY
210,000,000.00
210,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2015-02-02
2016-02-01
1.15
2016-02-01
12
117989704
HK0000236452
HKD
161,000,000.00
161,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2015-02-04
2016-02-04
1.15
2016-02-04
12
118105869
HK0000236494
HKD
470,000,000.00
470,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2015-02-04
2016-02-03
1.10
2016-02-03
12
118119371
HK0000236502
HKD
154,000,000.00
154,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2012-10-26
2017-10-26
0.00
2015-01-26
2015-04-27
3
084870994
HK0000128105
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-06-18
2015-06-18
0.00
2014-12-18
2015-03-18
3
094535913
HK0000153665
USD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-07-25
2016-07-25
0.00
2015-01-26
2015-04-27
3
095492827
HK0000156775
HKD
279,000,000.00
279,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2013-07-30
2016-07-29
0.00
2015-01-30
2015-04-30
3
095646425
HK0000157815
HKD
200,000,000.00
200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-09-03
2016-09-05
0.00
2014-12-03
2015-03-03
3
096851383
HK0000161858
HKD
190,000,000.00
190,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-12-05
2015-12-07
0.00
2014-12-05
2015-03-05
3
100165465
HK0000175429
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
HKNG
2014-06-03
2015-06-03
0.00
2014-12-03
2015-03-03
3
107426647
HK0000202041
USD
10,000,000.00
10,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-08-21
2015-08-21
0.00
2014-11-21
2015-02-23
3
110164343
HK0000212651
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
HKNG
2014-11-13
2015-11-13
0.00
2015-02-13
3
113741317
HK0000223922
HKD
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2015-02-04
2016-02-02
0.00
2015-05-04
3
118302206
HK0000236841
HKD
1,700,000,000.00
1,700,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
PCBCZC14039
CHINA
CONSTRUCTION BK
0.00% 2015-05-15
PCBCZC14053
CHINA
CONSTRUCTION BK
0.00% 2015-07-22
PCBCZC14060
CHINA
CONSTRUCTION BK
0.00% 2015-09-15
PCBCZC14061
CHINA
CONSTRUCTION BK
0.00% 2015-09-25
SHBLFC14001
ICBC (MACAU) 1.40%
2015-02-23
SHBLFC14002
ICBC (MACAU) 2.90%
2015-03-03
SHBLFC14003
ICBC (MACAU) 2.80%
2015-03-03
SHBLFC14004
ICBC (MACAU) 2.85%
2015-02-27
SHBLFC14005
ICBC (MACAU) 2.80%
2015-03-06
SHBLFC14006
ICBC (MACAU) 2.70%
2015-03-17
SHBLFC14007
ICBC (MACAU) 2.75%
2015-03-17
SHBLFC14008
ICBC (MACAU) 2.75%
2015-03-18
SHBLFC14009
ICBC (MACAU) LTD
1.45% 2015-03-20
SHBLFC14014
ICBC (MACAU) LTD
3.20% 2015-11-20
SHBLFC14015
ICBC (MACAU) LTD
3.10% 2015-11-19
SHBLFC14016
ICBC (MACAU) LTD
3.30% 2015-12-02
SHBLFC14017
ICBC (MACAU) LTD
2.80% 2015-06-01
SHBLFC15001
ICBC (MACAU) 3.00%
2016-01-14
SHBLFC15002
ICBC (MACAU) 4.00%
2016-01-22
SHBLZC14011
ICBC (MACAU) LTD
0.00% 2015-04-22
SINOFC14002
BANK SINOPAC
0.80% 2015-06-02
SPDBFB14016
SHANGHAI PUDONG
DEV BK 4.08%
2017-05-22
SPDBFC12018
SHANGHAI PUDONG
DEV BK 3.48%
2015-10-26
SHANGHAI PUDONG
DEV BK 2.90%
2015-02-06
SHANGHAI PUDONG
DEV BK 1.35%
2015-02-23
SHANGHAI PUDONG
DEV BK 2.98%
2015-02-24
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
CHINA
CONSTRUCTION
BANK
CORPORATION
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA
(MACAU)LTD
BANK SINOPAC,
HONG KONG
BRANCH
SHANGHAI PUDONG
DEVELOPMENT
BANK CO LTD,
CHINA
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SPDBFC14006
SPDBFC14007
SPDBFC14008
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2014-05-15
2015-05-15
0.00
2015-05-15
12
106812276
HK0000199767
HKD
430,000,000.00
430,000,000.00
N
HKNG
2014-07-23
2015-07-22
0.00
2015-07-22
12
109059234
HK0000207834
USD
100,000,000.00
100,000,000.00
HKNG
2014-09-15
2015-09-15
0.00
2015-09-15
12
110935757
HK0000215662
CNY
110,000,000.00
HKNG
2014-09-25
2015-09-25
0.00
2015-09-25
12
111407380
HK0000217288
CNY
BNYH
2014-02-26
2015-02-23
1.40
2015-02-23
12
103966434
HK0000187911
BNYH
2014-03-03
2015-03-03
2.90
2015-03-03
12
104040993
BNYH
2014-03-03
2015-03-03
2.80
2015-03-03
12
BNYH
2014-03-03
2015-02-27
2.85
2015-02-27
BNYH
2014-03-06
2015-03-06
2.80
BNYH
2014-03-17
2015-03-17
BNYH
2014-03-17
BNYH
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
1,000,000.00
1,000,000.00
n
N
N
100,000.00
100,000.00
n
110,000,000.00
N
N
500,000.00
500,000.00
n
250,000,000.00
250,000,000.00
N
N
500,000.00
500,000.00
n
HKD
191,500,000.00
191,500,000.00
N
N
500,000.00
500,000.00
n
HK0000188539
CNY
420,000,000.00
420,000,000.00
N
N
1,000,000.00
1,000,000.00
n
104041035
HK0000188562
CNY
124,000,000.00
124,000,000.00
N
N
500,000.00
500,000.00
n
12
104081509
HK0000188554
CNY
1,117,000,000.00
1,117,000,000.00
N
N
500,000.00
500,000.00
n
2015-03-06
12
104219527
HK0000189297
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
2.70
2015-03-17
12
104645569
HK0000191152
CNY
1,100,000,000.00
1,100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2015-03-17
2.75
2015-03-17
12
104645593
HK0000191160
CNY
181,500,000.00
181,500,000.00
N
N
500,000.00
500,000.00
n
2014-03-18
2015-03-18
2.75
2015-03-18
12
104645810
HK0000191178
CNY
180,000,000.00
180,000,000.00
N
N
500,000.00
500,000.00
n
BNYH
2014-03-20
2015-03-20
1.45
2015-03-20
12
104680658
HK0000192010
HKD
200,000,000.00
200,000,000.00
N
N
2,000,000.00
1,000,000.00
n
BNYH
2014-11-20
2015-11-20
3.20
2015-11-20
12
113857889
HK0000225273
CNY
210,000,000.00
210,000,000.00
N
N
500,000.00
500,000.00
n
BNYH
2014-11-19
2015-11-19
3.10
2015-11-19
12
114080586
HK0000225109
CNY
130,000,000.00
130,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BNYH
2014-12-02
2015-12-02
3.30
2015-12-02
12
114552208
HK0000226750
CNY
117,000,000.00
117,000,000.00
N
N
500,000.00
500,000.00
n
BNYH
2014-12-01
2015-06-01
2.80
2015-06-01
6
114776700
HK0000226743
CNY
30,500,000.00
30,500,000.00
N
N
500,000.00
500,000.00
n
BNYH
2015-01-14
2016-01-14
3.00
2016-01-14
12
116516756
HK0000233210
CNY
50,000,000.00
50,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BNYH
2015-01-23
2016-01-22
4.00
2016-01-22
12
117351165
HK0000235025
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BNYH
2014-04-22
2015-04-22
0.00
2015-04-22
12
106059926
HK0000196771
USD
20,200,000.00
20,200,000.00
N
N
100,000.00
100,000.00
n
CILH
2014-12-02
2015-06-02
0.80
2015-06-02
6
114863033
HK0000226818
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
SPDB
2014-05-22
2017-05-22
4.08
2014-11-24
2015-05-22
6
106661103
HK0000198686
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
BNYH
2012-10-26
2015-10-26
3.48
2014-10-27
2015-04-27
6
084840700
HK0000128253
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
BNYH
2014-02-06
2015-02-06
2.90
2015-02-06
12
102376145
HK0000184074
CNY
100,500,000.00
100,500,000.00
N
N
500,000.00
500,000.00
n
BNYH
2014-02-21
2015-02-23
1.35
2015-02-23
12
103494389
HK0000187143
HKD
150,000,000.00
150,000,000.00
N
N
50,000.00
50,000.00
2014-04-02
EXCH TO PERM NOTES
n
BNYH
2014-02-24
2015-02-24
2.98
2015-02-24
12
103621674
HK0000187127
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
2014-04-07
EXCH TO PERM NOTES
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
List of CMUS Instruments
2015-02-05
Issue
Number
SPDBFC14009
SPDBFC14010
SPDBFC14011
SPDBFC14012
