OTC-019

OTC #:
019
DATE:
JANUARY 29, 2015
TO:
ALL PARTICIPANTS - OTC COMPARISON SYSTEM CASHIER, MANAGER
REORGANIZATION
ATTENTION:
OPERATIONS PARTNER/OFFICER, MANAGER P&S DEPT. CASHIER,
MANAGER REORGANIZATION, GLOSSARY DEPT UPDATES TO THE LIST OF
OTC CLEARED SECURITIES
FROM:
UNDERWRITING
SUBJECT:
UPDATES TO THE LIST OF OTC CLEARED SECURITIES
THIS NSCC OTC IMPORTANT NOTICE IS NOW AVAILABLE ON THE NSCC WEB SITE.THE WEB SITE
WWW.DTCC.COM IS PASSWORD PROTECTED AND IS OPEN TO ALL FULL-SETTLING MEMBERS OR
OTHER NSCC PARTICIPANTS. FIRMS THAT WANT ACCESS TO THE NOTICES OF CHANGES TO THE
LIST OF OTC CLEARED SECURITIES SHOULD CALL THEIR NSCC ACCOUNT MANAGER AT
800-422-0582 TO OBTAIN THE APPROPRIATE INFORMATION FOR ACCESS.
Update
Cusip No Symbol
Name
Effective
Date
ADD ***
D69899116 SIXGF
SIXT AKTIENGESELLSCHAFT ORDINARY
SHARES (DEU)
01/28/2015
ADD
ADD ***
G7234P100 LENS
G8650N108 SYWTF
01/29/2015
01/28/2015
ADD ***
S1840P106 CDFRF
ADD ***
Y1772K151 CPBQF
ADD
ADD
29363K105 ENTL
30729Q604 BRKSL
ADD
ADD
30233M107 EYEG
45824E108 ITMZF
ADD
ADD
ADD ***
33938A105 FLKS
82670K201 SGRH
833966104 SLEOY
PRESBIA PLC ORD SHS (IRL)
SYNERTONE COMMUNICATION CORP ORD
HKD SHS (CYM)
CONSOLIDATED INFRASTRUCTURE
GROUP LTD ORD SHS (SOUTH AFRICA)
C.P. ALL PUBLIC CO LTD ORD SHS
(THAILAND)
ENTELLUS MED INC COM
FANTEX INC FANTEX SER MICHAEL
BROCKERS CONV TRACKING STK
EYEGATE PHARMACEUTICALS INC COM
INTEMA SOLUTIONS INC ORDINARY
SHARES (CANADA)
FLEX PHARMA INC COM
SIGNATURE GROUP HLDG
SOL PETROLEO S A (ARGENTINA)
ADD
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01/28/2015
01/28/2015
01/29/2015
01/28/2015
01/29/2015
01/29/2015
01/29/2015
01/29/2015
01/29/2015
Non-Confidential
DELETE
DELETE
498022102
KITM
KITARA MEDIA CORP (NEW) COM STK
01/28/2015
SYMBOL CHANGES
021152202
029569209
236901401
ALSED TO: ALSE
ALSERES PHARMACEUTICAL INC COM
STK NEW (DE)
ARSCD TO: ARSC AMERICAN SECURITY RESOURCES CORP
COM NEW
DNLYD TO: DNLYF DARNLEY BAY RES LTD COM NEW
28239Q205 EHOSD TO: EHOS
EHOUSE GLOBAL, INC. COMMON NEW
37951C302 GBEND TO: GBEN GLOBAL RES ENERGY INC COM STK
01/29/2015
01/29/2015
01/29/2015
01/29/2015
01/29/2015
REORGANIZATION
DELETE
G46712108 HHRBF
HUTCHISON HARBOUR RING LTD (HONG
KONG)
CHINA OCEANWIDE HLDG (BERMUDA)
ADD ***
G2117K104 HHRBF
01/29/2015
DELETE
Y3063K106 HSPCF
Y3063K254 HSPCF
HANSOL PAPER CO LTD ORD ORD SHS
(KOR)
HANSOL PAPER CO LTD (KOREA, REP)
ADD ***
01/29/2015
DELETE
69911U106 PGCJ
PARAGON COMMERCIAL CORP
ADD
69911U403 PGCJ
PARAGON COML CORP
DELETE
82670K102 SGGH
ADD
82670K128 SGGHU
SIGNATURE GROUP HLDGS INC NEW COM
STK (DE)
SIGNATURE GROUP HLDG, INC UNIT
01/29/2015
DELETE
88101J101
TRRE
ADD
88101J200
TRRED
TERRA ENERGY RESOURCES, LTD.
COMMON STOCK (DE)
TERRA ENERGY RESOURCES, LTD.
COMMON STOCK (DE)
01/29/2015
01/29/2015
* 19C-3 Security rule
*** Foreign Netting Security
ALL INQUIRIES SHOULD BE DIRECTED TO NSCC'S MAILBOX AT: smd_notices@dtcc.com
Non-Confidential
2