1. No category

Superintendencia del Mercado de Valores
Asesores de Inversión
Licencias Vigentes Otorgadas
dic‐15
Actualizado al 31 de diciembre de 2015
No.
Nombre de Asesor de Inversión 1
2
3
4
5
UBS ASESORES, S.A.
YORK INVESTMENT MANAGEMENT, S.A.
ATHENA CAPITAL, INC.
MOSSFON ASSET MANAGEMENT S.A.duic CREDIT SUISSE ASESORIA (PANAMA) S.A. o CREDIT SUISSE ADVISORS (PANAMA) INC.
6 NORFOLK INVESTMENT ADVISORS, S.A.
7 SUMMA ASSET MANAGEMENT CORP.
8 K&B FINANCIAL GROUP, INC.
9 BSI INVESTMENT ADVISORS (PANAMÁ), INC.
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
KAPITAL INVESTMENTS MANAGERS, INC.
BRB FINANZ A.G.
SVB ADVISORS & COMPANY, S.A.
INEXCO PRIVATE CLIENTS, S.A.
YORK & KASSING INVESTMENTS, INC.
ANDINA CAPITAL, INC.
IAM ASESORES, S.A.
ASESORÍA E INVERSIONES AAB, S.A. (ASINSA)
BCP ADVISORS, S.A.
ARENA ADVISORS**
ECONOMISTAS EN MERCADOS DE CAPITALES, S.A.
SP CAPITAL INTERNATIONAL, S.A.
FINEC ASSET MANAGEMENT, CORP.
INCREMENTUM PANAMA, S.A.
GRUPO GTA PANAMA, S.A.
KAUFMAN INVEST & TRADE INC.
MELL INVESTMENT GROUP, INC
WS INVESTMENT GROUP PANAMA, S.A.
OPERADORA INVICTUS, S.A.
VIGILANT CAPITAL
QUANTUM ADVISORS, INC
TRUSTED ADVISORS, INC.
GSM Partners, S.A.
SQUIRE ASSET INC
GAMFOS, S.A.
SUNCREST SECURITIES ADVISORS, S.A.
HARBOR FN CORP
CHF ADVISORS LTD, S.A.
EVEREST CAPITAL PARTNERS INTERNATIONAL INC.
EVEREST CAPITAL PARTNERS PANAMA INC
PRM CAPITAL MANAGEMENT, INC
AEGIS ASSET ADVISORS, S.A.
LOMBARD ODIER (PANAMA), INC
UNION CAPITAL ADVISORS, S.A.
Fecha de Resolución
No. Resolución
01‐ago‐01
30‐abr‐02
21‐abr‐06
26‐abr‐06
CNV‐316‐2001
CNV‐182‐02
CNV‐91‐06
CNV‐94‐06
30‐oct‐06
CNV‐254‐06
05‐jun‐07
08‐abr‐08
29‐abr‐08
CNV‐146‐07
CNV‐90‐08
CNV‐110‐08
10‐oct‐05
27‐nov‐08
05‐jun‐09
15‐jul‐09
12‐feb‐10
04‐jun‐10
17‐jun‐10
24‐ago‐10
27‐ago‐10
12‐nov‐10
30‐nov‐10
22‐dic‐10
11‐mar‐11
11‐mar‐11
11‐mar‐11
18‐mar‐11
06‐may‐11
02‐sep‐11
04‐oct‐11
13‐feb‐12
21‐may‐12
22 ‐jun‐12
28 ‐jun‐12
20 ‐ago‐12
18‐ene‐13
31‐ene‐13
15‐mar‐13
29‐jul‐13
02‐sep‐13
10‐sep‐13
10‐sep‐13
30‐oct‐13
25‐nov‐13
30‐dic‐13
03‐ene‐14
CNV‐251‐05
CNV‐371‐08
CNV‐170‐09
CNV‐218‐09
CNV‐47‐10
CNV‐213‐10
CNV‐228‐10
CNV‐317‐10
CNV‐329‐10
CNV‐471‐10
CNV‐509‐10
CNV‐547‐10
CNV‐63‐11
CNV‐65‐11
CNV‐61‐2011
CNV‐70‐2011
CNV‐147‐2011
CNV‐301‐11
CNV‐350‐11
CNV‐46‐2012
SMV‐164‐2012
SMV‐204‐2012
SMV‐216‐2012
SMV‐279‐2012
SMV‐279‐2013
SMV‐44‐2013 SMV‐106‐2013
SMV‐280‐2013
SMV‐343‐2013
SMV‐349‐2013
SMV‐350‐2013
SMV‐452‐2013
SMV‐487‐2013
SMV‐528‐2013
SMV‐06‐2014
SMV‐47‐2014
SMV‐54‐2014
SMV‐155‐2014
SMV‐217‐2014
SMV‐220‐2014
SMV‐253‐2014
SMV‐279‐2014
SMV‐280‐2014
SMV‐295‐2014
SMV‐629‐2014
SMV‐80‐2015
SMV‐165‐2015
SMV‐405‐2015
SMV‐580‐2015
SMV No.728‐2015
LW ASESORES DE INVERSIONES, S.A.
03‐feb‐14
FIVE PARTNERS FINANCIAL ADVISORS, CORP.
10‐feb‐14
PRINCIPIA FINANCIAL GROUP, INC
28‐mar‐14
PLATINIUM ASSET MANAGEMENT GROUP, INC
07‐may‐14
PRIVATAM INC
07‐may‐14
PRAMADEX CORPORATION PANAMA
27‐may‐14
AURORA ASSET MANAGEMENT, S.A.
30‐may‐14
MILENIA ASSET MANAGEMENT INTERNATIONAL, S.A.
30‐may‐14
BUENA VISTA ASESOR DE INVERSIONES, S.A.
09‐jun‐14
GAMS CORP
05‐dic‐14
GREEN EAGLE CAPITAL, S.A.
10‐feb‐15
CAUDAL CAPITAL, S.A.
25‐mar‐15
BANVIVIENDA VALORES, S.A.
29‐jun‐15
SQUADRA MULTI FAMILY OFFICE‐ASESOR DE INVERSIONES CORP.
11‐sep‐15
ALTHIA CAPITAL ADVISORS, INC
24‐nov‐15
* Licencia Suspendida mediante Resolución No.22‐2015 de 12 de enero de 2015
** Licencia Suspendida mediante Resolución No.592‐15 de 15 de septiembre de 2015