SPDBFC14015
SPDBFC14018
SPDBFC14019
SPDBFC14020
SPDBFC14022
SPDBFC14023
SPDBFC14025
SPDBFC14026
SPDBFC14027
SPDBFC14028
SPDBFC14029
SPDBFC14030
SPDBFC14031
SPDBFC14032
SPDBFC14033
SPDBFC14034
SPDBFC14035
SPDBFC14036
SPDBFC14037
SPDBFC14038
SPDBFC14039
SPDBFC14040
SPDBFC14041
SPDBFC14042
SPDBFC14043
SPDBFC14044
SPDBFC15001
SPDBFC15002
SPDBFC15003
Issue Description
Issuer
SHANGHAI PUDONG
DEV BK 1.45%
2015-02-27
SHANGHAI PUDONG
DEV BK 3.00%
2015-02-26
SHANGHAI PUDONG
DEV BK 2.80%
2015-03-12
SHANGHAI PUDONG
DEV BK 1.45%
2015-03-17
SHANGHAI PUDONG
DEV BK 2.50%
2015-04-22
SHANGHAI PUDONG
DEV BK 2.75%
2015-06-17
SHANGHAI PUDONG
DEV BK 1.60%
2015-06-25
SHANGHAI PUDONG
DEV BK 1.64%
2015-06-30
SHANGHAI PUDONG
DEV BK 1.10%
2015-07-21
SHANGHAI PUDONG
DEV BK 1.62%
2015-07-24
SHANGHAI PUDONG
DEV BK 1.46%
2015-08-04
SHANGHAI PUDONG
DEV BK 1.51%
2015-08-20
SHANGHAI PUDONG
DEV BK 1.10%
2015-02-23
SHANGHAI PUDONG
DEV BK 1.20%
2015-05-29
SHANGHAI PUDONG
DEV BK 1.40%
2015-09-08
SHANGHAI PUDONG
DEV BK 1.30%
2015-09-08
SHANGHAI PUDONG
DEV BK 1.40%
2015-09-18
SHANGHAI PUDONG
DEV BK 0.90%
2015-03-26
SHANGHAI PUDONG
DEV BK 1.40%
2015-10-20
SHANGHAI PUDONG
DEV BK 0.95%
2015-04-20
SHANGHAI PUDONG
DEV BK 1.30%
2015-10-20
SHANGHAI PUDONG
DEV BK 0.93%
2015-05-05
SHANGHAI PUDONG
DEV BK 1.00%
2015-08-12
SHANGHAI PUDONG
DEV BK 0.93%
2015-05-18
SHANGHAI PUDONG
DEV BK 1.32%
2015-11-18
SHANGHAI PUDONG
DEV BK 3.25%
2015-11-24
SHANGHAI PUDONG
DEV BK 1.37%
2015-11-27
SHANGHAI PUDONG
DEV BK 3.00%
2015-12-04
SHANGHAI PUDONG
DEV BK 3.00%
2015-12-04
SHANGHAI PUDONG
DEV BK 0.95%
2015-06-30
SHANGHAI PUDONG
DEV BK 1.05%
2016-01-14
SHANGHAI PUDONG
DEV BK 0.80%
2015-07-14
SHANGHAI PUDONG
DEV BK 3.43%
2016-01-15
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
BNYH
2014-02-27
2015-02-27
1.45
2015-02-27
12
103862019
HK0000187929
USD
15,000,000.00
15,000,000.00
N
BNYH
2014-02-26
2015-02-26
3.00
2015-02-26
12
103862361
HK0000187721
CNY
113,500,000.00
113,500,000.00
BNYH
2014-03-12
2015-03-12
2.80
2015-03-12
12
104483216
HK0000190386
CNY
150,000,000.00
BNYH
2014-03-17
2015-03-17
1.45
2015-03-17
12
104508987
HK0000191145
USD
BNYH
2014-04-22
2015-04-22
2.50
2015-04-22
12
105872755
HK0000196748
BNYH
2014-06-17
2015-06-17
2.75
2015-03-17
3
107806938
BNYH
2014-06-25
2015-06-25
1.60
2015-06-25
12
BNYH
2014-06-30
2015-06-30
1.64
2015-06-30
BNYH
2014-07-21
2015-07-21
1.10
BNYH
2014-07-24
2015-07-24
BNYH
2014-08-04
BNYH
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
N
100,000.00
100,000.00
n
N
N
500,000.00
500,000.00
n
150,000,000.00
N
N
50,000.00
50,000.00
n
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
CNY
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
n
HK0000203346
CNY
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
108046449
HK0000204658
HKD
80,000,000.00
80,000,000.00
N
N
1,000,000.00
1,000,000.00
12
108246928
HK0000205135
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
2015-07-21
12
108888237
HK0000207644
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
1.62
2015-07-24
12
109061832
HK0000207925
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
2015-08-04
1.46
2015-08-04
12
109357740
HK0000209855
HKD
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
n
2014-08-20
2015-08-20
1.51
2015-08-20
12
110049692
HK0000212479
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-08-22
2015-02-23
1.10
2015-02-23
6
110211805
HK0000212909
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-08-29
2015-05-29
1.20
2015-05-29
9
110380135
HK0000213923
HKD
230,000,000.00
230,000,000.00
N
N
500,000.00
500,000.00
n
BNYH
2014-09-08
2015-09-08
1.40
2015-09-08
12
110723229
HK0000215050
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-09-08
2015-09-08
1.30
2015-09-08
12
110723342
HK0000215068
HKD
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-09-18
2015-09-18
1.40
2015-09-18
12
111153744
HK0000216355
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-09-26
2015-03-26
0.90
2015-03-26
6
111351473
HK0000217809
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-10-20
2015-10-20
1.40
2015-10-20
12
112283714
HK0000220738
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-10-20
2015-04-20
0.95
2015-04-20
6
112423702
HK0000220746
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-10-20
2015-10-20
1.30
2015-10-20
12
112423737
HK0000220753
HKD
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-10-31
2015-05-05
0.93
2015-05-05
6
113240121
HK0000222627
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-11-12
2015-08-12
1.00
2015-08-12
9
113543175
HK0000223856
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-11-17
2015-05-18
0.93
2015-05-18
6
113857684
HK0000224748
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-11-18
2015-11-18
1.32
2015-11-18
12
113857757
HK0000224904
HKD
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-11-24
2015-11-24
3.25
2015-11-24
12
114177776
HK0000225711
CNY
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-11-26
2015-11-27
1.37
2015-11-27
12
114336106
HK0000226073
USD
20,000,000.00
20,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-12-05
2015-12-04
3.00
2015-12-04
12
114892068
HK0000227444
CNY
55,000,000.00
55,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2014-12-05
2015-12-04
3.00
2015-12-04
12
114892106
HK0000227451
CNY
70,000,000.00
70,000,000.00
N
N
500,000.00
500,000.00
n
BNYH
2014-12-30
2015-06-30
0.95
2015-06-30
6
116077647
HK0000231529
HKD
116,000,000.00
116,000,000.00
N
N
100,000.00
100,000.00
n
BNYH
2015-01-14
2016-01-14
1.05
2016-01-14
12
116557134
HK0000233426
HKD
130,000,000.00
130,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2015-01-14
2015-07-14
0.80
2015-07-14
6
116712393
HK0000233434
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
n
BNYH
2015-01-15
2016-01-15
3.43
2016-01-15
12
116896044
HK0000233541
CNY
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
n
CNY
2014-08-04
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2014-12-17
Common
Code
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
List of CMUS Instruments
2015-02-05
Issue
Number
SPDBFC15004
SPDBFC15005
SPDBFC15006
SPDBFC15007
SPDBLC12017
SPDBLC12019
SPDBLC13001
SPDBLC13002
SPDBLC14003
SUMKFC14001
SUMKFC14002
SUMKFC14003
SUMKFC14004
SUMKFC14005
TMMHFB14001
TMMHFC14002
TMMHLC13001
UBHKFB12093
Issue Description
Issuer
SHANGHAI PUDONG
DEV BK 1.24%
2016-01-15
SHANGHAI PUDONG
DEV BK 3.80%
2016-01-21
SHANGHAI PUDONG
DEV BK 1.25%
2016-01-27
SHANGHAI PUDONG
DEV BK 0.80%
2015-08-05
SHANGHAI PUDONG
DEV BK FRCD
2015-10-12
SHANGHAI PUDONG
DEV BK FRCD
2015-12-03
SHANGHAI PUDONG
DEV BK FRCD
2016-01-11
SHANGHAI PUDONG
DEV BK FRCD
2016-01-25
SHANGHAI PUDONG
DEV BK FRCD
2016-01-13
SUMITOMO MITSUI
BKG CORP
1.35%2017-02-13
SUMITOMO MITSUI
BKG CORP
1.35%2017-02-14
SUMITOMO MITSUI
BKG CORP
1.56%2017-07-31
SUMITOMO MITSUI
BKG CORP 1.5%
2017-08-29
SUMITOMO MITSUI
BKG CORP 1.5%
2017-11-09
BOT MITSUBISHI
(CHINA) 3.05%
2017-05-26
BANK OF
TOKYO-MITSUBISHI
1.51%2017-08-29
BANK OF
TOKYO-MITSUBISHI
FRCD 2015-11-06
ICBC LTD, CHINA
3.00% 2015-08-14
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SHANGHAI PUDONG
DEVELOPMENT
BANK CO., LTD.
SUMITOMO MITSUI
BANKING
CORPORATION
SUMITOMO MITSUI
BANKING
CORPORATION
SUMITOMO MITSUI
BANKING
CORPORATION
SUMITOMO MITSUI
BANKING
CORPORATION
SUMITOMO MITSUI
BANKING
CORPORATION
BANK OF
TOKYO-MITSUBISHI
UFJ (CHINA), LTD
BANK OF
TOKYO-MITSUBISHI
UFJ, LTD.(THE)
BANK OF
TOKYO-MITSUBISHI
UFJ, LTD.(THE)
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA LTD,
CHINA
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA LTD,
CHINA
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA LTD,
CHINA
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL N
COMMERCIAL BANK
OF CHINA LTD,
DOHA BR
INDUSTRIAL N
COMMERCIAL BANK
OF CHINA LTD,
DOHA BR
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
UBHKFB14036
ICBC LTD, CHINA
3.2% 2016-04-24
UBHKFB14037
ICBC LTD, CHINA
3.9% 2019-04-24
UBHKFC11002
ICBC (ASIA) 2.89%
2016-02-01
UBHKFC11003
ICBC (ASIA) 2.89%
2016-02-11
UBHKFC12056
ICBC (ASIA) 2.22%
2017-04-26
UBHKFC13037
ICBC DOHA BRANCH
3.50% 2016-08-12
UBHKFC13038
ICBC DOHA BRANCH
3.50% 2016-08-15
UBHKFC13046
ICBC (ASIA) 1.78%
2016-08-15
UBHKFC13060
ICBC (ASIA) 1.95%
2016-09-09
UBHKFC14007
ICBC (ASIA) 1.20%
2015-02-16
UBHKFC14008
ICBC (ASIA) 1.15%
2015-02-16
Call / Put
Option
Date
Issue
Date
Maturity
Date
BNYH
2015-01-16
2016-01-15
1.24
2016-01-15
12
116895005
HK0000233848
HKD
80,000,000.00
80,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2015-01-21
2016-01-21
3.80
2016-01-21
12
117143155
HK0000234176
CNY
480,000,000.00
480,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BNYH
2015-01-27
2016-01-27
1.25
2016-01-27
12
117414566
HK0000235413
USD
10,000,000.00
10,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2015-02-05
2015-08-05
0.80
2015-08-05
6
118259491
HK0000236809
HKD
100,000,000.00
100,000,000.00
N
N
50,000.00
50,000.00
n
BNYH
2012-10-12
2015-10-12
1.48
2015-01-12
2015-04-13
3
084209031
HK0000127156
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BNYH
2012-12-03
2015-12-03
1.40
2014-12-03
2015-03-03
3
086055163
HK0000131703
HKD
250,000,000.00
250,000,000.00
N
N
500,000.00
500,000.00
n
BNYH
2013-01-11
2016-01-11
1.38
2015-01-12
2015-04-13
3
087268861
HK0000135449
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
BNYH
2013-01-25
2016-01-25
1.26
2015-01-26
2015-04-27
3
087577171
HK0000137916
HKD
400,000,000.00
400,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BNYH
2014-01-13
2016-01-13
1.52
2015-01-13
2015-04-13
3
101345831
HK0000180403
HKD
260,000,000.00
260,000,000.00
N
N
500,000.00
500,000.00
n
SUMK
2014-02-12
2017-02-13
1.35
2014-11-12
2015-02-12
3
103275725
HK0000185246
HKD
220,000,000.00
220,000,000.00
N
N
2,000,000.00
1,000,000.00
2014-03-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
SUMK
2014-02-14
2017-02-14
1.35
2014-11-14
2015-02-16
3
103363578
HK0000185774
HKD
123,000,000.00
123,000,000.00
N
N
2,000,000.00
1,000,000.00
2014-03-26
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
SUMK
2014-07-31
2017-07-31
1.56
2015-01-30
2015-07-31
6
109297828
HK0000208683
HKD
561,000,000.00
561,000,000.00
N
N
2,000,000.00
1,000,000.00
2014-09-10
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
SUMK
2014-08-29
2017-08-29
1.50
2014-11-28
2015-02-27
3
110405987
HK0000213667
HKD
200,000,000.00
200,000,000.00
N
N
2,000,000.00
1,000,000.00
2014-10-08
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
SUMK
2014-11-28
2017-11-09
1.50
2015-05-28
6
114550221
HK0000226099
HKD
106,000,000.00
106,000,000.00
N
N
2,000,000.00
1,000,000.00
2015-01-07
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
TMMH
2014-05-26
2017-05-26
3.05
2015-05-26
6
107133739
HK0000200664
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
TMMH
2014-08-29
2017-08-29
1.51
2015-02-27
6
110335229
HK0000213089
HKD
1,008,000,000.00
1,008,000,000.00
N
N
500,000.00
500,000.00
n
TMMH
2013-11-06
2015-11-06
0.00
2014-11-06
2015-02-06
3
098857443
HK0000169992
HKD
500,000,000.00
500,000,000.00
N
N
500,000.00
500,000.00
n
UBHK
2012-08-14
2015-08-14
3.00
2014-08-14
2015-02-16
6
081600554
HK0000120979
CNY
1,000,000,000.00
1,000,000,000.00
N
N
1,000,000.00
10,000.00
n
UBHK
2014-04-24
2016-04-25
3.20
2014-10-24
2015-04-24
6
106071659
HK0000196474
CNY
2,000,000,000.00
2,000,000,000.00
N
N
1,000,000.00
10,000.00
n
UBHK
2014-04-24
2019-04-24
3.90
2014-10-24
2015-04-24
6
106071756
HK0000196482
CNY
500,000,000.00
500,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2011-02-01
2016-02-01
2.89
2015-02-02
2016-02-01
12
109530387
HK0000209525
HKD
206,000,000.00
206,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2011-02-11
2016-02-11
2.89
2014-02-11
2015-02-11
12
059166972
HK0000076080
HKD
110,000,000.00
110,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2012-04-26
2017-04-26
2.22
2014-04-28
2015-04-27
12
077653783
HK0000114352
HKD
600,000,000.00
600,000,000.00
N
N
1,000,000.00
1,000,000.00
n
UBHK
2013-08-12
2016-08-12
3.50
2014-08-12
2015-08-12
12
095646174
HK0000157526
CNY
260,000,000.00
260,000,000.00
N
N
1,000,000.00
1,000,000.00
n
UBHK
2013-08-13
2016-08-15
3.50
2014-08-13
2015-08-13
12
095647529
HK0000157583
CNY
75,000,000.00
75,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2013-08-15
2016-08-15
1.78
2014-11-17
2015-02-16
3
096170793
HK0000159928
HKD
180,000,000.00
180,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-09-24
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
HKNG
2013-09-09
2016-09-09
1.95
2014-12-09
2015-03-09
3
096954905
HK0000162484
HKD
582,000,000.00
582,000,000.00
N
N
1,000,000.00
1,000,000.00
2013-10-21
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
UBHK
2014-01-14
2015-02-16
1.20
2015-02-16
13
HKD
5,000,000.00
5,000,000.00
N
N
1,000,000.00
1,000,000.00
n
UBHK
2014-01-15
2015-02-16
1.15
2015-02-16
13
HKD
10,000,000.00
10,000,000.00
N
N
1,000,000.00
1,000,000.00
n
2014-11-26
Next
Coupon
Date
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
Subject to
FATCA
Withholding
Tax
Paying
Agent
Code
Coupon
Rate
Last
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Special
Action
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
UBHKFC14009
ICBC (ASIA) 1.15%
2015-02-23
UBHKFC14012
ICBC (ASIA) 2.80%
2015-02-09
UBHKFC14020
ICBC (ASIA) 2.75%
2015-02-18
UBHKFC14022
ICBC, ABU DHABI
2.80% 2015-02-27
ICBC (ASIA) 2.80%
2015-03-03
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
ICBC, ABU DHABI
BRANCH
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
UBHKFC14023
UBHKFC14024
ICBC (ASIA) 2.80%
2015-03-04
UBHKFC14030
ICBC (ASIA) LTD
1.75% 2015-03-17
UBHKFC14032
ICBC (ASIA) 1.20%
2015-04-27
UBHKFC14041
ICBC (ASIA) 1.52%
2015-05-26
UBHKFC14050
ICBC (ASIA) 1.50%
2015-06-23
UBHKFC14053
ICBC (ASIA) 1.45%
2015-06-19
UBHKFC14054
ICBC (ASIA) 1.50%
2015-06-27
UBHKFC14056
ICBC (ASIA) 3.00%
2015-08-20
UBHKFC14057
ICBC (ASIA) 4.00%
2019-08-12
UBHKFC14058
ICBC (ASIA) 3.00%
2015-08-25
UBHKFC14059
ICBC (ASIA) 2.00%
2015-08-21
UBHKFC14060
ICBC (ASIA) 3.10%
2015-09-10
UBHKFC14061
ICBC (ASIA) 0.885%
2015-03-12
UBHKFC14062
ICBC (ASIA) 2.63%
2015-03-18
UBHKFC14064
ICBC (ASIA) 3.10%
2015-09-18
UBHKFC14067
ICBC (ASIA) 3.10%
2015-09-29
UBHKFC14068
ICBC (ASIA) 2.00%
2015-10-09
UBHKFC14069
ICBC (ASIA) 3.00%
2015-10-23
UBHKFC14070
ICBC (ASIA) 3.05%
2015-11-03
UBHKFC14071
ICBC (ASIA) 3.18%
2015-10-29
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
UBHK
2014-01-20
2015-02-23
1.15
2015-02-23
13
HKNG
2014-02-07
2015-02-09
2.80
2015-02-09
12
102637976
HKNG
2014-02-19
2015-02-18
2.75
2015-02-18
12
103473080
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
ISIN
Issue
Ccy
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
Special
Action
Date
Special
Action
Subject to
FATCA
Withholding
Tax
HKD
10,000,000.00
10,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000184025
CNY
400,000,000.00
400,000,000.00
N
N
500,000.00
500,000.00
n
HK0000186491
CNY
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
UBHK
2014-03-04
2015-02-27
2.80
2015-02-27
12
104043631
HK0000188042
CNY
130,000,000.00
130,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-03-03
2015-03-03
2.80
2015-03-03
12
104040900
HK0000188497
CNY
183,500,000.00
183,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-03-04
2015-03-04
2.80
2015-03-04
12
104081517
HK0000188737
CNY
600,000,000.00
600,000,000.00
N
N
500,000.00
500,000.00
n
UBHK
2014-03-17
2015-03-17
1.75
2015-03-17
12
USD
504,400,000.00
504,400,000.00
N
N
200,000.00
200,000.00
n
UBHK
2014-04-03
2015-04-27
1.20
2015-04-27
13
HKD
4,000,000.00
4,000,000.00
N
N
1,000,000.00
1,000,000.00
n
UBHK
2014-04-23
2015-05-26
1.52
2015-05-26
13
HKD
10,000,000.00
10,000,000.00
N
N
1,000,000.00
1,000,000.00
n
UBHK
2014-05-23
2015-06-23
1.50
2015-06-23
13
HKD
5,000,000.00
5,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-06-19
2015-06-19
1.45
2015-06-19
12
107875271
HK0000203932
USD
13,300,000.00
13,300,000.00
N
N
100,000.00
100,000.00
n
HKNG
2014-06-27
2015-06-29
1.50
2015-06-29
12
108225025
HK0000204807
HKD
130,000,000.00
130,000,000.00
N
N
1,000,000.00
1,000,000.00
HKNG
2014-08-20
2015-08-20
3.00
2015-08-20
12
109972525
HK0000212172
CNY
410,000,000.00
410,000,000.00
N
N
500,000.00
500,000.00
n
UBHK
2014-08-18
2019-08-12
4.00
2015-02-18
6
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-08-25
2015-08-25
3.00
2015-08-25
12
CNY
335,000,000.00
335,000,000.00
N
N
500,000.00
500,000.00
n
UBHK
2014-08-21
2015-08-21
2.00
2015-08-21
12
USD
307,400,000.00
307,400,000.00
N
N
200,000.00
200,000.00
n
HKNG
2014-09-10
2015-09-10
3.10
2015-09-10
12
110760922
HK0000215357
CNY
294,500,000.00
294,500,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-09-12
2015-03-12
0.89
2015-03-12
6
110868391
HK0000215746
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
n
HKNG
2014-09-18
2015-03-18
2.63
2015-03-18
6
110969457
HK0000215928
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-09-18
2015-09-18
3.10
2015-09-18
12
111165734
HK0000216074
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-09-29
2015-09-29
3.10
2015-09-29
12
111500738
HK0000217775
CNY
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
UBHK
2014-10-10
2015-10-09
2.00
2015-10-09
12
USD
514,600,000.00
514,600,000.00
N
N
200,000.00
200,000.00
n
HKNG
2014-10-23
2015-10-23
3.00
2015-10-23
12
112630376
HK0000220910
CNY
170,000,000.00
170,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-11-03
2015-11-03
3.05
2015-11-03
12
113036478
HK0000222577
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2014-10-30
2015-10-29
3.18
2015-10-29
12
113210915
HK0000222270
CNY
146,000,000.00
146,000,000.00
N
N
500,000.00
500,000.00
n
105507119
110164025
HK0000194594
HK0000212347
2014-08-06
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Issuer
UBHKFC14072
ICBC (ASIA) 3.10%
2015-11-04
UBHKFC14073
ICBC (ASIA) 3.03%
2015-11-06
UBHKFC14074
ICBC (ASIA) 2.68%
2015-05-12
UBHKFC14075
ICBC (ASIA) 3.05%
2015-11-12
UBHKFC14076
ICBC (ASIA) 3.30%
2015-05-20
UBHKFC14077
ICBC (ASIA) 0.93%
2015-05-15
UBHKFC14078
ICBC (ASIA) 3.30%
2015-12-01
UBHKFC14079
ICBC (ASIA) 1.20%
2015-12-28
UBHKFC14080
ICBC (ASIA) 0.82%
2015-06-18
UBHKFC15001
ICBC (ASIA) 0.76%
2015-07-06
UBHKFC15002
ICBC (ASIA) 1.06%
2015-07-13
UBHKFC15003
ICBC (ASIA) 1.06%
2015-07-13
UBHKFC15004
ICBC (ASIA) 1.06%
2015-07-13
UBHKFC15005
ICBC (ASIA) 1.12%
2016-02-15
UBHKFC15006
ICBC (ASIA) 1.12%
2016-02-15
UBHKFC15008
ICBC (ASIA) 1.12%
2016-02-26
UBHKFC15009
ICBC (ASIA) 1.05%
2016-02-03
UBHKFN11047
ICBC (ASIA) 6.00%
2021-11-04
UBHKFN14019
ICBC (ASIA) 2.85%
2015-02-17
UBHKFN14033
ICBC (ASIA) 1.63%
2015-04-02
UBHKFN14034
ICBC (ASIA) 1.66%
2015-04-08
UBHKFN14043
ICBC (ASIA) 1.66%
2015-04-27
UBHKFN14045
ICBC (ASIA) 1.66%
2015-04-27
UBHKFN14046
ICBC (ASIA) 1.25%
2015-05-08
UBHKFN14047
ICBC (ASIA) 1.25%
2015-05-13
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
Call / Put
Option
Date
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2014-11-05
2015-11-04
3.10
2015-11-04
12
113429054
HK0000223047
CNY
204,500,000.00
204,500,000.00
N
HKNG
2014-11-07
2015-11-06
3.03
2015-11-06
12
113428970
HK0000223377
CNY
110,000,000.00
110,000,000.00
HKNG
2014-11-12
2015-05-12
2.68
2015-05-12
6
113613700
HK0000223732
CNY
112,500,000.00
HKNG
2014-11-12
2015-11-12
3.05
2015-11-12
12
113641894
HK0000223724
CNY
UBHK
2014-11-20
2015-05-20
3.30
2015-05-20
6
UBHK
2014-11-24
2015-05-15
0.93
2015-05-15
6
HKNG
2014-12-01
2015-12-01
3.30
2015-12-01
12
UBHK
2014-11-28
2015-12-28
1.20
2015-12-28
UBHK
2014-12-18
2015-06-18
0.82
UBHK
2015-01-06
2015-07-06
UBHK
2015-01-13
UBHK
Next
Coupon
Date
500,000.00
500,000.00
n
N
N
500,000.00
500,000.00
n
112,500,000.00
N
N
500,000.00
500,000.00
n
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
USD
30,000,000.00
30,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CNY
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
13
HKD
17,850,000.00
17,850,000.00
N
N
50,000.00
50,000.00
n
2015-06-18
6
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
0.76
2015-07-06
6
USD
300,000,000.00
300,000,000.00
N
N
100,000.00
100,000.00
n
2015-07-13
1.06
2015-07-13
6
USD
411,570,000.00
411,570,000.00
N
N
10,000.00
10,000.00
n
2015-01-13
2015-07-13
1.06
2015-07-13
6
USD
84,260,000.00
84,260,000.00
N
N
10,000.00
10,000.00
n
UBHK
2015-01-13
2015-07-13
1.06
2015-07-13
6
USD
309,390,000.00
309,390,000.00
N
N
10,000.00
10,000.00
n
UBHK
2015-01-15
2016-02-15
1.12
2016-02-15
13
HKD
10,000,000.00
10,000,000.00
N
N
1,000,000.00
1,000,000.00
n
UBHK
2015-01-15
2016-02-15
1.12
2016-02-15
13
HKD
10,000,000.00
10,000,000.00
N
N
1,000,000.00
1,000,000.00
n
UBHK
2015-01-26
2016-02-26
1.12
2016-02-26
13
HKD
4,000,000.00
4,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2015-02-04
2016-02-03
1.05
2016-02-03
12
118253418
HK0000236510
USD
19,000,000.00
19,000,000.00
N
N
100,000.00
100,000.00
n
HKNG
2011-11-04
2021-11-04
2015-05-04
6
069367780
HK0000091832
CNY
1,500,000,000.00
1,500,000,000.00
N
N
1,000,000.00
10,000.00
n
HKNG
2014-02-19
2015-02-17
2.85
2015-02-17
12
103450870
HK0000186483
CNY
137,000,000.00
137,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKNG
2014-04-09
2015-04-02
1.63
2015-04-02
12
105545665
HK0000194784
USD
15,400,000.00
15,400,000.00
N
N
200,000.00
200,000.00
n
HKNG
2014-04-11
2015-04-08
1.66
2015-04-08
12
105628153
HK0000195153
USD
27,300,000.00
27,300,000.00
N
N
200,000.00
100,000.00
n
HKNG
2014-04-28
2015-04-27
1.66
2015-04-27
12
106205043
HK0000197100
USD
18,200,000.00
18,200,000.00
N
N
200,000.00
100,000.00
n
HKNG
2014-05-02
2015-04-27
1.66
2015-04-27
12
106254338
HK0000197563
USD
10,000,000.00
10,000,000.00
N
N
200,000.00
100,000.00
n
HKNG
2014-05-09
2015-05-08
1.25
2015-05-08
12
106539871
HK0000198660
USD
14,100,000.00
14,100,000.00
N
N
200,000.00
100,000.00
n
HKNG
2014-05-14
2015-05-13
1.25
2015-05-13
12
106812543
HK0000199346
USD
14,600,000.00
14,600,000.00
N
N
200,000.00
100,000.00
n
2014-11-04
114720739
HK0000226412
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
N
ISIN
Issue
Ccy
Special
Action
Date
Multiple
Tradable Amount
6.00
Common
Code
Bank
Repo
Cat. #
Minimum
Tradable Amount
2016-11-07
Coupon
Rate
Last
Coupon
Date
Int.
Pay.
Freq.
(Mths)
List of CMUS Instruments
2015-02-05
Issue
Number
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
2016-08-15
0.00
2014-11-17
2015-02-16
3
096140037
HK0000159910
HKD
120,000,000.00
120,000,000.00
N
2014-04-22
2015-04-22
0.00
2015-01-22
2015-04-22
3
105942923
HK0000196433
HKD
100,000,000.00
100,000,000.00
HKNG
2014-05-14
2015-05-13
0.00
2014-11-14
2015-02-16
3
106812608
HK0000199353
USD
14,400,000.00
HKNG
2014-05-19
2015-05-18
0.00
2014-11-19
2015-02-23
3
106937893
HK0000199999
USD
HKNG
2014-06-03
2015-06-02
0.00
2014-12-03
2015-03-03
3
107402152
HK0000201936
HKNG
2014-03-04
2015-03-04
0.00
2015-03-04
12
104214215
HKNG
2014-03-07
2015-03-10
0.00
2015-03-10
12
HKNG
2014-09-15
2015-03-16
0.00
2015-03-16
HKNG
2014-09-23
2015-03-23
0.00
HKNG
2014-09-25
2015-06-25
HKNG
2015-01-23
BNYH
CATHAY UNITED
BANK CO. LTD.
WESTPAC BANKING
CORPORATION
WESTPAC BANKING
CORPORATION
OCBC WING HANG
BANK LIMITED
Issue Description
Issuer
UBHKLC13045
ICBC (ASIA) FRCD
2016-08-15
UBHKLC14040
ICBC (ASIA) FRCD
2015-04-22
UBHKLN14048
ICBC (ASIA) FRN
2015-05-13
UBHKLN14049
ICBC (ASIA) FRN
2015-05-18
UBHKLN14051
ICBC (ASIA) FRN
2015-06-02
UBHKZC14025
ICBC (ASIA) 0%
2015-03-04
UBHKZC14029
ICBC (ASIA) 0%
2015-03-10
UBHKZC14063
ICBC (ASIA) 0%
2015-03-16
UBHKZC14065
ICBC (ASIA) 0%
2015-03-23
UBHKZC14066
ICBC (ASIA) 0%
2015-06-25
UBHKZC15007
ICBC (ASIA) 0%
2016-01-25
UOBHLC14001
UNITED OVERSEAS
BANK FRCD
2016-09-15
CATHAY UNITED
BANK 2.70%
2015-03-18
WESTPAC BKG CORP
4.86% 2015-08-25
WESTPAC BKG CORP
4.7% 2015-02-16
OCBC WING HANG
BANK 3.03%
2016-02-17
OCBC WING HANG
BANK 3.07%
2016-02-17
OCBC WING HANG
BANK 3.06%
2016-02-29
OCBC WING HANG
BANK 1.55%
2015-07-17
OCBC WING HANG
BANK 1% 2016-01-18
OCBC WING HANG
BANK 2.6%
2018-07-16
OCBC WING HANG
BANK 1.30%
2015-07-22
OCBC WING HANG
BANK 1.60%
2016-10-24
OCBC WING HANG
BANK 2.75%
2015-02-18
OCBC WING HANG
BANK LTD 2.77%
2015-02-24
OCBC WING HANG
BANK 2.60%
2015-03-19
OCBC WING HANG
BANK 2.65%
2015-03-31
OCBC WING HANG
BANK 2.55%
2015-04-02
OCBC WING HANG
BANK 2.10%
2017-04-25
OCBC WING HANG
BANK LTD 4.00%
2024-05-20
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
UNITED OVERSEAS
BANK LTD.
UWCCFC14001
WBCHFC06001
WBCHFC07002
WIHBFC11006
WIHBFC11007
WIHBFC11009
WIHBFC12010
WIHBFC13001
WIHBFC13006
WIHBFC13007
WIHBFC13010
WIHBFC14001
WIHBFC14003
WIHBFC14004
WIHBFC14005
WIHBFC14006
WIHBFC14008
WIHBFC14009
Paying
Agent
Code
Issue
Date
Maturity
Date
HKNG
2013-08-15
HKNG
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
N
500,000.00
500,000.00
N
N
500,000.00
500,000.00
n
14,400,000.00
N
N
200,000.00
100,000.00
n
16,000,000.00
16,000,000.00
N
N
200,000.00
100,000.00
n
USD
17,100,000.00
17,100,000.00
N
N
200,000.00
100,000.00
n
HK0000188802
CNY
152,000,000.00
152,000,000.00
N
N
1,000,000.00
1,000,000.00
n
104233775
HK0000189495
CNY
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
6
110974825
HK0000215902
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
2015-03-23
6
111315256
HK0000216769
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
0.00
2015-06-25
9
111407614
HK0000217247
CNY
250,000,000.00
250,000,000.00
N
N
500,000.00
500,000.00
n
2016-01-25
0.00
2016-01-25
12
117350436
HK0000234671
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
2014-09-16
2016-09-15
0.59
2015-03-16
3
110975325
HK0000216066
HKD
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BNYH
2014-03-18
2015-03-18
2.70
2015-03-18
12
104622445
HK0000191723
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
BNYH
2006-08-25
2015-08-25
4.86
2015-08-25
12
026574293
HKD
50,000,000.00
50,000,000.00
N
N
500,000.00
500,000.00
n
2014-08-26
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
CNY
2013-09-24
Special
Action
Subject to
FATCA
Withholding
Tax
Multiple
Tradable Amount
ISIN
Issue
Ccy
Special
Action
Date
Minimum
Tradable Amount
2014-12-16
Common
Code
Bank
Repo
Cat. #
CERTIFY NON-US BENE &
EXCH TO PERM NOTES
n
BNYH
2007-02-16
2015-02-16
4.70
2014-02-18
2015-02-16
12
028785011
HKD
80,000,000.00
80,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CBAH
2011-02-17
2016-02-17
3.03
2014-11-17
2015-02-17
3
059270923
HK0000076353
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
OCBC WING HANG
BANK LIMITED
CBAH
2011-02-17
2016-02-17
3.07
2014-11-17
2015-02-17
3
059387782
HK0000076460
HKD
230,000,000.00
230,000,000.00
N
N
1,000,000.00
1,000,000.00
n
OCBC WING HANG
BANK LIMITED
CBAH
2011-02-28
2016-02-29
3.06
2014-11-28
2015-02-27
3
059807137
HK0000076841
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
OCBC WING HANG
BANK LIMITED
CBAH
2012-07-17
2015-07-17
1.55
2014-07-17
2015-07-17
12
080705077
HK0000118288
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
CBAH
2013-01-18
2016-01-18
1.00
2015-01-19
2016-01-18
12
087789225
HK0000137015
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
CBAH
2013-07-16
2018-07-16
2.60
2015-01-16
2015-04-16
3
095372945
HK0000156163
HKD
110,000,000.00
110,000,000.00
N
N
1,000,000.00
1,000,000.00
n
OCBC WING HANG
BANK LIMITED
WIHB
2013-07-22
2015-07-22
1.30
2014-07-22
2015-07-22
12
095373208
HK0000156189
HKD
797,000,000.00
797,000,000.00
N
N
1,000,000.00
1,000,000.00
n
OCBC WING HANG
BANK LIMITED
CBAH
2013-10-24
2016-10-24
1.60
2014-10-24
2015-10-26
12
098601392
HK0000168689
HKD
431,000,000.00
431,000,000.00
N
N
1,000,000.00
1,000,000.00
n
OCBC WING HANG
BANK LIMITED
WIHB
2014-02-20
2015-02-18
2.75
2015-02-18
12
103623995
HK0000186822
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
OCBC WING HANG
BANK LIMITED
WIHB
2014-02-24
2015-02-24
2.77
2015-02-24
12
103862035
HK0000187556
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
OCBC WING HANG
BANK LIMITED
WIHB
2014-03-19
2015-03-19
2.60
2015-03-19
12
104747051
HK0000191392
CNY
130,000,000.00
130,000,000.00
N
N
500,000.00
500,000.00
n
OCBC WING HANG
BANK LIMITED
WIHB
2014-03-31
2015-03-31
2.65
2015-03-31
12
105032684
HK0000192945
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
OCBC WING HANG
BANK LIMITED
WIHB
2014-04-02
2015-04-02
2.55
2015-04-02
12
105311818
HK0000193943
CNY
105,000,000.00
105,000,000.00
N
N
500,000.00
500,000.00
n
OCBC WING HANG
BANK LIMITED
CBAH
2014-04-25
2017-04-25
2.10
2015-04-27
12
106218625
HK0000196979
HKD
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
OCBC WING HANG
BANK LIMITED
CBAH
2014-05-20
2024-05-20
4.00
2015-02-23
3
106969353
HK0000199973
HKD
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
OCBC WING HANG
BANK LIMITED
OCBC WING HANG
BANK LIMITED
2014-11-20
List of CMUS Instruments
2015-02-05
Issue
Number
WIHBFC14010
WIHBFC14011
WIHBLC11012
WIHBLC12008
WIHBLC12009
WIHBLC14007
WIHBZC14002
WLHKFC11037
WLHKFC13078
WLHKFC14038
WLHKFC14042
WLHKFC14056
WLHKFC14059
WLHKFC14060
WLHKFC14062
WLHKFC14069
WLHKFC14070
WLHKFC14071
WLHKFC14072
WLHKFC14073
WLHKFC14075
WLHKFC14079
WLHKFC14085
WLHKFC14090
WLHKFC14093
WLHKFC14098
WLHKFC14099
WLHKFC14105
WLHKFC14109
WLHKFC14110
WLHKFC14111
WLHKFC14113
WLHKFC14116
WLHKFC14119
WLHKFC14120
WLHKFC14121
WLHKFC14124
WLHKFC14125
WLHKFC14127
WLHKFC14128
WLHKFC14129
WLHKFC14130
WLHKFC14131
WLHKFC14132
WLHKFC14133
WLHKFC14134
Issue Description
OCBC WING HANG
BANK 3.20%
2021-06-09
OCBC WING HANG
BANK LTD 2.31%
2019-11-11
OCBC WING HANG
BANK FRCD
2016-03-23
OCBC WING HANG
BANK FRCD
2015-07-10
OCBC WING HANG
BANK FRCD
2015-07-17
OCBC WING HANG
BANK FRCD
2015-04-24
OCBC WING HANG
BANK LTD 0.00%
2015-02-24
WING LUNG BANK
LTD 2.75% 2016-05-19
WING LUNG BANK
1.30% 2015-07-08
WING LUNG BANK
LTD 1.00% 2015-02-17
WING LUNG BANK
LTD 1.45% 2015-02-19
WING LUNG BANK
LTD 2.70% 2015-03-03
WING LUNG BANK
LTD 2.97% 2015-03-04
WING LUNG BANK
LTD 2.70% 2015-03-04
WING LUNG BANK
LTD 1.50% 2015-03-10
WING LUNG BANK
LTD 2.70% 2015-03-05
WING LUNG BANK
LTD 2.95% 2015-03-06
WING LUNG BANK
LTD 2.85% 2015-03-12
WING LUNG BANK
LTD 1.45% 2015-03-10
WING LUNG BANK
LTD 1.55% 2015-03-19
WING LUNG BANK
LTD 1.00% 2015-03-23
WING LUNG BANK
LTD 2.70% 2015-03-24
WING LUNG BANK
LTD 2.70% 2015-03-25
WING LUNG BANK
LTD 1.40% 2015-03-27
WING LUNG BANK
LTD 2.65% 2015-03-31
WING LUNG BANK
LTD 2.24% 2015-04-22
WING LUNG BANK
LTD 2.80% 2015-04-23
WING LUNG BANK
LIMITED 2.95%
2015-05-11
WING LUNG BANK
LTD 2.85% 2015-06-09
WING LUNG BANK
2.85% 2015-06-05
WING LUNK BANK
LTD 1.20% 2015-09-11
WING LUNG BANK
LTD 1.30% 2015-09-16
WING LUNG BANK
LTD 0.90% 2015-03-18
WING LUNK BANK
LTD 1.20% 2015-09-18
WING LUNG BANK
LTD 2.50% 2015-09-24
WING LUNG BANK
LTD 1.35% 2015-09-23
WING LUNG BANK
LTD 1.1% 2015-03-30
WING LUNG BANK
LTD 1.12% 2015-07-06
WING LUNG BANK
LTD 2.55% 2015-11-03
WING LUNG BANK
LTD 1.30% 2015-11-03
WING LUNG BANK
LTD 1.0% 2015-05-18
WING LUNG BANK
LTD 3.60% 2015-05-20
WING LUNG BANK
LTD 3.50% 2015-11-26
WING LUNK BANK
LTD 3.0% 2015-05-26
WING LUNG BANK
LTD 0.95% 2015-05-26
WING LUNG BANK
LTD 3.25% 2015-11-27
Paying
Agent
Code
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Issue
Date
Maturity
Date
OCBC WING HANG
BANK LIMITED
WIHB
2014-06-09
2021-06-09
3.20
2014-12-09
2015-03-09
3
107548670
HK0000202462
HKD
300,000,000.00
300,000,000.00
N
OCBC WING HANG
BANK LIMITED
WIHB
2014-11-19
2019-11-11
2.31
2015-11-19
12
114041181
HK0000224730
HKD
600,000,000.00
600,000,000.00
OCBC WING HANG
BANK LIMITED
CBAH
2011-03-23
2016-03-23
1.14
2014-12-23
2015-03-23
3
060920478
HK0000077955
HKD
100,000,000.00
OCBC WING HANG
BANK LIMITED
CBAH
2012-07-10
2015-07-10
1.65
2015-01-12
2015-04-10
3
080324391
HK0000117371
HKD
OCBC WING HANG
BANK LIMITED
CBAH
2012-07-17
2015-07-17
1.53
2015-01-19
2015-04-17
3
080705093
HK0000118270
OCBC WING HANG
BANK LIMITED
CBAH
2014-04-24
2015-04-24
1.13
2015-01-26
2015-04-24
3
106204632
OCBC WING HANG
BANK LIMITED
WIHB
2014-02-24
2015-02-24
0.00
2015-02-24
12
103862221
Issuer
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
Call / Put
Option
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
500,000.00
500,000.00
n
N
N
500,000.00
500,000.00
n
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HK0000196961
HKD
145,000,000.00
145,000,000.00
N
N
500,000.00
500,000.00
n
HK0000187564
CNY
330,000,000.00
330,000,000.00
N
N
500,000.00
500,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
WLHK
2011-05-19
2016-05-19
2.75
2014-11-19
2015-02-23
3
062955759
HK0000080702
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2013-07-08
2015-07-08
1.30
2014-07-08
2015-07-08
12
095049567
HK0000155355
HKD
164,000,000.00
164,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-02-17
2015-02-17
1.00
2015-02-17
12
103292018
HK0000185501
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-02-19
2015-02-23
1.45
2015-02-23
12
103450918
HK0000186277
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-03-03
2015-03-03
2.70
2015-03-03
12
104042350
HK0000188174
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-03-04
2015-03-04
2.97
2015-03-04
12
104166903
HK0000188513
CNY
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-03-04
2015-03-04
2.70
2015-03-04
12
104167667
HK0000188505
CNY
300,000,000.00
300,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-03-10
2015-03-10
1.50
2015-03-10
12
104218504
HK0000188760
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-03-05
2015-03-05
2.70
2015-03-05
12
104292909
HK0000189255
CNY
235,000,000.00
235,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-03-06
2015-03-06
2.95
2015-03-06
12
104297668
HK0000189198
CNY
172,000,000.00
172,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-03-12
2015-03-12
2.85
2015-03-12
12
104446086
HK0000189719
CNY
186,000,000.00
186,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-03-10
2015-03-10
1.45
2015-03-10
12
104445012
HK0000189677
HKD
109,000,000.00
109,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-03-19
2015-03-19
1.55
2015-03-19
12
104647855
HK0000191004
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-03-21
2015-03-23
1.00
2015-03-23
12
104648169
HK0000191012
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-03-24
2015-03-24
2.70
2015-03-24
12
104821081
HK0000191772
CNY
122,500,000.00
122,500,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-03-25
2015-03-25
2.70
2015-03-25
12
104861865
HK0000192192
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-03-27
2015-03-27
1.40
2015-03-27
12
104973795
HK0000192598
USD
12,100,000.00
12,100,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-03-31
2015-03-31
2.65
2015-03-31
12
105044682
HK0000192994
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-04-22
2015-04-22
2.24
2015-04-22
12
105775075
HK0000195716
CNY
250,000,000.00
250,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-04-23
2015-04-23
2.80
2015-04-23
12
106048835
HK0000196391
CNY
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-05-09
2015-05-11
2.95
2015-05-11
12
106611556
HK0000198389
CNY
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-06-09
2015-06-09
2.85
2015-06-09
12
107455868
HK0000202066
CNY
102,000,000.00
102,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-06-06
2015-06-05
2.85
2015-06-05
12
107496106
HK0000202249
CNY
61,000,000.00
61,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-09-12
2015-09-11
1.20
2015-09-11
12
110933169
HK0000215381
HKD
210,000,000.00
210,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-09-16
2015-09-16
1.30
2015-09-16
12
110975210
HK0000215738
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-09-18
2015-03-18
0.90
2015-03-18
6
111165521
HK0000216025
USD
23,000,000.00
23,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-09-18
2015-09-18
1.20
2015-09-18
12
111165955
HK0000216041
HKD
156,000,000.00
156,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-09-24
2015-09-24
2.50
2015-09-24
12
111277605
HK0000216314
CNY
60,000,000.00
60,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-09-23
2015-09-23
1.35
2015-09-23
12
111324972
HK0000216744
USD
25,000,000.00
25,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-10-07
2015-03-30
1.10
2015-03-30
6
111619417
HK0000217957
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-10-06
2015-07-06
1.12
2015-07-06
9
111735948
HK0000218435
USD
11,300,000.00
11,300,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-11-03
2015-11-03
2.55
2015-11-03
12
113211598
HK0000222080
CNY
60,000,000.00
60,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-11-03
2015-11-03
1.30
2015-11-03
12
113240261
HK0000222254
USD
95,000,000.00
95,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-11-18
2015-05-18
1.00
2015-05-18
6
113858605
HK0000223971
HKD
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-11-20
2015-05-20
3.60
2015-05-20
6
114080497
HK0000224854
CNY
120,000,000.00
120,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-11-26
2015-11-26
3.50
2015-11-26
12
114166162
HK0000225125
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-11-25
2015-05-26
3.00
2015-05-26
6
114327514
HK0000225463
CNY
61,000,000.00
61,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-11-26
2015-05-26
0.95
2015-05-26
6
114449962
HK0000225844
USD
20,000,000.00
20,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-11-28
2015-11-27
3.25
2015-11-27
12
114449784
HK0000225745
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
List of CMUS Instruments
2015-02-05
Issue
Number
WLHKFC14136
WLHKFC14137
WLHKFC14138
WLHKFC14140
WLHKFC14141
WLHKFC14142
WLHKFC14143
WLHKFC15001
WLHKFC15002
WLHKFC15003
WLHKFC15004
WLHKFC15005
WLHKFC15006
WLHKFC15007
WLHKFC15008
WLHKFC15009
WLHKFN09007
WLHKLC14068
WLHKLC14074
WLHKLC14080
WLHKLC14115
WLHKLC14144
WLHKZC14040
WLHKZC14051
WLHKZC14052
WLHKZC14053
WLHKZC14067
WLHKZC14112
WLHKZC14114
WLHKZC14117
WLHKZC14118
WLHKZC14122
WLHKZC14123
WLHKZC14126
WLHKZC14135
WLHKZC14139
Issue Description
WING LUNG BANK
LTD 1.00% 2015-05-28
WING LUNG BANK
LTD 1.20% 2015-12-02
WING LUNG BANK
LTD 3.40% 2015-12-07
WING LUNG BANK
LTD 3.30% 2015-06-09
WING LUNG BANK
LTD 3.30% 2015-12-10
WING LUNG BANK
LTD 3.20% 2015-06-12
WING LUNG BANK
LTD 3.20% 2015-12-11
WING LUNG BANK
LTD 2.88% 2016-01-13
WING LUNG BANK
LTD 3.10% 2016-01-12
WING LUNG BANK
LTD 2.91% 2016-01-15
WING LUNG BANK
LTD 2.95% 2016-01-19
WING LUNG BANK
LTD 3.60% 2016-01-29
WING LUNG BANK
LTD 3.20% 2016-01-29
WING LUNG BANK
LTD 3.75% 2016-01-28
WING LUNG BANK
LTD 3.30% 2016-02-03
WING LUNG BANK
LTD 3.31% 2016-02-05
WING LUNG BANK
5.70% 2021-12-28
WING LUNG BANK
LTD FRCD 2015-03-10
WING LUNG BANK
LTD FRCD 2015-03-20
WING LUNG BANK
LTD FRCD 2015-03-27
WING LUNG BANK
LTD FRCD 2015-09-17
WING LUNG BANK
LTD FRCD 2015-12-15
WING LUNG BANK
LTD 0.00% 2015-02-18
WING LUNG BANK
LTD 0.00% 2015-02-27
WING LUNG BANK
LTD 0.00% 2015-02-27
WING LUNG BANK
LTD 0.00% 2015-03-03
WING LUNG BANK
LTD 0.00% 2015-03-10
WING LUNG BANK
LTD 0.00% 2015-03-12
WING LUNG BANK
LTD 0.00% 2015-03-13
WING LUNG BANK
LTD 0.00% 2015-03-18
WING LUNG BANK
LTD 0.00% 2015-03-18
WING LUNG BANK
LTD 0.0% 2015-03-25
WING LUNG BANK
LTD 0.0% 2015-03-30
WING LUNG BANK
LTD 0.00% 2015-04-10
WING LUNG BANK
LTD 0.00% 2015-11-27
WING LUNG BANK
LTD 0.00% 2015-06-01
Issuer
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
WING LUNG BANK
LIMITED
Paying
Agent
Code
Issue
Date
Maturity
Date
WLHK
2014-11-28
2015-05-28
Call / Put
Option
Date
Coupon
Rate
Last
Coupon
Date
1.00
Next
Coupon
Date
2015-05-28
Int.
Pay.
Freq.
(Mths)
6
Common
Code
114525502
ISIN
Issue
Ccy
HK0000225976
HKD
Issue
Size
200,000,000.00
Outstanding
Amount
200,000,000.00
Tender
Allowed
N
Income
Dist. HKD
Repo Cat. *
USD
EUR
Bank
Repo
Cat. #
Minimum
Tradable Amount
Multiple
Tradable Amount
N
1,000,000.00
1,000,000.00
CNY
Special
Action
Date
Special
Action
Subject to
FATCA
Withholding
Tax
n
WLHK
2014-12-02
2015-12-02
1.20
2015-03-02
3
114720909
HK0000226172
HKD
138,000,000.00
138,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-12-05
2015-12-07
3.40
2015-12-07
12
114820440
HK0000226479
CNY
319,000,000.00
319,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-12-09
2015-06-09
3.30
2015-06-09
6
115074148
HK0000227436
CNY
93,000,000.00
93,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-12-10
2015-12-10
3.30
2015-12-10
12
115159704
HK0000227782
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-12-12
2015-06-12
3.20
2015-06-12
6
115311425
HK0000228350
CNY
73,000,000.00
73,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-12-12
2015-12-11
3.20
2015-12-11
12
115311395
HK0000228343
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2015-01-13
2016-01-13
2.88
2016-01-13
12
116477718
HK0000231933
CNY
200,000,000.00
200,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2015-01-12
2016-01-12
3.10
2016-01-12
12
116554763
HK0000232261
CNY
50,000,000.00
50,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2015-01-15
2016-01-15
2.91
2016-01-15
12
116600030
HK0000232584
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2015-01-19
2016-01-19
2.95
2016-01-19
12
116869632
HK0000233178
CNY
84,000,000.00
84,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2015-01-30
2016-01-29
3.60
2016-01-29
12
117636771
HK0000235132
CNY
116,500,000.00
116,500,000.00
N
N
500,000.00
500,000.00
n
WLHK
2015-01-29
2016-01-29
3.20
2016-01-29
12
117636780
HK0000235140
CNY
87,000,000.00
87,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2015-01-28
2016-01-28
3.75
2016-01-28
12
117702901
HK0000235363
CNY
91,500,000.00
91,500,000.00
N
N
500,000.00
500,000.00
n
WLHK
2015-02-03
2016-02-03
3.30
2016-02-03
12
118096720
HK0000236288
CNY
220,000,000.00
220,000,000.00
N
N
500,000.00
500,000.00
n
2016-02-05
12
118262883
HK0000236478
2015-03-30
3
WLHK
2015-02-05
2016-02-05
WLHK
2009-12-28
2021-12-28
3.31
2016-12-28
5.70
2014-12-29
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
HKD
1,500,000,000.00
1,500,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-03-10
2015-03-10
0.00
2014-12-10
2015-03-10
3
104292470
HK0000189156
USD
12,300,000.00
12,300,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-03-20
2015-03-20
0.00
2014-12-22
2015-03-20
3
104647928
HK0000190998
USD
10,000,000.00
10,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-03-27
2015-03-27
0.00
2014-12-29
2015-03-27
3
104821588
HK0000191780
USD
10,000,000.00
10,000,000.00
N
N
200,000.00
200,000.00
n
WLHK
2014-09-17
2015-09-17
0.00
2014-12-17
2015-03-17
3
111125155
HK0000215886
HKD
170,000,000.00
170,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-12-15
2015-12-15
0.00
2015-03-16
3
115566598
HK0000229150
HKD
1,200,000,000.00
1,200,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-02-19
2015-02-18
0.00
2015-02-18
12
103365007
HK0000185782
USD
50,000,000.00
50,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-02-27
2015-02-27
0.00
2015-02-27
12
103966361
HK0000187689
CNY
100,000,000.00
100,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-02-27
2015-02-27
0.00
2015-02-27
12
103966388
HK0000187697
CNY
194,000,000.00
194,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-03-03
2015-03-03
0.00
2015-03-03
12
104002633
HK0000187887
CNY
150,000,000.00
150,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-03-10
2015-03-10
0.00
2015-03-10
12
104292437
HK0000189123
CNY
201,000,000.00
201,000,000.00
N
N
500,000.00
500,000.00
n
WLHK
2014-09-12
2015-03-12
0.00
2015-03-12
6
110933312
HK0000215399
HKD
120,000,000.00
120,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-09-17
2015-03-13
0.00
2015-03-13
6
111125210
HK0000215878
HKD
100,000,000.00
100,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-09-18
2015-03-18
0.00
2015-03-18
6
111165904
HK0000216058
USD
30,000,000.00
30,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-09-18
2015-03-18
0.00
2015-03-18
6
111165939
HK0000216033
USD
29,000,000.00
29,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-09-25
2015-03-25
0.00
2015-03-25
6
111407622
HK0000216967
USD
25,000,000.00
25,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2014-09-30
2015-03-30
0.00
2015-03-30
6
111519919
HK0000217767
HKD
130,000,000.00
130,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-10-14
2015-04-10
0.00
2015-04-10
6
112121200
HK0000219474
USD
32,000,000.00
32,000,000.00
N
N
200,000.00
200,000.00
n
WLHK
2014-11-28
2015-11-27
0.00
2015-11-27
12
114525022
HK0000225968
HKD
130,000,000.00
130,000,000.00
N
N
1,000,000.00
1,000,000.00
n
WLHK
2014-12-05
2015-06-01
0.00
2015-06-01
6
114899232
HK0000226826
HKD
150,000,000.00
150,000,000.00
N
N
1,000,000.00
1,000,000.00
n
Upcoming issues on 06/02/2015
BCHBLC15028
BCHBLC15029
CIHKFN15001
UBHKFC15010
BK OF CHN LTD,HK
BRANCH FRCD
2016-02-04
BK OF CHN LTD,HK
BRANCH FRCD
2016-02-04
MTR CORP (C.I.)
3.15% 2055-02-05
ICBC (ASIA) 1.23%
2016-02-05
UBHKFC15012
ICBC (ASIA) 4.00%
2016-02-08
UBHKZC15011
ICBC (ASIA) 0%
2016-02-05
WLHKFC15010
WING LUNG BANK
LTD 4.10% 2016-02-08
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
MTR CORPORATION
(C.I.) LTD.
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
INDUSTRIAL AND
COMMERCIAL BANK
OF CHINA (ASIA)
LTD
WING LUNG BANK
LIMITED
BCHK
2015-02-06
2016-02-04
0.00
2015-05-06
3
118381726
HK0000236825
HKD
570,000,000.00
570,000,000.00
N
N
1,000,000.00
1,000,000.00
n
BCHK
2015-02-06
2016-02-04
0.00
2015-05-06
3
118381807
HK0000236833
USD
108,000,000.00
108,000,000.00
N
N
100,000.00
100,000.00
n
CIHK
2015-02-06
2055-02-05
3.15
2015-05-06
3
118746481
HK0000237260
HKD
500,000,000.00
500,000,000.00
N
N
1,000,000.00
1,000,000.00
UBHK
2015-02-06
2016-02-05
1.23
2016-02-05
12
USD
100,000,000.00
100,000,000.00
N
N
100,000.00
100,000.00
n
HKNG
2015-02-06
2016-02-08
4.00
2016-02-08
12
118543084
HK0000237039
CNY
96,000,000.00
96,000,000.00
N
N
500,000.00
500,000.00
n
HKNG
2015-02-06
2016-02-05
0.00
2016-02-05
12
118445201
HK0000236874
USD
23,000,000.00
23,000,000.00
N
N
100,000.00
100,000.00
n
WLHK
2015-02-06
2016-02-08
4.10
2016-02-08
12
118364074
HK0000236643
CNY
105,500,000.00
105,500,000.00
N
N
500,000.00
500,000.00
n
2015-03-18
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
List of CMUS Instruments
2015-02-05
Issue
Number
Issue Description
Paying
Agent
Code
Issue
Date
Maturity
Date
BCHK
2015-02-09
2015-08-10
0.65
2015-08-10
6
118554604
HK0000237245
USD
15,000,000.00
15,000,000.00
N
BCHK
2015-02-09
2015-08-10
0.75
2015-08-10
6
118739876
HK0000237294
USD
58,000,000.00
58,000,000.00
BCMK
2015-02-09
2018-02-09
0.00
2015-05-11
3
118593065
HK0000237047
HKD
135,000,000.00
CILH
2015-02-09
2016-02-11
4.00
2016-02-11
12
118594177
HK0000237310
CNY
CIHK
2015-02-09
2015-05-08
0.00
2015-05-08
3
118524110
HK0000237328
BCHK
2015-02-10
2016-02-10
1.24
2016-02-10
12
118736826
BCMK
2015-02-10
2022-02-10
8.00
2015-08-10
6
WING LUNG BANK
LIMITED
WLHK
2015-02-10
2016-02-11
3.30
2016-02-11
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BCHK
2015-02-12
2016-02-12
0.67
2016-02-12
Issuer
Call / Put
Option
Date
Coupon
Rate
Last
Coupon
Date
Next
Coupon
Date
Int.
Pay.
Freq.
(Mths)
Common
Code
Issue
Size
Outstanding
Amount
Tender
Allowed
Income
Dist. HKD
Repo Cat. *
USD
EUR
Special
Action
Date
Multiple
Tradable Amount
N
100,000.00
100,000.00
n
N
N
100,000.00
100,000.00
n
135,000,000.00
N
N
500,000.00
500,000.00
85,000,000.00
85,000,000.00
N
N
500,000.00
500,000.00
n
CNY
300,000,000.00
300,000,000.00
N
N
1,000,000.00
1,000,000.00
n
HK0000237278
USD
18,000,000.00
18,000,000.00
N
N
100,000.00
100,000.00
n
117407829
HK0000234663
HKD
30,000,000.00
30,000,000.00
N
N
1,000,000.00
10,000.00
n
12
118735706
HK0000237252
CNY
178,000,000.00
178,000,000.00
N
N
500,000.00
500,000.00
n
12
118739213
HK0000237286
USD
15,000,000.00
15,000,000.00
N
N
100,000.00
100,000.00
n
CNY
Special
Action
Subject to
FATCA
Withholding
Tax
Minimum
Tradable Amount
ISIN
Issue
Ccy
Bank
Repo
Cat. #
Upcoming issues on 09/02/2015
BCHBFC15030
BCHBFC15033
BCMKLC15005
BOAKFC15013
HKMCZN15005
BK OF CHN LTD,HK
BRANCH 0.65%
2015-08-10
BK OF CHN LTD,HK
BRANCH 0.75%
2015-08-10
BK OF
COMMUNICATIONS
FRCD 2018-02-09
CHINA CON.BK
(ASIA) CORP 4.0%
2016-02-11
HK MORTGAGE
CORP 0% 2015-05-08
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
BANK OF
COMMUNICATIONS
CO., LTD.
CHINA
CONSTRUCTION
BANK (ASIA)
CORPORATION
LIMITED
THE HONG KONG
MORTGAGE
CORPORATION
LIMITED
2015-03-23
CERTIFY NON-US BENE &
EXCH TO PERM NOTE
n
Upcoming issues on 10/02/2015
BCHBFC15031
BCMKFN15003
WLHKFC15011
BK OF CHN LTD,HK
BRANCH 1.24%
2016-02-10
CHINA HOUSEHOLD
HLDGS LTD 8%
2022-02-10
WING LUNG BANK
LTD 3.30% 2016-02-11
BANK OF CHINA
LIMITED, HONG
KONG BRANCH
CHINA HOUSEHOLD
HOLDINGS LTD
Upcoming issues on 12/02/2015
BCHBFC15032
BK OF CHN LTD,HK
BRANCH 0.67%
2016-02-12
* Repo Category for HKD intra-day repo and discount window
A : Exchange Fund Bills and Notes
B : Specified Instruments
C : DW Eligible CMU Instruments with AAA Ratings
D : DW Eligible CMU Instruments with non-AAA Ratings
* Repo Category for USD intra-day repo and overnight repo
K : Exchange Fund Bills
L : Exchange Fund Notes
M : CMU Instruments (HSBC)
N : CMU Inst (Supranational) AAA Ratings
O : CMU Instruments (Hang Seng)
P : CMU Instruments (Fannie Mae)
Q : CMU Inst (US Treasuries)
R : Other Instruments
* Repo Category for EUR intra-day repo and overnight repo
K : SCB - Fixed
L : SCB - Floater
M : Others
N : EF Paper 1 yr to maturity
O : EF Paper 2 yr to maturity
P : EF Paper 3 yr to maturity
Q : EF Paper 4 yr to maturity
R : EF Paper 5 yr to maturity
S : EF Paper 6 yr to maturity
T : EF Paper 7 yr to maturity
* Repo Category for CNY intra-day repo and overnight repo
K : China Govt Bonds (RMB)
L : Export-Import Bank of China (RMB)
N : China Development Bank (RMB)
O : Agricultural Dev Bank of China (RMB)
P : Exchange Fund Bills and Notes
Q : HKSAR Govt papers
# Bank Repo Category :
A : Exchange Fund Bills and Notes
B : HKSAR Govt papers (Govt Bond Program - Institutional Tranche)
C : USD denominated Sovereign papers issued by the US Govt (excl. STRIPS & TIPS)
D : Off-shore RMB denominated papers issued by the Central Govt of the PRC
E : Off-shore RMB denominated papers issued by mainland policy banks